GLOBAL TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ELI LILLY U.S. ACTIVE EQUITY COLLECTIVE INVESTMENT
| Measure | Date | Value |
|---|
| 2019 : ELI LILLY U.S. ACTIVE EQUITY COLLECTIVE INVESTMENT 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-09-30 | $-7,666,616 |
| Total unrealized appreciation/depreciation of assets | 2019-09-30 | $-7,666,616 |
| Total transfer of assets to this plan | 2019-09-30 | $36,544,952 |
| Total transfer of assets from this plan | 2019-09-30 | $608,380,093 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $552,637,710 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $3,409,927 |
| Total income from all sources (including contributions) | 2019-09-30 | $99,622,263 |
| Total loss/gain on sale of assets | 2019-09-30 | $102,402,199 |
| Total of all expenses incurred | 2019-09-30 | $1,674,473 |
| Value of total assets at end of year | 2019-09-30 | $552,637,710 |
| Value of total assets at beginning of year | 2019-09-30 | $477,297,278 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $1,674,473 |
| Total interest from all sources | 2019-09-30 | $28,476 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $4,853,454 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-09-30 | $544,733,651 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-09-30 | $1,629,305 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-09-30 | $551,720,793 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-09-30 | $2,269,077 |
| Other income not declared elsewhere | 2019-09-30 | $4,750 |
| Administrative expenses (other) incurred | 2019-09-30 | $352,412 |
| Liabilities. Value of operating payables at end of year | 2019-09-30 | $916,917 |
| Liabilities. Value of operating payables at beginning of year | 2019-09-30 | $1,140,850 |
| Total non interest bearing cash at end of year | 2019-09-30 | $7,904,059 |
| Total non interest bearing cash at beginning of year | 2019-09-30 | $6,374,930 |
| Value of net income/loss | 2019-09-30 | $97,947,790 |
| Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $473,887,351 |
| Investment advisory and management fees | 2019-09-30 | $1,322,061 |
| Value of interest in common/collective trusts at beginning of year | 2019-09-30 | $125,926,117 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-09-30 | $28,476 |
| Income. Dividends from common stock | 2019-09-30 | $4,853,454 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-09-30 | $343,366,926 |
| Aggregate proceeds on sale of assets | 2019-09-30 | $771,924,584 |
| Aggregate carrying amount (costs) on sale of assets | 2019-09-30 | $669,522,385 |
| 2018 : ELI LILLY U.S. ACTIVE EQUITY COLLECTIVE INVESTMENT 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-146,229,112 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-146,229,112 |
| Total transfer of assets to this plan | 2018-12-31 | $31,863,837 |
| Total transfer of assets from this plan | 2018-12-31 | $96,977,570 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $3,409,927 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $10,808,254 |
| Total income from all sources (including contributions) | 2018-12-31 | $-39,402,178 |
| Total loss/gain on sale of assets | 2018-12-31 | $101,065,946 |
| Total of all expenses incurred | 2018-12-31 | $2,277,785 |
| Value of total assets at end of year | 2018-12-31 | $477,297,278 |
| Value of total assets at beginning of year | 2018-12-31 | $591,489,301 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $2,277,785 |
| Total interest from all sources | 2018-12-31 | $15,494 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $5,725,395 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $1,629,305 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $851,090 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $2,269,077 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $9,816,372 |
| Other income not declared elsewhere | 2018-12-31 | $20,099 |
| Administrative expenses (other) incurred | 2018-12-31 | $393,108 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $1,140,850 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $991,882 |
| Total non interest bearing cash at end of year | 2018-12-31 | $6,374,930 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $1,820 |
| Value of net income/loss | 2018-12-31 | $-41,679,963 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $473,887,351 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $580,681,047 |
| Investment advisory and management fees | 2018-12-31 | $1,884,677 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $125,926,117 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $15,494 |
| Income. Dividends from common stock | 2018-12-31 | $5,725,395 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $343,366,926 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $590,636,391 |
| Aggregate proceeds on sale of assets | 2018-12-31 | $1,468,565,651 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $1,367,499,705 |
| 2017 : ELI LILLY U.S. ACTIVE EQUITY COLLECTIVE INVESTMENT 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $51,189,890 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $51,189,890 |
| Total transfer of assets to this plan | 2017-12-31 | $29,384,818 |
| Total transfer of assets from this plan | 2017-12-31 | $71,503,373 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $10,808,254 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $12,595,738 |
| Total income from all sources (including contributions) | 2017-12-31 | $91,632,306 |
| Total loss/gain on sale of assets | 2017-12-31 | $36,524,617 |
| Total of all expenses incurred | 2017-12-31 | $2,316,790 |
| Value of total assets at end of year | 2017-12-31 | $591,489,301 |
| Value of total assets at beginning of year | 2017-12-31 | $546,079,824 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $2,316,790 |
| Total interest from all sources | 2017-12-31 | $6,856 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $3,872,458 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $851,090 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $1,260,261 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $9,816,372 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $11,681,938 |
| Other income not declared elsewhere | 2017-12-31 | $38,485 |
| Administrative expenses (other) incurred | 2017-12-31 | $319,609 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $991,882 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $913,800 |
| Total non interest bearing cash at end of year | 2017-12-31 | $1,820 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $1,820 |
| Value of net income/loss | 2017-12-31 | $89,315,516 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $580,681,047 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $533,484,086 |
| Investment advisory and management fees | 2017-12-31 | $1,997,181 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $6,856 |
| Income. Dividends from common stock | 2017-12-31 | $3,872,458 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $590,636,391 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $544,817,743 |
| Aggregate proceeds on sale of assets | 2017-12-31 | $1,957,552,923 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $1,921,028,306 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | COHEN & COMPANY, LTD. |
| Accountancy firm EIN | 2017-12-31 | 341912961 |
| 2016 : ELI LILLY U.S. ACTIVE EQUITY COLLECTIVE INVESTMENT 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $42,819,114 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $42,819,114 |
| Total transfer of assets to this plan | 2016-12-31 | $45,150,366 |
