401k Plan data: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN plan

EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN
Plan identification number	001

EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EAR NOSE & THROAT SPECIALISTS OF MI DDLETOWN INC has sponsored the creation of one or more 401k plans.

Company Name: EAR NOSE & THROAT SPECIALISTS OF MI DDLETOWN INC

Employer identification number (EIN): 310745852

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-03-01 JOHN F BARRORD MD
001 2014-03-01 JOHN F BARRORD MD
001 2014-03-01 JOHN F BARRORD MD
001 2013-03-01 JOHN F BARRORD MD
001 2012-03-01 JOHN F BARRORD MD
001 2011-03-01 JOHN F BARRORD MD
001 2009-03-01 EUGENE D. HERRMANN, M.D. 2010-10-22
001 2009-03-01 EUGENE D. HERRMANN, M.D.

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-03-01	JOHN F BARRORD MD
001	2014-03-01	JOHN F BARRORD MD
001	2014-03-01	JOHN F BARRORD MD
001	2013-03-01	JOHN F BARRORD MD
001	2012-03-01	JOHN F BARRORD MD
001	2011-03-01	JOHN F BARRORD MD
001	2009-03-01		EUGENE D. HERRMANN, M.D.	2010-10-22
001	2009-03-01	EUGENE D. HERRMANN, M.D.

Plan Statistics for EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN

401k plan membership statisitcs for EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN

Measure Date Value
2015: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-03-01 15
Total number of active participants reported on line 7a of the Form 5500 2015-03-01 0
Number of retired or separated participants receiving benefits 2015-03-01 0
Number of other retired or separated participants entitled to future benefits 2015-03-01 0
Total of all active and inactive participants 2015-03-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-03-01 0
Total participants 2015-03-01 0
Number of participants with account balances 2015-03-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-03-01 0
2014: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-03-01 15
Total number of active participants reported on line 7a of the Form 5500 2014-03-01 15
Number of retired or separated participants receiving benefits 2014-03-01 0
Number of other retired or separated participants entitled to future benefits 2014-03-01 0
Total of all active and inactive participants 2014-03-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-03-01 0
Total participants 2014-03-01 15
Number of participants with account balances 2014-03-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-03-01 0
2013: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-03-01 15
Total number of active participants reported on line 7a of the Form 5500 2013-03-01 15
Number of retired or separated participants receiving benefits 2013-03-01 0
Number of other retired or separated participants entitled to future benefits 2013-03-01 0
Total of all active and inactive participants 2013-03-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-03-01 0
Total participants 2013-03-01 15
Number of participants with account balances 2013-03-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-03-01 0
2012: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-03-01 15
Total number of active participants reported on line 7a of the Form 5500 2012-03-01 14
Number of retired or separated participants receiving benefits 2012-03-01 0
Number of other retired or separated participants entitled to future benefits 2012-03-01 0
Total of all active and inactive participants 2012-03-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-03-01 0
Total participants 2012-03-01 14
Number of participants with account balances 2012-03-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-03-01 0
2011: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-03-01 16
Total number of active participants reported on line 7a of the Form 5500 2011-03-01 15
Number of retired or separated participants receiving benefits 2011-03-01 0
Number of other retired or separated participants entitled to future benefits 2011-03-01 0
Total of all active and inactive participants 2011-03-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-03-01 0
Total participants 2011-03-01 15
Number of participants with account balances 2011-03-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-03-01 0
2009: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-03-01 21
Total number of active participants reported on line 7a of the Form 5500 2009-03-01 16
Number of retired or separated participants receiving benefits 2009-03-01 2
Number of other retired or separated participants entitled to future benefits 2009-03-01 0
Total of all active and inactive participants 2009-03-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-03-01 0
Total participants 2009-03-01 18
Number of participants with account balances 2009-03-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-03-01 0

