401k Plan data: DONNELLON MCCARTHY, INC. 401(K) PLAN plan

DONNELLON MCCARTHY, INC. 401(K) PLAN 401k Plan overview

Plan Name	DONNELLON MCCARTHY, INC. 401(K) PLAN
Plan identification number	002

DONNELLON MCCARTHY, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DONNELLON MCCARTHY, INC. has sponsored the creation of one or more 401k plans.

Company Name: DONNELLON MCCARTHY, INC.

Employer identification number (EIN): 310596335

NAIC Classification: 423400

Additional information about DONNELLON MCCARTHY, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1957-10-07

Company Identification Number: 266676

Legal Registered Office Address: 4141 TURRILL ST
-
CINCINNATI
United States of America (USA)
45223

More information about DONNELLON MCCARTHY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DONNELLON MCCARTHY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-10-01 ROBERT P DONNELLON 2016-10-21
002 2014-10-01 ROBERT DONNELLON 2016-04-27
002 2013-10-01 ROBERT DONNELLON 2015-07-14
002 2012-10-01 ROBERT DONNELLON ROBERT DONNELLON 2014-08-11
002 2011-10-01 ROBERT DONNELLON
002 2009-10-01 CHRISTOPHER ROSER
002 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2015-10-01	ROBERT P DONNELLON	2016-10-21
002	2014-10-01	ROBERT DONNELLON	2016-04-27
002	2013-10-01	ROBERT DONNELLON	2015-07-14
002	2012-10-01	ROBERT DONNELLON		ROBERT DONNELLON	2014-08-11
002	2011-10-01	ROBERT DONNELLON
002	2009-10-01	CHRISTOPHER ROSER
002	2008-10-01

Plan Statistics for DONNELLON MCCARTHY, INC. 401(K) PLAN

401k plan membership statisitcs for DONNELLON MCCARTHY, INC. 401(K) PLAN

Measure Date Value
2012: DONNELLON MCCARTHY, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 133
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 0
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 39
Total of all active and inactive participants 2012-10-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 39
Number of participants with account balances 2012-10-01 39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: DONNELLON MCCARTHY, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 176
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 113
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 20
Total of all active and inactive participants 2011-10-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 133
Number of participants with account balances 2011-10-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0
2009: DONNELLON MCCARTHY, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 156
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 94
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 14
Total of all active and inactive participants 2009-10-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 108
Number of participants with account balances 2009-10-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0

Measure	Date	Value
2012: DONNELLON MCCARTHY, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	133
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	0
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	39
Total of all active and inactive participants	2012-10-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	39
Number of participants with account balances	2012-10-01	39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: DONNELLON MCCARTHY, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	176
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	113
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	20
Total of all active and inactive participants	2011-10-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	133
Number of participants with account balances	2011-10-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0
2009: DONNELLON MCCARTHY, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	156
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	94
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	14
Total of all active and inactive participants	2009-10-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	108
Number of participants with account balances	2009-10-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0

