401k Plan data: CHARLES PENZONE, INC 401K PLAN & TRUST plan

CHARLES PENZONE, INC 401K PLAN & TRUST 401k Plan overview

Plan Name	CHARLES PENZONE, INC 401K PLAN & TRUST
Plan identification number	003

CHARLES PENZONE, INC 401K PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CHARLES PENZONE, INC. has sponsored the creation of one or more 401k plans.

Company Name: CHARLES PENZONE, INC.

Employer identification number (EIN): 310749362

NAIC Classification: 812112
NAIC Description: Beauty Salons

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHARLES PENZONE, INC 401K PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2024-01-01 JIM HERBECK
003 2023-01-01
003 2023-01-01 CHARLES PENZONE
003 2022-01-01
003 2022-01-01 JIM HERBECK
003 2021-01-01
003 2021-01-01 CHARLES PENZONE
003 2020-01-01
003 2019-01-01
003 2017-01-01 CHARLES A PENZONE
003 2016-01-01 CHARLES A PENZONE
003 2015-01-01 CHARLES A PENZONE
003 2014-01-01 CHARLES A PENZONE
003 2013-01-01 CHARLES A PENZONE CHARLES A PENZONE 2014-10-02
003 2012-01-01 CHARLES A. PENZONE
003 2011-01-01 CHARLES A. PENZONE CHARLES A. PENZONE 2012-10-04
003 2010-01-01 CHARLES A. PENZONE CHARLES A. PENZONE 2011-10-14
003 2009-01-01 CHARLES A. PENZONE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2024-01-01	JIM HERBECK
003	2023-01-01
003	2023-01-01	CHARLES PENZONE
003	2022-01-01
003	2022-01-01	JIM HERBECK
003	2021-01-01
003	2021-01-01	CHARLES PENZONE
003	2020-01-01
003	2019-01-01
003	2017-01-01	CHARLES A PENZONE
003	2016-01-01	CHARLES A PENZONE
003	2015-01-01	CHARLES A PENZONE
003	2014-01-01	CHARLES A PENZONE
003	2013-01-01	CHARLES A PENZONE	CHARLES A PENZONE	2014-10-02
003	2012-01-01	CHARLES A. PENZONE
003	2011-01-01	CHARLES A. PENZONE	CHARLES A. PENZONE	2012-10-04
003	2010-01-01	CHARLES A. PENZONE	CHARLES A. PENZONE	2011-10-14
003	2009-01-01	CHARLES A. PENZONE

