401k Plan data: THE WINDSOR COMPANY KEOGH PLAN plan

THE WINDSOR COMPANY KEOGH PLAN 401k Plan overview

Plan Name	THE WINDSOR COMPANY KEOGH PLAN
Plan identification number	001

THE WINDSOR COMPANY KEOGH PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE WINDSOR COMPANY AND AFFILIATES has sponsored the creation of one or more 401k plans.

Company Name: THE WINDSOR COMPANY AND AFFILIATES

Employer identification number (EIN): 310844148

NAIC Classification: 531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE WINDSOR COMPANY KEOGH PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 BRIAN MOORE 2024-08-15
001 2022-01-01 BRIAN MOORE 2023-09-07
001 2021-01-01 BRIAN MOORE 2022-09-30
001 2020-01-01 BRIAN MOORE 2021-10-04
001 2019-01-01 BRIAN MOORE 2020-10-08
001 2018-01-01 BRIAN MOORE 2019-09-18
001 2017-01-01 BRIAN MOORE 2018-10-05
001 2016-01-01 BRIAN MOORE 2017-09-26
001 2015-01-01 BRIAN MOORE 2016-09-30
001 2014-01-01 BRIAN MOORE
001 2013-01-01 BRIAN MOORE
001 2012-01-01 BRIAN MOORE
001 2011-01-01 BRIAN MOORE
001 2010-01-01 BRIAN MOORE
001 2009-01-01 BRIAN MOORE

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01	BRIAN MOORE	2024-08-15
001	2022-01-01	BRIAN MOORE	2023-09-07
001	2021-01-01	BRIAN MOORE	2022-09-30
001	2020-01-01	BRIAN MOORE	2021-10-04
001	2019-01-01	BRIAN MOORE	2020-10-08
001	2018-01-01	BRIAN MOORE	2019-09-18
001	2017-01-01	BRIAN MOORE	2018-10-05
001	2016-01-01	BRIAN MOORE	2017-09-26
001	2015-01-01	BRIAN MOORE	2016-09-30
001	2014-01-01	BRIAN MOORE
001	2013-01-01	BRIAN MOORE
001	2012-01-01	BRIAN MOORE
001	2011-01-01	BRIAN MOORE
001	2010-01-01	BRIAN MOORE
001	2009-01-01	BRIAN MOORE

