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ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 401k Plan overview

Plan NameATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN
Plan identification number 001

ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

ATRIUM HEALTH SYSTEM has sponsored the creation of one or more 401k plans.

Company Name:ATRIUM HEALTH SYSTEM
Employer identification number (EIN):310537492
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about ATRIUM HEALTH SYSTEM

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1913-12-23
Company Identification Number: 32722
Legal Registered Office Address: 110 N. MAIN ST.
STE 900
DAYTON
United States of America (USA)
45402

More information about ATRIUM HEALTH SYSTEM

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01WILLIAM LINESCH
0012011-01-01THOMAS J. MALONEY JR.
0012010-01-01THOMAS J. MALONEY JR.
0012009-01-01THOMAS J. MALONEY JR. THOMAS J. MALONEY JR.2010-10-13

Plan Statistics for ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN

401k plan membership statisitcs for ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN

Measure Date Value
2012: ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,061
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0132
2011: ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,030
Total number of active participants reported on line 7a of the Form 55002011-01-011,454
Number of retired or separated participants receiving benefits2011-01-01121
Number of other retired or separated participants entitled to future benefits2011-01-01478
Total of all active and inactive participants2011-01-012,053
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-018
Total participants2011-01-012,061
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0166
2010: ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,898
Total number of active participants reported on line 7a of the Form 55002010-01-011,498
Number of retired or separated participants receiving benefits2010-01-01118
Number of other retired or separated participants entitled to future benefits2010-01-01406
Total of all active and inactive participants2010-01-012,022
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-018
Total participants2010-01-012,030
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0157
2009: ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,843
Total number of active participants reported on line 7a of the Form 55002009-01-011,414
Number of retired or separated participants receiving benefits2009-01-01115
Number of other retired or separated participants entitled to future benefits2009-01-01361
Total of all active and inactive participants2009-01-011,890
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-018
Total participants2009-01-011,898
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0149

Financial Data on ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN

Measure Date Value
2012 : ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$31,670,565
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,849,155
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,710,293
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,243,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$0
Value of total assets at beginning of year2012-12-31$31,531,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$467,063
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$795,339
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$795,339
Administrative expenses professional fees incurred2012-12-31$312,700
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$5,784,216
Other income not declared elsewhere2012-12-31$679,719
Administrative expenses (other) incurred2012-12-31$79,870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$138,862
Value of net assets at end of year (total assets less liabilities)2012-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$31,531,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$44,695
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$22,329,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$15,112
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$15,112
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,374,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$3,402,475
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,243,230
Contract administrator fees2012-12-31$29,798
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2012-12-31381357951
2011 : ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$5,110,349
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,211,162
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,770,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,057,275
Value of total assets at end of year2011-12-31$31,531,703
Value of total assets at beginning of year2011-12-31$28,632,516
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$440,525
Total interest from all sources2011-12-31$4
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$677,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$677,027
Administrative expenses professional fees incurred2011-12-31$327,608
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$5,784,216
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$4,014,670
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$179
Other income not declared elsewhere2011-12-31$1,021,671
Administrative expenses (other) incurred2011-12-31$76,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,899,187
Value of net assets at end of year (total assets less liabilities)2011-12-31$31,531,703
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$28,632,516
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$22,329,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$22,520,659
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$15,112
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$16,821
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$16,821
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,645,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$5,057,275
Employer contributions (assets) at end of year2011-12-31$3,402,475
Employer contributions (assets) at beginning of year2011-12-31$2,080,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,770,637
Contract administrator fees2011-12-31$36,311
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2011-12-31381357951
2010 : ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,220,343
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,098,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,594,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,587,377
Value of total assets at end of year2010-12-31$28,632,516
Value of total assets at beginning of year2010-12-31$25,510,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$503,915
Total interest from all sources2010-12-31$11
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$752,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$752,741
Administrative expenses professional fees incurred2010-12-31$350,599
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$4,014,670
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$179
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$2
Other income not declared elsewhere2010-12-31$116,164
Administrative expenses (other) incurred2010-12-31$119,729
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,122,290
Value of net assets at end of year (total assets less liabilities)2010-12-31$28,632,516
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$25,510,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$22,520,659
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$22,150,525
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$16,821
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$26,699
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$26,699
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$11
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,764,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,587,377
Employer contributions (assets) at end of year2010-12-31$2,080,187
Employer contributions (assets) at beginning of year2010-12-31$3,333,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,594,138
Contract administrator fees2010-12-31$33,587
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2010-12-31381357951
2009 : ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN

2012: ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingYes
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ATRIUM HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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