Plan Statistics for CHARLES PENZONE, INC 401K PLAN & TRUST

401k plan membership statisitcs for CHARLES PENZONE, INC 401K PLAN & TRUST

Measure Date Value
2023: CHARLES PENZONE, INC 401K PLAN & TRUST 2023 401k membership
Total participants, beginning-of-year 2023-01-01 345
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 299
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 48
Total of all active and inactive participants 2023-01-01 347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 347
Number of participants with account balances 2023-01-01 293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: CHARLES PENZONE, INC 401K PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 335
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 281
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 68
Total of all active and inactive participants 2022-01-01 349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 349
Number of participants with account balances 2022-01-01 293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: CHARLES PENZONE, INC 401K PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 369
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 278
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 56
Total of all active and inactive participants 2021-01-01 334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 334
Number of participants with account balances 2021-01-01 279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: CHARLES PENZONE, INC 401K PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 390
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 304
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 64
Total of all active and inactive participants 2020-01-01 368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 368
Number of participants with account balances 2020-01-01 308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: CHARLES PENZONE, INC 401K PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 369
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 339
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 41
Total of all active and inactive participants 2019-01-01 380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 380
Number of participants with account balances 2019-01-01 277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2017: CHARLES PENZONE, INC 401K PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 414
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 326
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 108
Total of all active and inactive participants 2017-01-01 434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 435
Number of participants with account balances 2017-01-01 356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CHARLES PENZONE, INC 401K PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 388
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 325
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 74
Total of all active and inactive participants 2016-01-01 399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 399
Number of participants with account balances 2016-01-01 317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CHARLES PENZONE, INC 401K PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 419
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 388
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 45
Total of all active and inactive participants 2015-01-01 433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 433
Number of participants with account balances 2015-01-01 158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CHARLES PENZONE, INC 401K PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 428
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 440
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 40
Total of all active and inactive participants 2014-01-01 480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 481
Number of participants with account balances 2014-01-01 189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CHARLES PENZONE, INC 401K PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 433
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 403
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 26
Total of all active and inactive participants 2013-01-01 429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 429
Number of participants with account balances 2013-01-01 178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CHARLES PENZONE, INC 401K PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 433
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 405
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 28
Total of all active and inactive participants 2012-01-01 433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 433
Number of participants with account balances 2012-01-01 405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CHARLES PENZONE, INC 401K PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 427
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 378
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 378
Number of participants with account balances 2011-01-01 184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: CHARLES PENZONE, INC 401K PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 413
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 385
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 385
Number of participants with account balances 2010-01-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: CHARLES PENZONE, INC 401K PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 435
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 375
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 31
Total of all active and inactive participants 2009-01-01 406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 406
Number of participants with account balances 2009-01-01 189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2023: CHARLES PENZONE, INC 401K PLAN & TRUST 2023 401k membership
Total participants, beginning-of-year	2023-01-01	345
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	299
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	48
Total of all active and inactive participants	2023-01-01	347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	347
Number of participants with account balances	2023-01-01	293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: CHARLES PENZONE, INC 401K PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	335
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	281
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	68
Total of all active and inactive participants	2022-01-01	349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	349
Number of participants with account balances	2022-01-01	293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: CHARLES PENZONE, INC 401K PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	369
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	278
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	56
Total of all active and inactive participants	2021-01-01	334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	334
Number of participants with account balances	2021-01-01	279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: CHARLES PENZONE, INC 401K PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	390
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	304
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	64
Total of all active and inactive participants	2020-01-01	368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	368
Number of participants with account balances	2020-01-01	308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: CHARLES PENZONE, INC 401K PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	369
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	339
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	41
Total of all active and inactive participants	2019-01-01	380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	380
Number of participants with account balances	2019-01-01	277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2017: CHARLES PENZONE, INC 401K PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	414
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	326
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	108
Total of all active and inactive participants	2017-01-01	434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	435
Number of participants with account balances	2017-01-01	356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CHARLES PENZONE, INC 401K PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	388
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	325
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	74
Total of all active and inactive participants	2016-01-01	399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	399
Number of participants with account balances	2016-01-01	317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CHARLES PENZONE, INC 401K PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	419
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	388
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	45
Total of all active and inactive participants	2015-01-01	433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	433
Number of participants with account balances	2015-01-01	158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CHARLES PENZONE, INC 401K PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	428
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	440
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	40
Total of all active and inactive participants	2014-01-01	480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	481
Number of participants with account balances	2014-01-01	189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CHARLES PENZONE, INC 401K PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	433
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	403
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	26
Total of all active and inactive participants	2013-01-01	429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	429
Number of participants with account balances	2013-01-01	178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CHARLES PENZONE, INC 401K PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	433
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	405
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	28
Total of all active and inactive participants	2012-01-01	433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	433
Number of participants with account balances	2012-01-01	405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CHARLES PENZONE, INC 401K PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	427
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	378
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	378
Number of participants with account balances	2011-01-01	184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: CHARLES PENZONE, INC 401K PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	413
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	385
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	385
Number of participants with account balances	2010-01-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: CHARLES PENZONE, INC 401K PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	435
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	375
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	31
Total of all active and inactive participants	2009-01-01	406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	406
Number of participants with account balances	2009-01-01	189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on CHARLES PENZONE, INC 401K PLAN & TRUST