Measure	Date	Value
2015: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-03-01	15
Total number of active participants reported on line 7a of the Form 5500	2015-03-01	0
Number of retired or separated participants receiving benefits	2015-03-01	0
Number of other retired or separated participants entitled to future benefits	2015-03-01	0
Total of all active and inactive participants	2015-03-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-03-01	0
Total participants	2015-03-01	0
Number of participants with account balances	2015-03-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-03-01	0
2014: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-03-01	15
Total number of active participants reported on line 7a of the Form 5500	2014-03-01	15
Number of retired or separated participants receiving benefits	2014-03-01	0
Number of other retired or separated participants entitled to future benefits	2014-03-01	0
Total of all active and inactive participants	2014-03-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-03-01	0
Total participants	2014-03-01	15
Number of participants with account balances	2014-03-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-03-01	0
2013: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-03-01	15
Total number of active participants reported on line 7a of the Form 5500	2013-03-01	15
Number of retired or separated participants receiving benefits	2013-03-01	0
Number of other retired or separated participants entitled to future benefits	2013-03-01	0
Total of all active and inactive participants	2013-03-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-03-01	0
Total participants	2013-03-01	15
Number of participants with account balances	2013-03-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-03-01	0
2012: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-03-01	15
Total number of active participants reported on line 7a of the Form 5500	2012-03-01	14
Number of retired or separated participants receiving benefits	2012-03-01	0
Number of other retired or separated participants entitled to future benefits	2012-03-01	0
Total of all active and inactive participants	2012-03-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-03-01	0
Total participants	2012-03-01	14
Number of participants with account balances	2012-03-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-03-01	0
2011: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-03-01	16
Total number of active participants reported on line 7a of the Form 5500	2011-03-01	15
Number of retired or separated participants receiving benefits	2011-03-01	0
Number of other retired or separated participants entitled to future benefits	2011-03-01	0
Total of all active and inactive participants	2011-03-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-03-01	0
Total participants	2011-03-01	15
Number of participants with account balances	2011-03-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-03-01	0
2009: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-03-01	21
Total number of active participants reported on line 7a of the Form 5500	2009-03-01	16
Number of retired or separated participants receiving benefits	2009-03-01	2
Number of other retired or separated participants entitled to future benefits	2009-03-01	0
Total of all active and inactive participants	2009-03-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-03-01	0
Total participants	2009-03-01	18
Number of participants with account balances	2009-03-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-03-01	0

Financial Data on EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN

Measure	Date	Value
2016 : EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-02-28	$0
Expenses. Total of all expenses incurred	2016-02-28	$2,533,591
Benefits paid (including direct rollovers)	2016-02-28	$2,533,591
Total plan assets at end of year	2016-02-28	$0
Total plan assets at beginning of year	2016-02-28	$2,533,591
Value of fidelity bond covering the plan	2016-02-28	$500,000
Net income (gross income less expenses)	2016-02-28	$-2,533,591
Net plan assets at end of year (total assets less liabilities)	2016-02-28	$0
Net plan assets at beginning of year (total assets less liabilities)	2016-02-28	$2,533,591
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-02-28	$0
2015 : EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-02-28	$352,863
Expenses. Total of all expenses incurred	2015-02-28	$3,220,812
Benefits paid (including direct rollovers)	2015-02-28	$3,220,812
Total plan assets at end of year	2015-02-28	$2,533,591
Total plan assets at beginning of year	2015-02-28	$5,401,540
Value of fidelity bond covering the plan	2015-02-28	$500,000
Total contributions received or receivable from participants	2015-02-28	$58,040
Contributions received from other sources (not participants or employers)	2015-02-28	$0
Noncash contributions received	2015-02-28	$294,823
Net income (gross income less expenses)	2015-02-28	$-2,867,949
Net plan assets at end of year (total assets less liabilities)	2015-02-28	$2,533,591
Net plan assets at beginning of year (total assets less liabilities)	2015-02-28	$5,401,540
Assets. Value of assets in partnership/joint-venture interests	2015-02-28	$25,000
Total contributions received or receivable from employer(s)	2015-02-28	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-02-28	$0
2014 : EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-02-28	$593,748
Expenses. Total of all expenses incurred	2014-02-28	$883
Total plan assets at end of year	2014-02-28	$5,401,540
Total plan assets at beginning of year	2014-02-28	$4,808,675
Value of fidelity bond covering the plan	2014-02-28	$500,000
Total contributions received or receivable from participants	2014-02-28	$89,983
Other income received	2014-02-28	$486,604
Net income (gross income less expenses)	2014-02-28	$592,865
Net plan assets at end of year (total assets less liabilities)	2014-02-28	$5,401,540
Net plan assets at beginning of year (total assets less liabilities)	2014-02-28	$4,808,675
Assets. Value of participant loans	2014-02-28	$2,000
Assets. Value of assets in partnership/joint-venture interests	2014-02-28	$25,000
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2014-02-28	$13,918
Total contributions received or receivable from employer(s)	2014-02-28	$17,161
Expenses. Administrative service providers (salaries,fees and commissions)	2014-02-28	$883
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-02-28	$0
2013 : EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-02-28	$951,498
Expenses. Total of all expenses incurred	2013-02-28	$15,635
Total plan assets at end of year	2013-02-28	$5,680,220
Total plan assets at beginning of year	2013-02-28	$4,744,357
Value of fidelity bond covering the plan	2013-02-28	$500,000
Total contributions received or receivable from participants	2013-02-28	$65,141
Other income received	2013-02-28	$844,357
Net income (gross income less expenses)	2013-02-28	$935,863
Net plan assets at end of year (total assets less liabilities)	2013-02-28	$5,680,220
Net plan assets at beginning of year (total assets less liabilities)	2013-02-28	$4,744,357
Assets. Value of participant loans	2013-02-28	$4,970
Assets. Value of assets in partnership/joint-venture interests	2013-02-28	$25,000
Total contributions received or receivable from employer(s)	2013-02-28	$42,000
Expenses. Administrative service providers (salaries,fees and commissions)	2013-02-28	$15,635
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-02-28	$0
2012 : EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-02-29	$211,964
Expenses. Total of all expenses incurred	2012-02-29	$180,981
Benefits paid (including direct rollovers)	2012-02-29	$175,132
Total plan assets at end of year	2012-02-29	$4,775,340
Total plan assets at beginning of year	2012-02-29	$4,744,357
Value of fidelity bond covering the plan	2012-02-29	$480,000
Total contributions received or receivable from participants	2012-02-29	$64,158
Other income received	2012-02-29	$105,806
Net income (gross income less expenses)	2012-02-29	$30,983
Net plan assets at end of year (total assets less liabilities)	2012-02-29	$4,775,340
Net plan assets at beginning of year (total assets less liabilities)	2012-02-29	$4,744,357
Assets. Value of participant loans	2012-02-29	$2,389
Assets. Value of assets in partnership/joint-venture interests	2012-02-29	$25,000
Total contributions received or receivable from employer(s)	2012-02-29	$42,000
Expenses. Administrative service providers (salaries,fees and commissions)	2012-02-29	$5,849
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-02-29	$0
2011 : EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-02-28	$748,773
Expenses. Total of all expenses incurred	2011-02-28	$87,470
Benefits paid (including direct rollovers)	2011-02-28	$84,447
Total plan assets at end of year	2011-02-28	$4,797,856
Total plan assets at beginning of year	2011-02-28	$4,136,553
Value of fidelity bond covering the plan	2011-02-28	$480,000
Total contributions received or receivable from participants	2011-02-28	$64,499
Other income received	2011-02-28	$570,775
Net income (gross income less expenses)	2011-02-28	$661,303
Net plan assets at end of year (total assets less liabilities)	2011-02-28	$4,797,856
Net plan assets at beginning of year (total assets less liabilities)	2011-02-28	$4,136,553
Assets. Value of participant loans	2011-02-28	$3,624
Assets. Value of assets in partnership/joint-venture interests	2011-02-28	$25,000
Total contributions received or receivable from employer(s)	2011-02-28	$113,499
Expenses. Administrative service providers (salaries,fees and commissions)	2011-02-28	$3,023
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-02-28	$0
2010 : EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-02-28	$0