| Total transfer of assets from this plan | 2016-12-31 | $51,842,580 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $12,595,738 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $11,564,347 |
| Total income from all sources (including contributions) | 2016-12-31 | $64,832,257 |
| Total loss/gain on sale of assets | 2016-12-31 | $17,826,516 |
| Total of all expenses incurred | 2016-12-31 | $2,125,017 |
| Value of total assets at end of year | 2016-12-31 | $546,079,824 |
| Value of total assets at beginning of year | 2016-12-31 | $489,033,407 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $2,125,017 |
| Total interest from all sources | 2016-12-31 | $634 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $4,106,608 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $1,260,261 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $923,595 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $11,681,938 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $10,613,929 |
| Other income not declared elsewhere | 2016-12-31 | $79,385 |
| Administrative expenses (other) incurred | 2016-12-31 | $334,837 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $913,800 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $950,418 |
| Total non interest bearing cash at end of year | 2016-12-31 | $1,820 |
| Value of net income/loss | 2016-12-31 | $62,707,240 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $533,484,086 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $477,469,060 |
| Investment advisory and management fees | 2016-12-31 | $1,790,180 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $269,240,666 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $16,750,771 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $16,750,771 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $634 |
| Income. Dividends from common stock | 2016-12-31 | $4,106,608 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $544,817,743 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $202,118,375 |
| Aggregate proceeds on sale of assets | 2016-12-31 | $1,775,379,520 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $1,757,553,004 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | COHEN & COMPANY, LTD. |
| Accountancy firm EIN | 2016-12-31 | 341912961 |
| 2015 : ELI LILLY U.S. ACTIVE EQUITY COLLECTIVE INVESTMENT 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-25,041,158 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-25,041,158 |
| Total transfer of assets to this plan | 2015-12-31 | $31,469,696 |
| Total transfer of assets from this plan | 2015-12-31 | $71,038,162 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $11,564,347 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $3,517,930 |
| Total income from all sources (including contributions) | 2015-12-31 | $-1,912,014 |
| Total loss/gain on sale of assets | 2015-12-31 | $19,774,292 |
| Total of all expenses incurred | 2015-12-31 | $2,189,246 |
| Value of total assets at end of year | 2015-12-31 | $489,033,407 |
| Value of total assets at beginning of year | 2015-12-31 | $524,656,716 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,189,246 |
| Total interest from all sources | 2015-12-31 | $730 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $3,279,024 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $923,595 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $2,141,742 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $10,613,929 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $2,638,919 |
| Other income not declared elsewhere | 2015-12-31 | $75,098 |
| Administrative expenses (other) incurred | 2015-12-31 | $337,079 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $950,418 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $879,011 |
| Total non interest bearing cash at end of year | 2015-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $2,555 |
| Value of net income/loss | 2015-12-31 | $-4,101,260 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $477,469,060 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $521,138,786 |
| Investment advisory and management fees | 2015-12-31 | $1,852,167 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $269,240,666 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $306,794,806 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $16,750,771 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $6,919,266 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $6,919,266 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $730 |
| Income. Dividends from common stock | 2015-12-31 | $3,279,024 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $202,118,375 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $208,798,347 |
| Aggregate proceeds on sale of assets | 2015-12-31 | $2,027,557,550 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $2,007,783,258 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | COHEN FUND AUDIT SERVICES |
| Accountancy firm EIN | 2015-12-31 | 200481852 |
| 2014 : ELI LILLY U.S. ACTIVE EQUITY COLLECTIVE INVESTMENT 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $28,115,087 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $28,115,087 |
| Total transfer of assets to this plan | 2014-12-31 | $39,082,060 |
| Total transfer of assets from this plan | 2014-12-31 | $82,976,533 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $3,517,930 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $2,253,624 |
| Total income from all sources (including contributions) | 2014-12-31 | $58,273,890 |
| Total loss/gain on sale of assets | 2014-12-31 | $26,607,768 |
| Total of all expenses incurred | 2014-12-31 | $2,194,076 |
| Value of total assets at end of year | 2014-12-31 | $524,656,716 |
| Value of total assets at beginning of year | 2014-12-31 | $511,207,069 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $2,194,076 |
| Total interest from all sources | 2014-12-31 | $632 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $3,550,403 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $2,141,742 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $2,068,167 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $2,638,919 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $1,415,972 |
| Administrative expenses (other) incurred | 2014-12-31 | $344,118 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $879,011 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $837,652 |
| Total non interest bearing cash at end of year | 2014-12-31 | $2,555 |
| Value of net income/loss | 2014-12-31 | $56,079,814 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $521,138,786 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $508,953,445 |
| Investment advisory and management fees | 2014-12-31 | $1,849,958 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $306,794,806 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $288,661,314 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $6,919,266 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $6,942,562 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $6,942,562 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $632 |
| Income. Dividends from common stock | 2014-12-31 | $3,550,403 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $208,798,347 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $213,535,026 |
| Aggregate proceeds on sale of assets | 2014-12-31 | $1,786,483,792 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $1,759,876,024 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | COHEN FUND AUDIT SERVICES |
| Accountancy firm EIN | 2014-12-31 | 200481852 |