Measure	Date	Value
2023 : CHARLES PENZONE, INC 401K PLAN & TRUST 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total transfer of assets to this plan	2023-12-31	$0
Total transfer of assets from this plan	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$2,822,654
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$626,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$562,444
Expenses. Certain deemed distributions of participant loans	2023-12-31	$4,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$789,757
Value of total assets at end of year	2023-12-31	$13,033,639
Value of total assets at beginning of year	2023-12-31	$10,837,784
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$60,037
Total interest from all sources	2023-12-31	$12,918
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$287,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$287,743
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$500,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$789,757
Participant contributions at end of year	2023-12-31	$245,717
Participant contributions at beginning of year	2023-12-31	$109,776
Other income not declared elsewhere	2023-12-31	$7,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$2,195,855
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$13,033,639
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$10,837,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Investment advisory and management fees	2023-12-31	$28,477
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$12,394,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$10,390,861
Interest on participant loans	2023-12-31	$12,918
Value of interest in common/collective trusts at end of year	2023-12-31	$393,778
Value of interest in common/collective trusts at beginning of year	2023-12-31	$337,147
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$1,705,119
Net investment gain or loss from common/collective trusts	2023-12-31	$19,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$562,444
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	GBQ PARTNERS
Accountancy firm EIN	2023-12-31	202122306
Total unrealized appreciation/depreciation of assets	2023-01-01	$0
Total transfer of assets to this plan	2023-01-01	$0
Total transfer of assets from this plan	2023-01-01	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-01-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-01-01	$0
Total income from all sources (including contributions)	2023-01-01	$2,822,654
Total loss/gain on sale of assets	2023-01-01	$0
Total of all expenses incurred	2023-01-01	$626,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-01-01	$562,444
Expenses. Certain deemed distributions of participant loans	2023-01-01	$4,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-01-01	$789,757
Value of total assets at end of year	2023-01-01	$13,033,639
Value of total assets at beginning of year	2023-01-01	$10,837,784
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-01-01	$60,037
Total interest from all sources	2023-01-01	$12,918
Total dividends received (eg from common stock, registered investment company shares)	2023-01-01	$287,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-01-01	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-01-01	$287,743
Was this plan covered by a fidelity bond	2023-01-01	Yes
Value of fidelity bond cover	2023-01-01	$500,000
If this is an individual account plan, was there a blackout period	2023-01-01	No
Were there any nonexempt tranactions with any party-in-interest	2023-01-01	No
Contributions received from participants	2023-01-01	$789,757
Participant contributions at end of year	2023-01-01	$245,717
Participant contributions at beginning of year	2023-01-01	$109,776
Other income not declared elsewhere	2023-01-01	$7,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-01-01	No
Value of net income/loss	2023-01-01	$2,195,855
Value of net assets at end of year (total assets less liabilities)	2023-01-01	$13,033,639
Value of net assets at beginning of year (total assets less liabilities)	2023-01-01	$10,837,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-01-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-01-01	No
Were any leases to which the plan was party in default or uncollectible	2023-01-01	No
Investment advisory and management fees	2023-01-01	$28,477
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-01-01	$12,394,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-01-01	$10,390,861
Interest on participant loans	2023-01-01	$12,918
Value of interest in common/collective trusts at end of year	2023-01-01	$393,778
Value of interest in common/collective trusts at beginning of year	2023-01-01	$337,147
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-01-01	$1,705,119
Net investment gain or loss from common/collective trusts	2023-01-01	$19,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-01-01	No
Was there a failure to transmit to the plan any participant contributions	2023-01-01	No
Has the plan failed to provide any benefit when due under the plan	2023-01-01	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-01-01	$562,444
Did the plan have assets held for investment	2023-01-01	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-01-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-01-01	No
Opinion of an independent qualified public accountant for this plan	2023-01-01	1
Accountancy firm name	2023-01-01	GBQ PARTNERS
Accountancy firm EIN	2023-01-01	202122306
2022 : CHARLES PENZONE, INC 401K PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-1,680,230
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,365,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,287,148
Expenses. Certain deemed distributions of participant loans	2022-12-31	$11,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$734,137
Value of total assets at end of year	2022-12-31	$10,837,784
Value of total assets at beginning of year	2022-12-31	$13,883,614
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$67,386
Total interest from all sources	2022-12-31	$10,491
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$562,787
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$562,787
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$734,137
Participant contributions at end of year	2022-12-31	$109,776
Participant contributions at beginning of year	2022-12-31	$123,284
Administrative expenses (other) incurred	2022-12-31	$67,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-3,045,830
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$10,837,784
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$13,883,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$10,390,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$13,463,074
Interest on participant loans	2022-12-31	$10,491
Value of interest in common/collective trusts at end of year	2022-12-31	$337,147