Financial Data on DONNELLON MCCARTHY, INC. 401(K) PLAN

Measure	Date	Value
2013 : DONNELLON MCCARTHY, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$467,232
Total loss/gain on sale of assets	2013-09-30	$225,036
Total of all expenses incurred	2013-09-30	$4,105,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$4,098,123
Value of total corrective distributions	2013-09-30	$5,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$70,328
Value of total assets at end of year	2013-09-30	$566,697
Value of total assets at beginning of year	2013-09-30	$4,205,352
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$2,075
Total interest from all sources	2013-09-30	$2,011
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$110,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-09-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$110,743
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$500,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$70,328
Participant contributions at end of year	2013-09-30	$17,394
Participant contributions at beginning of year	2013-09-30	$170,686
Administrative expenses (other) incurred	2013-09-30	$2,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$-3,638,655
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$566,697
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$4,205,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$535,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$3,879,597
Interest on participant loans	2013-09-30	$2,011
Value of interest in common/collective trusts at end of year	2013-09-30	$14,144
Value of interest in common/collective trusts at beginning of year	2013-09-30	$155,069
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$58,980
Net investment gain or loss from common/collective trusts	2013-09-30	$134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$4,098,123
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Aggregate proceeds on sale of assets	2013-09-30	$4,278,008
Aggregate carrying amount (costs) on sale of assets	2013-09-30	$4,052,972
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	REA & ASSOCIATES, INC.
Accountancy firm EIN	2013-09-30	341310124
2012 : DONNELLON MCCARTHY, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$973,036
Total loss/gain on sale of assets	2012-09-30	$51,906
Total of all expenses incurred	2012-09-30	$398,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$392,651
Value of total corrective distributions	2012-09-30	$5,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$247,053
Value of total assets at end of year	2012-09-30	$4,205,352
Value of total assets at beginning of year	2012-09-30	$3,631,276
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$900
Total interest from all sources	2012-09-30	$7,394
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$124,031
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$500,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$247,053
Participant contributions at end of year	2012-09-30	$170,686
Participant contributions at beginning of year	2012-09-30	$187,074
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-09-30	$37,654
Administrative expenses (other) incurred	2012-09-30	$900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$574,076
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$4,205,352
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$3,631,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$3,879,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$3,143,826
Income. Interest from loans (other than to participants)	2012-09-30	$7,394
Value of interest in common/collective trusts at end of year	2012-09-30	$155,069
Value of interest in common/collective trusts at beginning of year	2012-09-30	$300,376
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$541,037
Net investment gain or loss from common/collective trusts	2012-09-30	$1,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Income. Dividends from common stock	2012-09-30	$124,031
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$354,997
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Aggregate proceeds on sale of assets	2012-09-30	$1,235,559
Aggregate carrying amount (costs) on sale of assets	2012-09-30	$1,183,653
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	REA & ASSOCIATES, INC.
Accountancy firm EIN	2012-09-30	341310124
2011 : DONNELLON MCCARTHY, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$194,846
Total loss/gain on sale of assets	2011-09-30	$45,232
Total of all expenses incurred	2011-09-30	$169,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$162,211
Value of total corrective distributions	2011-09-30	$6,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$276,008
Value of total assets at end of year	2011-09-30	$3,631,276
Value of total assets at beginning of year	2011-09-30	$3,606,347
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$1,600
Total interest from all sources	2011-09-30	$8,711
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$57,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$276,008
Participant contributions at end of year	2011-09-30	$187,074
Participant contributions at beginning of year	2011-09-30	$127,277
Administrative expenses (other) incurred	2011-09-30	$1,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$24,929
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$3,631,276
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$3,606,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$3,143,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$3,183,547
Interest on participant loans	2011-09-30	$8,711
Value of interest in common/collective trusts at end of year	2011-09-30	$300,376
Value of interest in common/collective trusts at beginning of year	2011-09-30	$295,523
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-196,209
Net investment gain or loss from common/collective trusts	2011-09-30	$3,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Income. Dividends from common stock	2011-09-30	$57,380
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$162,211
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Aggregate proceeds on sale of assets	2011-09-30	$811,453
Aggregate carrying amount (costs) on sale of assets	2011-09-30	$766,221
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	BKD, LLP
Accountancy firm EIN	2011-09-30	440160260
2010 : DONNELLON MCCARTHY, INC. 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for DONNELLON MCCARTHY, INC. 401(K) PLAN

2012: DONNELLON MCCARTHY, INC. 401(K) PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	Yes
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: DONNELLON MCCARTHY, INC. 401(K) PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: DONNELLON MCCARTHY, INC. 401(K) PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: DONNELLON MCCARTHY, INC. 401(K) PLAN 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	No
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No

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Company Name:	DONNELLON MCCARTHY, INC.
Employer identification number (EIN):	310596335
NAIC Classification:	423400

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	1957-10-07
Company Identification Number:	266676
Legal Registered Office Address:	4141 TURRILL ST - CINCINNATI United States of America (USA) 45223