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HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameHOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 003

HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HOSPICE OF DAYTON, INC. has sponsored the creation of one or more 401k plans.

Company Name:HOSPICE OF DAYTON, INC.
Employer identification number (EIN):310933339
NAIC Classification:621610
NAIC Description:Home Health Care Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032015-01-01AMY WAGNER
0032014-01-01AMY WAGNER
0032013-01-01AMY WAGNER
0032012-01-01AMY WAGNER
0032011-01-01AMY WAGNER AMY WAGNER2012-10-11
0032010-01-01AMY WAGNER AMY WAGNER2011-08-12
0032009-01-01AMY M WAGNER AMY M WAGNER2010-07-28

Plan Statistics for HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2015: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01671
Total number of active participants reported on line 7a of the Form 55002015-01-01583
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-0192
Total of all active and inactive participants2015-01-01681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01682
Number of participants with account balances2015-01-01466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0116
2014: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01707
Total number of active participants reported on line 7a of the Form 55002014-01-01567
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-0187
Total of all active and inactive participants2014-01-01659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01659
Number of participants with account balances2014-01-01471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0119
2013: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01741
Total number of active participants reported on line 7a of the Form 55002013-01-01614
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-0181
Total of all active and inactive participants2013-01-01699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01699
Number of participants with account balances2013-01-01498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0112
2012: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01682
Total number of active participants reported on line 7a of the Form 55002012-01-01664
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0162
Total of all active and inactive participants2012-01-01726
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01726
Number of participants with account balances2012-01-01489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0114
2011: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01571
Total number of active participants reported on line 7a of the Form 55002011-01-01629
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0139
Total of all active and inactive participants2011-01-01668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01668
Number of participants with account balances2011-01-01472
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0130
2010: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01517
Total number of active participants reported on line 7a of the Form 55002010-01-01542
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0133
Total of all active and inactive participants2010-01-01575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01575
Number of participants with account balances2010-01-01443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0137
2009: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01543
Total number of active participants reported on line 7a of the Form 55002009-01-01458
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01173
Total of all active and inactive participants2009-01-01631
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01631
Number of participants with account balances2009-01-01461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0175