Value of interest in common/collective trusts at beginning of year	2022-12-31	$297,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,989,728
Net investment gain or loss from common/collective trusts	2022-12-31	$2,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,287,148
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	GBQ PARTNERS
Accountancy firm EIN	2022-12-31	202122306
Total unrealized appreciation/depreciation of assets	2022-01-01	$0
Total transfer of assets to this plan	2022-01-01	$0
Total transfer of assets from this plan	2022-01-01	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-01-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-01-01	$0
Total income from all sources (including contributions)	2022-01-01	$-1,680,230
Total loss/gain on sale of assets	2022-01-01	$0
Total of all expenses incurred	2022-01-01	$1,365,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-01-01	$1,287,148
Expenses. Certain deemed distributions of participant loans	2022-01-01	$11,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-01-01	$734,137
Value of total assets at end of year	2022-01-01	$10,837,784
Value of total assets at beginning of year	2022-01-01	$13,883,614
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-01-01	$67,386
Total interest from all sources	2022-01-01	$10,491
Total dividends received (eg from common stock, registered investment company shares)	2022-01-01	$562,787
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-01-01	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-01-01	$562,787
Was this plan covered by a fidelity bond	2022-01-01	Yes
Value of fidelity bond cover	2022-01-01	$500,000
If this is an individual account plan, was there a blackout period	2022-01-01	No
Were there any nonexempt tranactions with any party-in-interest	2022-01-01	No
Contributions received from participants	2022-01-01	$734,137
Participant contributions at end of year	2022-01-01	$109,776
Participant contributions at beginning of year	2022-01-01	$123,284
Administrative expenses (other) incurred	2022-01-01	$67,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-01-01	No
Value of net income/loss	2022-01-01	$-3,045,830
Value of net assets at end of year (total assets less liabilities)	2022-01-01	$10,837,784
Value of net assets at beginning of year (total assets less liabilities)	2022-01-01	$13,883,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-01-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-01-01	No
Were any leases to which the plan was party in default or uncollectible	2022-01-01	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-01-01	$10,390,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-01-01	$13,463,074
Interest on participant loans	2022-01-01	$10,491
Value of interest in common/collective trusts at end of year	2022-01-01	$337,147
Value of interest in common/collective trusts at beginning of year	2022-01-01	$297,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-01-01	$-2,989,728
Net investment gain or loss from common/collective trusts	2022-01-01	$2,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-01-01	No
Was there a failure to transmit to the plan any participant contributions	2022-01-01	No
Has the plan failed to provide any benefit when due under the plan	2022-01-01	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-01-01	$1,287,148
Did the plan have assets held for investment	2022-01-01	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-01-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-01-01	No
Opinion of an independent qualified public accountant for this plan	2022-01-01	1
Accountancy firm name	2022-01-01	GBQ PARTNERS
Accountancy firm EIN	2022-01-01	202122306
2021 : CHARLES PENZONE, INC 401K PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$2,379,544
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,322,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,248,684
Expenses. Certain deemed distributions of participant loans	2021-12-31	$7,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$624,557
Value of total assets at end of year	2021-12-31	$13,883,614
Value of total assets at beginning of year	2021-12-31	$12,826,545
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$66,185
Total interest from all sources	2021-12-31	$11,340
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,598,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,598,028
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$622,734
Participant contributions at end of year	2021-12-31	$123,284
Participant contributions at beginning of year	2021-12-31	$117,743
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,823
Other income not declared elsewhere	2021-12-31	$7,996
Administrative expenses (other) incurred	2021-12-31	$66,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,057,069
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$13,883,614
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$12,826,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$13,463,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$12,396,484
Interest on participant loans	2021-12-31	$11,340
Value of interest in common/collective trusts at end of year	2021-12-31	$297,256
Value of interest in common/collective trusts at beginning of year	2021-12-31	$312,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$130,605
Net investment gain or loss from common/collective trusts	2021-12-31	$7,018
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,248,684
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	GBQ PARTNERS
Accountancy firm EIN	2021-12-31	202122306
2020 : CHARLES PENZONE, INC 401K PLAN & TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$2,062,970
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$769,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$640,201
Expenses. Certain deemed distributions of participant loans	2020-12-31	$67,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$501,818
Value of total assets at end of year	2020-12-31	$12,826,545
Value of total assets at beginning of year	2020-12-31	$11,533,555
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$62,734
Total interest from all sources	2020-12-31	$9,916
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$530,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$530,500
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$498,680
Participant contributions at end of year	2020-12-31	$117,743
Participant contributions at beginning of year	2020-12-31	$159,941
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$3,138
Other income not declared elsewhere	2020-12-31	$1,149
Administrative expenses (other) incurred	2020-12-31	$62,734
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,292,990
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$12,826,545
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$11,533,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$12,396,484
