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MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 401k Plan overview

Plan NameMERCY HEALTH RETIREMENT SAVINGS PLAN 403B
Plan identification number 010

MERCY HEALTH RETIREMENT SAVINGS PLAN 403B Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MERCY HEALTH has sponsored the creation of one or more 401k plans.

Company Name:MERCY HEALTH
Employer identification number (EIN):311161086
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about MERCY HEALTH

Jurisdiction of Incorporation: Arkansas Secretary of State
Incorporation Date:
Company Identification Number: 811013495

More information about MERCY HEALTH

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MERCY HEALTH RETIREMENT SAVINGS PLAN 403B

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0102018-01-01
0102017-01-01GREG HENSON
0102016-01-01SCOTT WYMER
0102015-01-01DIANNA SMITH
0102014-01-01DIANNA SMITH
0102013-01-01DIANNA SMITH
0102012-01-01ALLAN CALONGE

Plan Statistics for MERCY HEALTH RETIREMENT SAVINGS PLAN 403B

401k plan membership statisitcs for MERCY HEALTH RETIREMENT SAVINGS PLAN 403B

Measure Date Value
2018: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2018 401k membership
Total participants, beginning-of-year2018-01-012,105
Total number of active participants reported on line 7a of the Form 55002018-01-011,918
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-01381
Total of all active and inactive participants2018-01-012,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0115
Total participants2018-01-012,322
Number of participants with account balances2018-01-012,261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0185
2017: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2017 401k membership
Total participants, beginning-of-year2017-01-012,147
Total number of active participants reported on line 7a of the Form 55002017-01-011,971
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01131
Total of all active and inactive participants2017-01-012,103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-012,105
Number of participants with account balances2017-01-012,003
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0188
2016: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2016 401k membership
Total participants, beginning-of-year2016-01-012,333
Total number of active participants reported on line 7a of the Form 55002016-01-011,910
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01230
Total of all active and inactive participants2016-01-012,140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-017
Total participants2016-01-012,147
Number of participants with account balances2016-01-012,079
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0198
2015: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2015 401k membership
Total participants, beginning-of-year2015-01-012,105
Total number of active participants reported on line 7a of the Form 55002015-01-012,139
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-01190
Total of all active and inactive participants2015-01-012,332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-012,333
Number of participants with account balances2015-01-012,209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0174
2014: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2014 401k membership
Total participants, beginning-of-year2014-01-012,451
Total number of active participants reported on line 7a of the Form 55002014-01-011,971
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01131
Total of all active and inactive participants2014-01-012,103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-012,105
Number of participants with account balances2014-01-012,003
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0188
2013: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2013 401k membership
Total participants, beginning-of-year2013-01-01550
Total number of active participants reported on line 7a of the Form 55002013-01-012,367
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0181
Total of all active and inactive participants2013-01-012,450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-012,451
Number of participants with account balances2013-01-011,465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2012 401k membership
Total participants, beginning-of-year2012-01-01520
Total number of active participants reported on line 7a of the Form 55002012-01-01290
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-01255
Total of all active and inactive participants2012-01-01550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01550
Number of participants with account balances2012-01-01461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on MERCY HEALTH RETIREMENT SAVINGS PLAN 403B