Financial Data on HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2015 : HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$16,696
Total income from all sources (including contributions)2015-12-31$2,426,918
Total of all expenses incurred2015-12-31$1,322,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,271,174
Expenses. Certain deemed distributions of participant loans2015-12-31$4,073
Value of total corrective distributions2015-12-31$18,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,561,826
Value of total assets at end of year2015-12-31$17,295,379
Value of total assets at beginning of year2015-12-31$16,174,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$28,769
Total interest from all sources2015-12-31$19,565
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$299,961
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$299,961
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,467,116
Participant contributions at end of year2015-12-31$452,584
Participant contributions at beginning of year2015-12-31$493,907
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$686,247
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$237
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$415
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$16,696
Administrative expenses (other) incurred2015-12-31$28,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,104,383
Value of net assets at end of year (total assets less liabilities)2015-12-31$17,278,683
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$16,174,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$14,544,193
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,968,460
Interest on participant loans2015-12-31$19,564
Value of interest in common/collective trusts at end of year2015-12-31$1,889,940
Value of interest in common/collective trusts at beginning of year2015-12-31$2,299,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$4,990
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$9,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$9,011
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-472,942
Net investment gain or loss from common/collective trusts2015-12-31$18,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$408,463
Employer contributions (assets) at end of year2015-12-31$403,435
Employer contributions (assets) at beginning of year2015-12-31$402,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,271,174
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLARK SCHAEFER HACKETT
Accountancy firm EIN2015-12-31310800053
2014 : HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,784,633
Total of all expenses incurred2014-12-31$1,874,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,866,953
Expenses. Certain deemed distributions of participant loans2014-12-31$44
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,930,199
Value of total assets at end of year2014-12-31$16,174,300
Value of total assets at beginning of year2014-12-31$15,264,284
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,620
Total interest from all sources2014-12-31$19,927
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$276,210
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$276,210
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,352,587
Participant contributions at end of year2014-12-31$493,907
Participant contributions at beginning of year2014-12-31$517,397
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$203,465
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$415
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$479
Administrative expenses (other) incurred2014-12-31$7,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$910,016
Value of net assets at end of year (total assets less liabilities)2014-12-31$16,174,300
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$15,264,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,968,460
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,975,783
Interest on participant loans2014-12-31$19,926
Income. Interest from US Government securities2014-12-31$1
Value of interest in common/collective trusts at end of year2014-12-31$2,299,511
Value of interest in common/collective trusts at beginning of year2014-12-31$2,337,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$9,011
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$15,618
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$15,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$544,686
Net investment gain or loss from common/collective trusts2014-12-31$13,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$374,147
Employer contributions (assets) at end of year2014-12-31$402,996
Employer contributions (assets) at beginning of year2014-12-31$417,143
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,866,953
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLARK SCHAEFER HACKETT
Accountancy firm EIN2014-12-31310800053
2013 : HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$4,538,110
Total of all expenses incurred2013-12-31$1,935,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,911,996
Value of total corrective distributions2013-12-31$19,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,332,066
Value of total assets at end of year2013-12-31$15,264,284
Value of total assets at beginning of year2013-12-31$12,661,699
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,408
Total interest from all sources2013-12-31$22,989
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$264,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$264,584
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,481,476
Participant contributions at end of year2013-12-31$517,397
Participant contributions at beginning of year2013-12-31$460,516
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$433,447
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$479
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$456
Administrative expenses (other) incurred2013-12-31$4,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,602,585
Value of net assets at end of year (total assets less liabilities)2013-12-31$15,264,284
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$12,661,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,975,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,376,590
Interest on participant loans2013-12-31$22,988
Value of interest in common/collective trusts at end of year2013-12-31$2,337,864
Value of interest in common/collective trusts at beginning of year2013-12-31$2,387,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$15,618
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$8,336
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$8,336
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,899,876
Net investment gain or loss from common/collective trusts2013-12-31$18,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$417,143
Employer contributions (assets) at end of year2013-12-31$417,143
Employer contributions (assets) at beginning of year2013-12-31$428,801
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,911,996
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLARK SCHAEFER HACKETT
Accountancy firm EIN2013-12-31310800053
2012 : HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,999,888
Total of all expenses incurred2012-12-31$664,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$617,620
Expenses. Certain deemed distributions of participant loans2012-12-31$23,168
Value of total corrective distributions2012-12-31$16,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,022,167
Value of total assets at end of year2012-12-31$12,661,699
Value of total assets at beginning of year2012-12-31$10,325,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,042
Total interest from all sources2012-12-31$19,279
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$169,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$169,846
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,472,794
Participant contributions at end of year2012-12-31$460,516
Participant contributions at beginning of year2012-12-31$319,181
Participant contributions at beginning of year2012-12-31$50,739
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$116,356
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$456
Administrative expenses (other) incurred2012-12-31$7,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,335,856
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,661,699
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,325,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,376,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,708,037
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,558,164
Interest on participant loans2012-12-31$19,279
Value of interest in common/collective trusts at end of year2012-12-31$2,387,000
Value of interest in common/collective trusts at beginning of year2012-12-31$2,314,486
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$8,336