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$11,226,489
Interest on participant loans	2020-12-31	$9,916
Value of interest in common/collective trusts at end of year	2020-12-31	$312,318
Value of interest in common/collective trusts at beginning of year	2020-12-31	$147,125
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,013,516
Net investment gain or loss from common/collective trusts	2020-12-31	$6,071
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$640,201
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	GBQ PARTNERS
Accountancy firm EIN	2020-12-31	202122306
2019 : CHARLES PENZONE, INC 401K PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,714,580
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$421,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$359,122
Expenses. Certain deemed distributions of participant loans	2019-12-31	$2,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$635,822
Value of total assets at end of year	2019-12-31	$11,533,555
Value of total assets at beginning of year	2019-12-31	$9,240,075
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$59,285
Total interest from all sources	2019-12-31	$7,330
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,184,540
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,184,540
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$615,895
Participant contributions at end of year	2019-12-31	$159,941
Participant contributions at beginning of year	2019-12-31	$132,055
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$19,927
Other income not declared elsewhere	2019-12-31	$547
Administrative expenses (other) incurred	2019-12-31	$59,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,293,480
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$11,533,555
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$9,240,075
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$11,226,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$8,972,165
Interest on participant loans	2019-12-31	$7,330
Value of interest in common/collective trusts at end of year	2019-12-31	$147,125
Value of interest in common/collective trusts at beginning of year	2019-12-31	$135,855
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$882,382
Net investment gain or loss from common/collective trusts	2019-12-31	$3,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$359,122
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	GBQ PARTNERS
Accountancy firm EIN	2019-12-31	202122306
2018 : CHARLES PENZONE, INC 401K PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-207,106
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$757,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$684,186
Expenses. Certain deemed distributions of participant loans	2018-12-31	$835
Value of total corrective distributions	2018-12-31	$28
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$604,446
Value of total assets at end of year	2018-12-31	$9,240,075
Value of total assets at beginning of year	2018-12-31	$10,204,401
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$72,171
Total interest from all sources	2018-12-31	$6,060
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$504,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$504,994
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$602,675
Participant contributions at end of year	2018-12-31	$132,055
Participant contributions at beginning of year	2018-12-31	$146,697
Participant contributions at beginning of year	2018-12-31	$26,189
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,771
Other income not declared elsewhere	2018-12-31	$114
Administrative expenses (other) incurred	2018-12-31	$72,171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-964,326
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$9,240,075
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$10,204,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$8,972,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$9,971,239
Interest on participant loans	2018-12-31	$6,060
Value of interest in common/collective trusts at end of year	2018-12-31	$135,855
Value of interest in common/collective trusts at beginning of year	2018-12-31	$60,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,325,310
Net investment gain or loss from common/collective trusts	2018-12-31	$2,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$684,186
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	GBQ PARTNERS
Accountancy firm EIN	2018-12-31	202122306
2017 : CHARLES PENZONE, INC 401K PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,283,192
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$794,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$733,238
Expenses. Certain deemed distributions of participant loans	2017-12-31	$101
Value of total corrective distributions	2017-12-31	$237
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$623,879
Value of total assets at end of year	2017-12-31	$10,204,401
Value of total assets at beginning of year	2017-12-31	$8,716,062
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$61,277
Total interest from all sources	2017-12-31	$5,962
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$398,096
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$398,096
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$623,879
Participant contributions at end of year	2017-12-31	$146,697
Participant contributions at beginning of year	2017-12-31	$138,519
Participant contributions at end of year	2017-12-31	$26,189
Participant contributions at beginning of year	2017-12-31	$23,983
Administrative expenses (other) incurred	2017-12-31	$61,277
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,488,339
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$10,204,401
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$8,716,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$9,971,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$8,502,786
Interest on participant loans	2017-12-31	$5,962
Value of interest in common/collective trusts at end of year	2017-12-31	$60,276
Value of interest in common/collective trusts at beginning of year	2017-12-31	$50,774
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,253,862
Net investment gain or loss from common/collective trusts	2017-12-31	$1,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$733,238
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	GBQ PARTNERS
Accountancy firm EIN	2017-12-31	202122306
2016 : CHARLES PENZONE, INC 401K PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,499,537
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$182,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$122,552
Expenses. Certain deemed distributions of participant loans	2016-12-31	$1,789
Value of total corrective distributions	2016-12-31	$1,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$566,857