Plan Statistics for THE WINDSOR COMPANY KEOGH PLAN

401k plan membership statisitcs for THE WINDSOR COMPANY KEOGH PLAN

Measure Date Value
2025: THE WINDSOR COMPANY KEOGH PLAN 2025 401k membership
Total number of particpants at beginning of year 2025-08-28 37
Total number of particpants at end of year 2025-08-28 40
Number of Participants With Account Balances 2025-08-28 40
2024: THE WINDSOR COMPANY KEOGH PLAN 2024 401k membership
Total number of particpants at beginning of year 2024-08-15 34
Total number of particpants at end of year 2024-08-15 37
Number of Participants With Account Balances 2024-08-15 37
2022: THE WINDSOR COMPANY KEOGH PLAN 2022 401k membership
Total number of particpants at beginning of year 2022-09-30 37
Total number of particpants at end of year 2022-09-30 35
Number of Participants With Account Balances 2022-09-30 35
2014: THE WINDSOR COMPANY KEOGH PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 28
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 8
Total of all active and inactive participants 2014-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 36
Number of participants with account balances 2014-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE WINDSOR COMPANY KEOGH PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 29
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 7
Total of all active and inactive participants 2013-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 36
Number of participants with account balances 2013-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE WINDSOR COMPANY KEOGH PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 31
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 34
Number of participants with account balances 2012-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE WINDSOR COMPANY KEOGH PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 26
Number of retired or separated participants receiving benefits 2011-01-01 7
Number of other retired or separated participants entitled to future benefits 2011-01-01 3
Total of all active and inactive participants 2011-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 36
Number of participants with account balances 2011-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: THE WINDSOR COMPANY KEOGH PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 23
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 13
Total of all active and inactive participants 2010-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 36
Number of participants with account balances 2010-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: THE WINDSOR COMPANY KEOGH PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 33
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 28
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 6
Total of all active and inactive participants 2009-01-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 34
Number of participants with account balances 2009-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2025: THE WINDSOR COMPANY KEOGH PLAN 2025 401k membership
Total number of particpants at beginning of year	2025-08-28	37
Total number of particpants at end of year	2025-08-28	40
Number of Participants With Account Balances	2025-08-28	40
2024: THE WINDSOR COMPANY KEOGH PLAN 2024 401k membership
Total number of particpants at beginning of year	2024-08-15	34
Total number of particpants at end of year	2024-08-15	37
Number of Participants With Account Balances	2024-08-15	37
2022: THE WINDSOR COMPANY KEOGH PLAN 2022 401k membership
Total number of particpants at beginning of year	2022-09-30	37
Total number of particpants at end of year	2022-09-30	35
Number of Participants With Account Balances	2022-09-30	35
2014: THE WINDSOR COMPANY KEOGH PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	28
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	8
Total of all active and inactive participants	2014-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	36
Number of participants with account balances	2014-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE WINDSOR COMPANY KEOGH PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	29
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	7
Total of all active and inactive participants	2013-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	36
Number of participants with account balances	2013-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE WINDSOR COMPANY KEOGH PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	31
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	34
Number of participants with account balances	2012-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE WINDSOR COMPANY KEOGH PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	26
Number of retired or separated participants receiving benefits	2011-01-01	7
Number of other retired or separated participants entitled to future benefits	2011-01-01	3
Total of all active and inactive participants	2011-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	36
Number of participants with account balances	2011-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: THE WINDSOR COMPANY KEOGH PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	23
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	13
Total of all active and inactive participants	2010-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	36
Number of participants with account balances	2010-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: THE WINDSOR COMPANY KEOGH PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	33
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	28
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	6
Total of all active and inactive participants	2009-01-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	34
Number of participants with account balances	2009-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on THE WINDSOR COMPANY KEOGH PLAN

