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CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 401k Plan overview

Plan NameCATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN
Plan identification number 003

CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY has sponsored the creation of one or more 401k plans.

Company Name:CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY
Employer identification number (EIN):310536645
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1967-06-08
Company Identification Number: 361725
Legal Registered Office Address: 922 W RIVERVIEW AVE
-
DAYTON
United States of America (USA)
45402

More information about CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01LAURA ROESCH2023-10-12
0032021-01-01LAURA ROESCH2022-09-19
0032020-01-01LAURA ROESCH2021-10-11
0032019-01-01LAURA ROESCH2020-10-12
0032018-01-01CAROLYN CRAIG2019-10-13
0032017-01-01
0032016-01-01
0032015-01-01LAURA ROESCH2016-10-11
0032014-01-01LAURA ROESCH2015-10-12
0032013-01-01LAURA ROESCH2014-04-15
0032012-01-01LAURA ROESCH2013-03-27
0032011-01-01LAURA ROESCH2012-10-09
0032010-01-01LAURA ROESCH2011-10-07
0032009-01-01JOSEPH TRACY

Plan Statistics for CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN

401k plan membership statisitcs for CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN

Measure Date Value
2022: CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01126
Total number of active participants reported on line 7a of the Form 55002022-01-0199
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-0129
Total of all active and inactive participants2022-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01130
Number of participants with account balances2022-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-015
2021: CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01134
Total number of active participants reported on line 7a of the Form 55002021-01-01104
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-0119
Total of all active and inactive participants2021-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01127
Number of participants with account balances2021-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01122
Total number of active participants reported on line 7a of the Form 55002020-01-01106
Number of retired or separated participants receiving benefits2020-01-016
Number of other retired or separated participants entitled to future benefits2020-01-0123
Total of all active and inactive participants2020-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01135
Number of participants with account balances2020-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01115
Total number of active participants reported on line 7a of the Form 55002019-01-01102
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0130
Total of all active and inactive participants2019-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01133
Number of participants with account balances2019-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01133
Total number of active participants reported on line 7a of the Form 55002018-01-01101
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0120
Total of all active and inactive participants2018-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01121
Number of participants with account balances2018-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2009: CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0110
Total number of active participants reported on line 7a of the Form 55002009-01-014
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-016
Total participants2009-01-016
Number of participants with account balances2009-01-016