Value of total assets at end of year	2016-12-31	$8,716,062
Value of total assets at beginning of year	2016-12-31	$7,398,952
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$56,571
Total interest from all sources	2016-12-31	$4,624
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$250,653
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$250,653
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$566,857
Participant contributions at end of year	2016-12-31	$138,519
Participant contributions at beginning of year	2016-12-31	$153,449
Participant contributions at end of year	2016-12-31	$23,983
Participant contributions at beginning of year	2016-12-31	$16,140
Other income not declared elsewhere	2016-12-31	$12,690
Administrative expenses (other) incurred	2016-12-31	$56,571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,317,110
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$8,716,062
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$7,398,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$8,502,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,229,363
Interest on participant loans	2016-12-31	$4,624
Value of interest in common/collective trusts at end of year	2016-12-31	$50,774
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$664,523
Net investment gain or loss from common/collective trusts	2016-12-31	$190
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$122,552
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	GBQ PARTNERS
Accountancy firm EIN	2016-12-31	202122306
2015 : CHARLES PENZONE, INC 401K PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$434,829
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$610,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$608,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$460,528
Value of total assets at end of year	2015-12-31	$7,398,952
Value of total assets at beginning of year	2015-12-31	$7,574,968
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,118
Total interest from all sources	2015-12-31	$4,594
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$514,471
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$514,471
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$429,338
Participant contributions at end of year	2015-12-31	$153,449
Participant contributions at beginning of year	2015-12-31	$135,899
Participant contributions at end of year	2015-12-31	$16,140
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$31,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-176,016
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$7,398,952
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$7,574,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,229,363
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$7,439,069
Interest on participant loans	2015-12-31	$4,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-544,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$608,727
Contract administrator fees	2015-12-31	$2,118
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GBQ PARTNERS LLC
Accountancy firm EIN	2015-12-31	202122306
2014 : CHARLES PENZONE, INC 401K PLAN & TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$750,479
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$98,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$97,901
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$393,787
Value of total assets at end of year	2014-12-31	$7,574,968
Value of total assets at beginning of year	2014-12-31	$6,923,446
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,056
Total interest from all sources	2014-12-31	$11,236
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$384,237
Participant contributions at end of year	2014-12-31	$135,899
Participant contributions at beginning of year	2014-12-31	$155,698
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$9,550
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$1,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$651,522
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$7,574,968
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,923,446
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$7,439,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$6,767,748
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$4,312
Interest earned on other investments	2014-12-31	$6,924
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$0
Net investment gain/loss from pooled separate accounts	2014-12-31	$345,456
Net investment gain or loss from common/collective trusts	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$97,901
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GBQ PARTNERS
Accountancy firm EIN	2014-12-31	202122306
2013 : CHARLES PENZONE, INC 401K PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,442,118
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$220,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$217,869
Value of total corrective distributions	2013-12-31	$1,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$375,188
Value of total assets at end of year	2013-12-31	$6,923,446
Value of total assets at beginning of year	2013-12-31	$5,702,231
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,219
Total interest from all sources	2013-12-31	$7,653
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$298,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$298,321
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$375,188
Participant contributions at end of year	2013-12-31	$155,698
Participant contributions at beginning of year	2013-12-31	$160,835
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,221,215
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,923,446
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,702,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$6,767,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,541,396
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$4,587
Interest earned on other investments	2013-12-31	$3,066
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from pooled separate accounts	2013-12-31	$760,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$217,869
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$1,219
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GBQ PARTNERS
Accountancy firm EIN	2013-12-31	202122306
2012 : CHARLES PENZONE, INC 401K PLAN & TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$0
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$973,454
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$119,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$117,064
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$1,957
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$413,542
Value of total assets at end of year	2012-12-31	$5,702,231
Value of total assets at beginning of year	2012-12-31	$4,848,568
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$770