Form 5500 Responses for EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN

2015: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-03-01	Type of plan entity	Single employer plan
2015-03-01	Submission has been amended	No
2015-03-01	This submission is the final filing	Yes
2015-03-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-03-01	Plan is a collectively bargained plan	No
2015-03-01	Plan funding arrangement – Trust	Yes
2015-03-01	Plan benefit arrangement - Trust	Yes
2014: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-03-01	Type of plan entity	Single employer plan
2014-03-01	Submission has been amended	No
2014-03-01	This submission is the final filing	No
2014-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-03-01	Plan is a collectively bargained plan	No
2014-03-01	Plan funding arrangement – Trust	Yes
2014-03-01	Plan benefit arrangement - Trust	Yes
2013: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-03-01	Type of plan entity	Single employer plan
2013-03-01	Submission has been amended	No
2013-03-01	This submission is the final filing	No
2013-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-03-01	Plan is a collectively bargained plan	No
2013-03-01	Plan funding arrangement – Trust	Yes
2013-03-01	Plan benefit arrangement - Trust	Yes
2012: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-03-01	Type of plan entity	Single employer plan
2012-03-01	Submission has been amended	No
2012-03-01	This submission is the final filing	No
2012-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-03-01	Plan is a collectively bargained plan	No
2012-03-01	Plan funding arrangement – Trust	Yes
2012-03-01	Plan benefit arrangement - Trust	Yes
2011: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-03-01	Type of plan entity	Single employer plan
2011-03-01	Submission has been amended	No
2011-03-01	This submission is the final filing	No
2011-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-03-01	Plan is a collectively bargained plan	No
2011-03-01	Plan funding arrangement – Trust	Yes
2011-03-01	Plan benefit arrangement - Trust	Yes
2009: EAR NOSE & THROAT SPECIALISTS OF MIDDLETOWN INC 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-03-01	Type of plan entity	Single employer plan
2009-03-01	Submission has been amended	No
2009-03-01	This submission is the final filing	No
2009-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-03-01	Plan is a collectively bargained plan	No
2009-03-01	Plan funding arrangement – Trust	Yes
2009-03-01	Plan benefit arrangement - Trust	Yes

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Company Name:	EAR NOSE & THROAT SPECIALISTS OF MI DDLETOWN INC
Employer identification number (EIN):	310745852
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)