Financial Data on CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN

Measure Date Value
2022 : CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-373,376
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$256,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$255,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$305,549
Value of total assets at end of year2022-12-31$3,177,238
Value of total assets at beginning of year2022-12-31$3,807,568
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,750
Total interest from all sources2022-12-31$4,168
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$1,750
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$239,914
Participant contributions at end of year2022-12-31$29,238
Participant contributions at beginning of year2022-12-31$20,507
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-630,330
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,177,238
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,807,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$2,870,529
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,431,770
Interest on participant loans2022-12-31$1,355
Interest earned on other investments2022-12-31$2,700
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$7,073
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$7,073
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$113
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$211,836
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$290,678
Net investment gain/loss from pooled separate accounts2022-12-31$-683,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$65,635
Employer contributions (assets) at end of year2022-12-31$65,635
Employer contributions (assets) at beginning of year2022-12-31$57,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$255,204
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KENTNER SELLERS LLP
Accountancy firm EIN2022-12-31310787612
2021 : CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$848,611
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$24,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$21,082
Value of total corrective distributions2021-12-31$755
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$371,419
Value of total assets at end of year2021-12-31$3,807,568
Value of total assets at beginning of year2021-12-31$2,983,169
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,375
Total interest from all sources2021-12-31$3,110
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$2,375
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$400,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$198,297
Participant contributions at end of year2021-12-31$20,507
Participant contributions at beginning of year2021-12-31$1,024
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$115,582
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$824,399
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,807,568
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,983,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$3,431,770
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,649,577
Interest on participant loans2021-12-31$265
Interest earned on other investments2021-12-31$2,838
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$7,073
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$5,313
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$5,313
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$7
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$290,678
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$276,216
Net investment gain/loss from pooled separate accounts2021-12-31$474,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$57,540
Employer contributions (assets) at end of year2021-12-31$57,540
Employer contributions (assets) at beginning of year2021-12-31$51,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$21,082
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KENTNER SELLERS LLP
Accountancy firm EIN2021-12-31310787612
2020 : CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$741,743
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$190,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$180,916
Value of total corrective distributions2020-12-31$7,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$357,838
Value of total assets at end of year2020-12-31$2,983,169
Value of total assets at beginning of year2020-12-31$2,431,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,925
Total interest from all sources2020-12-31$2,787
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$1,925
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$220,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$170,428
Participant contributions at end of year2020-12-31$1,024
Participant contributions at beginning of year2020-12-31$2,713
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$134,038
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$551,229
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,983,169
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,431,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$2,649,577
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,114,642
Interest on participant loans2020-12-31$105
Interest earned on other investments2020-12-31$2,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$5,313
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,163
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,163
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$8
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$276,216
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$261,767
Net investment gain/loss from pooled separate accounts2020-12-31$381,118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$53,372
Employer contributions (assets) at end of year2020-12-31$51,039
Employer contributions (assets) at beginning of year2020-12-31$50,655
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$180,916
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KENTNER SELLERS LLP
Accountancy firm EIN2020-12-31310787612
2019 : CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$616,995
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$332,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$331,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$222,580
Value of total assets at end of year2019-12-31$2,431,940
Value of total assets at beginning of year2019-12-31$2,147,700
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,550
Total interest from all sources2019-12-31$3,183
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$1,550
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$220,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$171,135
Participant contributions at end of year2019-12-31$2,713
Participant contributions at beginning of year2019-12-31$4,520
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$284,240
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,431,940
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,147,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$2,114,642
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,663,929
Interest on participant loans2019-12-31$239
Interest earned on other investments2019-12-31$2,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,163
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$558
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$558
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$26
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$261,767
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$428,361
Net investment gain/loss from pooled separate accounts2019-12-31$391,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$50,804
Employer contributions (assets) at end of year2019-12-31$50,655
Employer contributions (assets) at beginning of year2019-12-31$50,332
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$331,205
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KENTNER SELLERS LLP
Accountancy firm EIN2019-12-31310787612
2018 : CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$139,785
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$336,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$334,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$237,318
Value of total assets at end of year2018-12-31$2,147,700
Value of total assets at beginning of year2018-12-31$2,344,900
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,600
Total interest from all sources2018-12-31$5,374
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$2,600
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$220,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$171,286
Participant contributions at end of year2018-12-31$4,520
Participant contributions at beginning of year2018-12-31$9,282
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$15,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-197,200
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,147,700
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,344,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$1,663,929
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,637,262
Interest on participant loans2018-12-31$470
Interest earned on other investments2018-12-31$4,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$558
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$3,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$3,589
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$428,361
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$647,374
Net investment gain/loss from pooled separate accounts2018-12-31$-102,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$50,332
Employer contributions (assets) at end of year2018-12-31$50,332
Employer contributions (assets) at beginning of year2018-12-31$47,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$334,385
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KENTNER SELLERS LLP
Accountancy firm EIN2018-12-31310787612

Form 5500 Responses for CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN

2022: CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2009: CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818320
Policy instance 1
Insurance contract or identification number818320
Number of Individuals Covered99
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818320
Policy instance 1
Insurance contract or identification number818320
Number of Individuals Covered90
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818320
Policy instance 1
Insurance contract or identification number818320
Number of Individuals Covered88
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818320
Policy instance 1
Insurance contract or identification number818320
Number of Individuals Covered77
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $268
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees268
Additional information about fees paid to insurance brokerFEES PAID
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818320
Policy instance 1
Insurance contract or identification number818320
Number of Individuals Covered73
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,134
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1134
Additional information about fees paid to insurance brokerFEES PAID
Insurance broker organization code?3

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