Measure	Date	Value
2025 : THE WINDSOR COMPANY KEOGH PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year	2025-08-28	81449
Net assets as of the end of the plan year	2025-08-28	2478435
Total assets as of the beginning of the plan year	2025-08-28	2119528
Value of plan covered by a fidelity bond	2025-08-28	500000
Participant contributions to plan in this plan year	2025-08-28	71939
Value of participant loans at end of plan year	2025-08-28	17777
Other income to plan in this plan year	2025-08-28	314620
Plan net income in this plan year	2025-08-28	358907
Net assets as of the end of the plan year	2025-08-28	2478435
Net assets as of the beginning of the plan year	2025-08-28	2119528
Employer contributions to plan in this plan year	2025-08-28	53797
Expensese paid to adminstrative service provicers from plan in this plan year	2025-08-28	12005
2024 : THE WINDSOR COMPANY KEOGH PLAN 2024 401k financial data
Total liabilities as of the beginning of the plan year	2024-08-15	526
Total expenses incurred by plan in this plan year	2024-08-15	581277
Net assets as of the end of the plan year	2024-08-15	2119528
Total assets as of the beginning of the plan year	2024-08-15	2257836
Value of plan covered by a fidelity bond	2024-08-15	500000
Participant contributions to plan in this plan year	2024-08-15	74579
Value of participant loans at end of plan year	2024-08-15	9094
Other income to plan in this plan year	2024-08-15	321265
Plan net income in this plan year	2024-08-15	-137782
Net assets as of the end of the plan year	2024-08-15	2119528
Net assets as of the beginning of the plan year	2024-08-15	2257310
Employer contributions to plan in this plan year	2024-08-15	47651
Expensese paid to adminstrative service provicers from plan in this plan year	2024-08-15	17947
2022 : THE WINDSOR COMPANY KEOGH PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year	2022-09-30	220114
Net assets as of the end of the plan year	2022-09-30	2665587
Total assets as of the beginning of the plan year	2022-09-30	2465496
Value of plan covered by a fidelity bond	2022-09-30	500000
Participant contributions to plan in this plan year	2022-09-30	65504
Value of participant loans at end of plan year	2022-09-30	3952
Other income to plan in this plan year	2022-09-30	314532
Plan net income in this plan year	2022-09-30	200091
Net assets as of the end of the plan year	2022-09-30	2665587
Net assets as of the beginning of the plan year	2022-09-30	2465496
Employer contributions to plan in this plan year	2022-09-30	40169
Expensese paid to adminstrative service provicers from plan in this plan year	2022-09-30	20289
2014 : THE WINDSOR COMPANY KEOGH PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$138
Total income from all sources	2014-12-31	$185,120
Expenses. Total of all expenses incurred	2014-12-31	$70,048
Benefits paid (including direct rollovers)	2014-12-31	$52,342
Total plan assets at end of year	2014-12-31	$3,114,965
Total plan assets at beginning of year	2014-12-31	$3,000,031
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$86,767
Other income received	2014-12-31	$61,479
Net income (gross income less expenses)	2014-12-31	$115,072
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,114,965
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,999,893
Assets. Value of participant loans	2014-12-31	$2,966
Total contributions received or receivable from employer(s)	2014-12-31	$36,874
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$17,706
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : THE WINDSOR COMPANY KEOGH PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$138
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$192,164
Expenses. Total of all expenses incurred	2013-12-31	$83,263
Benefits paid (including direct rollovers)	2013-12-31	$60,990
Total plan assets at end of year	2013-12-31	$3,000,031
Total plan assets at beginning of year	2013-12-31	$2,890,992
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$83,402
Noncash contributions received	2013-12-31	$74,101
Net income (gross income less expenses)	2013-12-31	$108,901
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,999,893
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,890,992
Assets. Value of participant loans	2013-12-31	$0
Total contributions received or receivable from employer(s)	2013-12-31	$34,661
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$22,273
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : THE WINDSOR COMPANY KEOGH PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$275,164
Expenses. Total of all expenses incurred	2012-12-31	$82,858
Benefits paid (including direct rollovers)	2012-12-31	$68,918
Total plan assets at end of year	2012-12-31	$2,890,992
Total plan assets at beginning of year	2012-12-31	$2,698,686
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$81,346
Assets. Value of loans (other than to participants)	2012-12-31	$114,641
Other income received	2012-12-31	$158,977
Net income (gross income less expenses)	2012-12-31	$192,306
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,890,992
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,698,686
Assets. Value of participant loans	2012-12-31	$416
Total contributions received or receivable from employer(s)	2012-12-31	$34,841
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$13,940
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : THE WINDSOR COMPANY KEOGH PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total income from all sources	2011-12-31	$153,401
Expenses. Total of all expenses incurred	2011-12-31	$389,388
Benefits paid (including direct rollovers)	2011-12-31	$380,690
Total plan assets at end of year	2011-12-31	$2,698,686
Total plan assets at beginning of year	2011-12-31	$2,934,673
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$84,514
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$32,422
Net income (gross income less expenses)	2011-12-31	$-235,987
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,698,686
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,934,673
Assets. Value of participant loans	2011-12-31	$1,505
Total contributions received or receivable from employer(s)	2011-12-31	$36,465
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$8,698
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : THE WINDSOR COMPANY KEOGH PLAN 2010 401k financial data
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$303,819
Expenses. Total of all expenses incurred	2010-12-31	$62,388
Benefits paid (including direct rollovers)	2010-12-31	$51,868
Total plan assets at end of year	2010-12-31	$2,934,673
Total plan assets at beginning of year	2010-12-31	$2,693,242
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$87,410
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$181,842
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$241,431
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,934,673
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,693,242
Assets. Value of participant loans	2010-12-31	$2,540
Total contributions received or receivable from employer(s)	2010-12-31	$34,567
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$10,520
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : THE WINDSOR COMPANY KEOGH PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE WINDSOR COMPANY KEOGH PLAN

2014: THE WINDSOR COMPANY KEOGH PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE WINDSOR COMPANY KEOGH PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE WINDSOR COMPANY KEOGH PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE WINDSOR COMPANY KEOGH PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE WINDSOR COMPANY KEOGH PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE WINDSOR COMPANY KEOGH PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	70256
Policy instance	1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	70256
Policy instance	1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	70256
Policy instance	1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	70256
Policy instance	1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	70256
Policy instance	1

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Company Name:	THE WINDSOR COMPANY AND AFFILIATES
Employer identification number (EIN):	310844148
NAIC Classification:	531310