Measure Date Value
2018 : MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2018 401k financial data
Total transfer of assets to this plan2018-12-31$2,426,714
Total income from all sources (including contributions)2018-12-31$9,064,318
Total of all expenses incurred2018-12-31$5,747,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,619,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$12,737,561
Value of total assets at end of year2018-12-31$61,967,718
Value of total assets at beginning of year2018-12-31$56,223,688
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$127,643
Total interest from all sources2018-12-31$52,759
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,860,516
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,860,516
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$6,675,550
Participant contributions at end of year2018-12-31$1,383,887
Participant contributions at beginning of year2018-12-31$941,007
Assets. Other investments not covered elsewhere at end of year2018-12-31$671,204
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$485,235
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$884,016
Administrative expenses (other) incurred2018-12-31$127,643
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$3,317,316
Value of net assets at end of year (total assets less liabilities)2018-12-31$61,967,718
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$56,223,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$56,212,998
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$51,313,032
Interest on participant loans2018-12-31$52,759
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$813,746
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$452,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$452,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,586,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$5,177,995
Employer contributions (assets) at end of year2018-12-31$2,885,883
Employer contributions (assets) at beginning of year2018-12-31$3,032,249
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,619,359
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$6,801,358
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$17,820,178
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,286,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,162,123
Expenses. Certain deemed distributions of participant loans2017-12-31$5,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$11,282,123
Value of total assets at end of year2017-12-31$56,223,688
Value of total assets at beginning of year2017-12-31$34,888,647
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$118,881
Total interest from all sources2017-12-31$33,740
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,344,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,344,560
Administrative expenses professional fees incurred2017-12-31$4,343
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$5,823,908
Participant contributions at end of year2017-12-31$941,007
Participant contributions at beginning of year2017-12-31$580,644
Assets. Other investments not covered elsewhere at end of year2017-12-31$485,235
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$351,732
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$355,520
Other income not declared elsewhere2017-12-31$78,137
Administrative expenses (other) incurred2017-12-31$114,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,533,683
Value of net assets at end of year (total assets less liabilities)2017-12-31$56,223,688
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$34,888,647
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$51,313,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$31,035,136
Interest on participant loans2017-12-31$31,303
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$452,165
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$428,448
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$428,448
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$2,437
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,081,618
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$5,102,695
Employer contributions (assets) at end of year2017-12-31$3,032,249
Employer contributions (assets) at beginning of year2017-12-31$2,492,687
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,162,123
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$365,870
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$11,890,809
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,060,089
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,987,980
Expenses. Certain deemed distributions of participant loans2016-12-31$1,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$9,822,762
Value of total assets at end of year2016-12-31$34,888,647
Value of total assets at beginning of year2016-12-31$25,692,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$70,399
Total interest from all sources2016-12-31$19,685
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$931,405
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$931,405
Administrative expenses professional fees incurred2016-12-31$22,759
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,044,171
Participant contributions at end of year2016-12-31$580,644
Participant contributions at beginning of year2016-12-31$427,197
Assets. Other investments not covered elsewhere at end of year2016-12-31$351,732
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$277,345
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$663,826
Other income not declared elsewhere2016-12-31$83,287
Administrative expenses (other) incurred2016-12-31$47,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$8,830,720
Value of net assets at end of year (total assets less liabilities)2016-12-31$34,888,647
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,692,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$31,035,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$22,837,757
Interest on participant loans2016-12-31$19,379
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$428,448
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$262,553
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$262,553
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$306
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,033,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$6,114,765
Employer contributions (assets) at end of year2016-12-31$2,492,687
Employer contributions (assets) at beginning of year2016-12-31$1,887,205
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,987,980
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$7,463,544
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,662,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,608,527
Expenses. Certain deemed distributions of participant loans2015-12-31$759
Value of total corrective distributions2015-12-31$738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,977,080
Value of total assets at end of year2015-12-31$25,692,057
Value of total assets at beginning of year2015-12-31$19,891,111
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$52,574
Total interest from all sources2015-12-31$17,398
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$826,195
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$826,195
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,490,883
Participant contributions at end of year2015-12-31$427,197
Participant contributions at beginning of year2015-12-31$319,819
Assets. Other investments not covered elsewhere at end of year2015-12-31$277,345
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$178,326
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$124,689
Other income not declared elsewhere2015-12-31$31,107
Administrative expenses (other) incurred2015-12-31$51,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,800,946
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,692,057
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$19,891,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$938
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$22,837,757
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$16,718,007
Interest on participant loans2015-12-31$16,431
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$262,553
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$248,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$248,390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$967
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,388,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,361,508
Employer contributions (assets) at end of year2015-12-31$1,887,205
Employer contributions (assets) at beginning of year2015-12-31$2,426,569
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,608,527
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$435,986
Total transfer of assets from this plan2014-12-31$56,921
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,983,799
Total income from all sources (including contributions)2014-12-31$8,095,200
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,502,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,459,014
Expenses. Certain deemed distributions of participant loans2014-12-31$22,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,393,216
Value of total assets at end of year2014-12-31$19,891,111
Value of total assets at beginning of year2014-12-31$15,903,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$21,342
Total interest from all sources2014-12-31$9,751
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$565,399
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$565,399
Administrative expenses professional fees incurred2014-12-31$1,750
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,663,044
Participant contributions at end of year2014-12-31$319,819
Participant contributions at beginning of year2014-12-31$117,738
Assets. Other investments not covered elsewhere at end of year2014-12-31$178,326
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$113,541
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$87,683
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,527,557
Other income not declared elsewhere2014-12-31$35,447
Administrative expenses (other) incurred2014-12-31$18,654
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$2,983,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,592,365
Value of net assets at end of year (total assets less liabilities)2014-12-31$19,891,111
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,919,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$938
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$16,718,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,903,572
Interest on participant loans2014-12-31$9,729
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$248,390
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$277,090
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$277,090
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$22
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$91,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,642,489
Employer contributions (assets) at end of year2014-12-31$2,426,569
Employer contributions (assets) at beginning of year2014-12-31$1,963,982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,459,014
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$10,761,411
Total transfer of assets from this plan2013-12-31$2,983,799
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,983,799
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,628,692
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$625,506
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$622,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,272,168
Value of total assets at end of year2013-12-31$15,903,480
Value of total assets at beginning of year2013-12-31$3,138,883
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,390
Total interest from all sources2013-12-31$1,953
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$95,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$95,906
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$230,296
Participant contributions at end of year2013-12-31$117,738
Participant contributions at beginning of year2013-12-31$50,373
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$548
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,527,557
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$4,250
Administrative expenses (other) incurred2013-12-31$3,390
Liabilities. Value of operating payables at end of year2013-12-31$2,983,799
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,003,186
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,919,681
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,138,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,017,113
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,081,649
Interest on participant loans2013-12-31$1,945
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$277,090
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$6,861
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$6,861
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$254,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,041,324
Employer contributions (assets) at end of year2013-12-31$1,963,982
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$622,116
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$31,331
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$737,718
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$357,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$355,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$415,462
Value of total assets at end of year2012-12-31$3,138,883
Value of total assets at beginning of year2012-12-31$2,727,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,818
Total interest from all sources2012-12-31$718
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$61,036
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$61,036
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$262,837
Participant contributions at end of year2012-12-31$50,373
Participant contributions at beginning of year2012-12-31$52,090
Administrative expenses (other) incurred2012-12-31$1,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$380,445
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,138,883
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,727,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,081,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,675,017
Interest on participant loans2012-12-31$716
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$6,861
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$260,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$152,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$355,455
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596

Form 5500 Responses for MERCY HEALTH RETIREMENT SAVINGS PLAN 403B

2018: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MERCY HEALTH RETIREMENT SAVINGS PLAN 403B 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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