Total interest from all sources	2012-12-31	$5,771
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$378,536
Participant contributions at end of year	2012-12-31	$160,835
Participant contributions at beginning of year	2012-12-31	$150,164
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$35,006
Other income not declared elsewhere	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$853,663
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,702,231
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,848,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,541,396
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,698,404
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$5,771
Interest earned on other investments	2012-12-31	$0
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$0
Net investment gain/loss from pooled separate accounts	2012-12-31	$554,141
Net investment gain or loss from common/collective trusts	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$0
Contributions received in cash from employer	2012-12-31	$0
Income. Dividends from common stock	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$117,064
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GBQ PARTNERS
Accountancy firm EIN	2012-12-31	202122306
2011 : CHARLES PENZONE, INC 401K PLAN & TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$0
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$244,766
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$292,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$291,704
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$372,948
Value of total assets at end of year	2011-12-31	$4,848,568
Value of total assets at beginning of year	2011-12-31	$4,896,252
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$746
Total interest from all sources	2011-12-31	$8,221
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$372,948
Participant contributions at end of year	2011-12-31	$150,164
Participant contributions at beginning of year	2011-12-31	$163,383
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$746
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-47,684
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,848,568
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,896,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,698,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,732,869
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$8,221
Interest earned on other investments	2011-12-31	$0
Value of interest in common/collective trusts at end of year	2011-12-31	$0
Value of interest in common/collective trusts at beginning of year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$0
Net investment gain/loss from pooled separate accounts	2011-12-31	$-136,403
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Assets. Invements in employer securities at beginning of year	2011-12-31	$0
Contributions received in cash from employer	2011-12-31	$0
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$291,704
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GBQ PARTNERS LLC
Accountancy firm EIN	2011-12-31	202122306
2010 : CHARLES PENZONE, INC 401K PLAN & TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$820,111
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$74,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$50,375
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$3,424
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$367,301
Value of total assets at end of year	2010-12-31	$4,896,252
Value of total assets at beginning of year	2010-12-31	$4,150,460
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$20,520
Total interest from all sources	2010-12-31	$11,254
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$0
Amount contributed by the employer to the plan for this plan year	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$367,301
Participant contributions at end of year	2010-12-31	$163,383
Participant contributions at beginning of year	2010-12-31	$146,261
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$685
Administrative expenses (other) incurred	2010-12-31	$20,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$745,792
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,896,252
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,150,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,732,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$0
Value of interest in pooled separate accounts at end of year	2010-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$3,964,119
Interest on participant loans	2010-12-31	$9,829
Interest earned on other investments	2010-12-31	$1,425
Value of interest in common/collective trusts at end of year	2010-12-31	$0
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$40,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$440,871
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$50,375
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GBQ PARTNERS LLC
Accountancy firm EIN	2010-12-31	202122306

Form 5500 Responses for CHARLES PENZONE, INC 401K PLAN & TRUST

2023: CHARLES PENZONE, INC 401K PLAN & TRUST 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: CHARLES PENZONE, INC 401K PLAN & TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CHARLES PENZONE, INC 401K PLAN & TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CHARLES PENZONE, INC 401K PLAN & TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CHARLES PENZONE, INC 401K PLAN & TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2017: CHARLES PENZONE, INC 401K PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CHARLES PENZONE, INC 401K PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CHARLES PENZONE, INC 401K PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: CHARLES PENZONE, INC 401K PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: CHARLES PENZONE, INC 401K PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CHARLES PENZONE, INC 401K PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CHARLES PENZONE, INC 401K PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2010: CHARLES PENZONE, INC 401K PLAN & TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: CHARLES PENZONE, INC 401K PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-821216
Policy instance	1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-821216
Policy instance	1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-821216
Policy instance	1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-821216
Policy instance	1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-821216
Policy instance	1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-821216
Policy instance	1

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Company Name:	CHARLES PENZONE, INC.
Employer identification number (EIN):	310749362
NAIC Classification:	812112
NAIC Description:	Beauty Salons