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$664,007
Net investment gain/loss from pooled separate accounts2012-12-31$151,361
Net investment gain or loss from common/collective trusts2012-12-31$-26,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$433,017
Employer contributions (assets) at end of year2012-12-31$428,801
Employer contributions (assets) at beginning of year2012-12-31$375,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$617,620
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLARK SCHAEFER HACKETT
Accountancy firm EIN2012-12-31310800053
2011 : HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,656,999
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$947,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$912,184
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$8,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,735,154
Value of total assets at end of year2011-12-31$10,325,843
Value of total assets at beginning of year2011-12-31$9,616,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$26,746
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$15,483
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$83,182
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$83,182
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$1,337,802
Participant contributions at end of year2011-12-31$319,181
Participant contributions at beginning of year2011-12-31$300,608
Participant contributions at end of year2011-12-31$50,739
Participant contributions at beginning of year2011-12-31$87,809
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$22,116
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$240
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$709,452
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,325,843
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,616,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,708,037
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,959,146
Value of interest in pooled separate accounts at end of year2011-12-31$1,558,164
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,702,457
Interest on participant loans2011-12-31$15,483
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$2,314,486
Value of interest in common/collective trusts at beginning of year2011-12-31$2,236,049
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-159,375
Net investment gain/loss from pooled separate accounts2011-12-31$-64,384
Net investment gain or loss from common/collective trusts2011-12-31$46,699
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$375,236
Employer contributions (assets) at end of year2011-12-31$375,236
Employer contributions (assets) at beginning of year2011-12-31$330,322
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$912,184
Contract administrator fees2011-12-31$26,746
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLARK SCHAEFER HACKETT
Accountancy firm EIN2011-12-31310800053
2010 : HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,436,766
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$840,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$793,927
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$15,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,565,285
Value of total assets at end of year2010-12-31$9,616,391
Value of total assets at beginning of year2010-12-31$8,020,009
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$30,832
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$17,678
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$56,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$56,431
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$1,138,992
Participant contributions at end of year2010-12-31$300,608
Participant contributions at beginning of year2010-12-31$259,371
Participant contributions at end of year2010-12-31$87,809
Participant contributions at beginning of year2010-12-31$34,763
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$95,971
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,596,382
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,616,391
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,020,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,959,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,045,973
Value of interest in pooled separate accounts at end of year2010-12-31$1,702,457
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,162,262
Interest on participant loans2010-12-31$17,678
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$2,236,049
Value of interest in common/collective trusts at beginning of year2010-12-31$2,232,555
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$463,284
Net investment gain/loss from pooled separate accounts2010-12-31$257,030
Net investment gain or loss from common/collective trusts2010-12-31$77,058
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$330,322
Employer contributions (assets) at end of year2010-12-31$330,322
Employer contributions (assets) at beginning of year2010-12-31$285,085
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$793,927
Contract administrator fees2010-12-31$30,832
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLARK, SCHAEFER, HACKETT & CO
Accountancy firm EIN2010-12-31310800053
2009 : HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
2008 : HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2008 401k financial data
Total income from all sources (including contributions)2008-12-31$-378,549
Total of all expenses incurred2008-12-31$1,590,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2008-12-31$1,545,745
Value of total corrective distributions2008-12-31$12,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2008-12-31$1,776,478
Value of total assets at end of year2008-12-31$7,061,352
Value of total assets at beginning of year2008-12-31$9,030,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2008-12-31$31,881
Total interest from all sources2008-12-31$17,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2008-12-31No
Was this plan covered by a fidelity bond2008-12-31Yes
Value of fidelity bond cover2008-12-31$100,000
If this is an individual account plan, was there a blackout period2008-12-31No
Were there any nonexempt tranactions with any party-in-interest2008-12-31No
Contributions received from participants2008-12-31$1,139,396
Participant contributions at end of year2008-12-31$245,845
Participant contributions at beginning of year2008-12-31$187,609
Participant contributions at end of year2008-12-31$32,106
Income. Received or receivable in cash from other sources (including rollovers)2008-12-31$9,472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Value of net income/loss2008-12-31$-1,969,127
Value of net assets at end of year (total assets less liabilities)2008-12-31$7,061,352
Value of net assets at beginning of year (total assets less liabilities)2008-12-31$9,030,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2008-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2008-12-31No
Were any leases to which the plan was party in default or uncollectible2008-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2008-12-31$620,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2008-12-31$976,197
Value of interest in pooled separate accounts at end of year2008-12-31$3,744,393
Value of interest in pooled separate accounts at beginning of year2008-12-31$5,732,358
Interest on participant loans2008-12-31$17,363
Value of interest in common/collective trusts at end of year2008-12-31$1,791,210
Value of interest in common/collective trusts at beginning of year2008-12-31$1,526,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2008-12-31$-428,984
Net investment gain/loss from pooled separate accounts2008-12-31$-1,734,155
Net investment gain or loss from common/collective trusts2008-12-31$-9,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2008-12-31No
Was there a failure to transmit to the plan any participant contributions2008-12-31No
Has the plan failed to provide any benefit when due under the plan2008-12-31No
Contributions received in cash from employer2008-12-31$627,610
Employer contributions (assets) at end of year2008-12-31$627,610
Employer contributions (assets) at beginning of year2008-12-31$607,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2008-12-31$1,545,745
Contract administrator fees2008-12-31$31,881
Did the plan have assets held for investment2008-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2008-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2008-12-31Yes
Opinion of an independent qualified public accountant for this plan2008-12-31Disclaimer
Accountancy firm name2008-12-31CLARK, SCHAEFER, HACKETT & CO
Accountancy firm EIN2008-12-31310800053

Form 5500 Responses for HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN

2015: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HOSPICE OF DAYTON 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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