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ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 401k Plan overview

Plan NameASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES
Plan identification number 001

ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GE ENGINE SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:GE ENGINE SERVICES, INC.
Employer identification number (EIN):311466360
NAIC Classification:811310
NAIC Description:Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance

Additional information about GE ENGINE SERVICES, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 2004-11-30
Company Identification Number: F160909
Legal Registered Office Address: 4701 COX RD
STE 301
GLEN ALLEN
United States of America (USA)
23060-6802

More information about GE ENGINE SERVICES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01
0012015-01-01
0012015-01-01DENISE M. FAGGELLA
0012014-01-01DENISE M. FAGGELLA
0012013-01-01MICHAEL G. MILLOTT
0012012-01-01MICHAEL G. MILLOTT
0012011-01-01MICHAEL G. MILLOTT
0012009-01-01MICHAEL G. MILLOTT
0012009-01-01JENNIFER EDWARDS
0012008-01-01MICHAEL G. MILLOTT

Plan Statistics for ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES

401k plan membership statisitcs for ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES

Measure Date Value
2017: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2017 401k membership
Total participants, beginning-of-year2017-01-0114,007
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2016 401k membership
Total participants, beginning-of-year2016-01-0115,293
Total number of active participants reported on line 7a of the Form 55002016-01-016,436
Number of retired or separated participants receiving benefits2016-01-0138
Number of other retired or separated participants entitled to future benefits2016-01-017,388
Total of all active and inactive participants2016-01-0113,862
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01145
Total participants2016-01-0114,007
Number of participants with account balances2016-01-0114,007
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2015 401k membership
Total participants, beginning-of-year2015-01-0116,309
Total number of active participants reported on line 7a of the Form 55002015-01-017,491
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-017,777
Total of all active and inactive participants2015-01-0115,268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0125
Total participants2015-01-0115,293
Number of participants with account balances2015-01-0115,293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2014 401k membership
Total participants, beginning-of-year2014-01-0115,890
Total number of active participants reported on line 7a of the Form 55002014-01-018,678
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017,538
Total of all active and inactive participants2014-01-0116,216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0193
Total participants2014-01-0116,309
Number of participants with account balances2014-01-0116,309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2013 401k membership
Total participants, beginning-of-year2013-01-0115,096
Total number of active participants reported on line 7a of the Form 55002013-01-018,613
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017,185
Total of all active and inactive participants2013-01-0115,798
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0192
Total participants2013-01-0115,890
Number of participants with account balances2013-01-0115,890
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2012 401k membership
Total participants, beginning-of-year2012-01-0114,809
Total number of active participants reported on line 7a of the Form 55002012-01-017,567
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017,424
Total of all active and inactive participants2012-01-0114,991
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01105
Total participants2012-01-0115,096
Number of participants with account balances2012-01-0115,096
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2011 401k membership
Total participants, beginning-of-year2011-01-0114,287
Total number of active participants reported on line 7a of the Form 55002011-01-017,704
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-017,089
Total of all active and inactive participants2011-01-0114,793
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0116
Total participants2011-01-0114,809
Number of participants with account balances2011-01-0114,809
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2009 401k membership
Total participants, beginning-of-year2009-01-0113,279
Total number of active participants reported on line 7a of the Form 55002009-01-018,684
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-016,257
Total of all active and inactive participants2009-01-0114,941
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0130
Total participants2009-01-0114,971
Number of participants with account balances2009-01-0114,971
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2008 401k membership
Total participants, beginning-of-year2008-01-0114,358
Total number of active participants reported on line 7a of the Form 55002008-01-017,938
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-015,315
Total of all active and inactive participants2008-01-0113,253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-0126
Total participants2008-01-0113,279
Number of participants with account balances2008-01-0113,279

Financial Data on ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES

Measure Date Value
2017 : ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-06-29$-15,914,797
Total unrealized appreciation/depreciation of assets2017-06-29$-15,914,797
Total transfer of assets from this plan2017-06-29$1,189,884,867
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-29$0
Total income from all sources (including contributions)2017-06-29$92,577,804
Total loss/gain on sale of assets2017-06-29$9,678,390
Total of all expenses incurred2017-06-29$78,920,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-29$78,792,171
Expenses. Certain deemed distributions of participant loans2017-06-29$-249,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-29$0
Value of total assets at end of year2017-06-29$0
Value of total assets at beginning of year2017-06-29$1,176,227,771
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-29$378,199
Total interest from all sources2017-06-29$152,294
Total dividends received (eg from common stock, registered investment company shares)2017-06-29$4,609,610
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-29No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-29$4,270,965
Administrative expenses professional fees incurred2017-06-29$6,069
Was this plan covered by a fidelity bond2017-06-29Yes
Value of fidelity bond cover2017-06-29$90,000,000
If this is an individual account plan, was there a blackout period2017-06-29Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-06-29$0
Were there any nonexempt tranactions with any party-in-interest2017-06-29No
Participant contributions at end of year2017-06-29$0
Participant contributions at beginning of year2017-06-29$7,748,936
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-06-29$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-06-29$529,750
Administrative expenses (other) incurred2017-06-29$372,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-29No
Value of net income/loss2017-06-29$13,657,096
Value of net assets at end of year (total assets less liabilities)2017-06-29$0
Value of net assets at beginning of year (total assets less liabilities)2017-06-29$1,176,227,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-29No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-29No
Were any leases to which the plan was party in default or uncollectible2017-06-29No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-29$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-29$858,276,589
Interest on participant loans2017-06-29$152,294
Value of interest in common/collective trusts at end of year2017-06-29$0
Value of interest in common/collective trusts at beginning of year2017-06-29$263,362,670
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-06-29$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-06-29$595,735
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-06-29$595,735
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-29$82,736,259
Net investment gain or loss from common/collective trusts2017-06-29$11,316,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-29No
Was there a failure to transmit to the plan any participant contributions2017-06-29No
Has the plan failed to provide any benefit when due under the plan2017-06-29No
Assets. Invements in employer securities at end of year2017-06-29$0
Assets. Invements in employer securities at beginning of year2017-06-29$45,714,091
Income. Dividends from common stock2017-06-29$338,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-29$78,792,171
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-06-29Yes
Did the plan have assets held for investment2017-06-29No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-29Yes
Aggregate proceeds on sale of assets2017-06-29$42,826,461
Aggregate carrying amount (costs) on sale of assets2017-06-29$33,148,071
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-29Yes
Opinion of an independent qualified public accountant for this plan2017-06-29Disclaimer
Accountancy firm name2017-06-29KPMG LLP
Accountancy firm EIN2017-06-29135565207
2016 : ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$524,369
Total unrealized appreciation/depreciation of assets2016-12-31$524,369
Total transfer of assets to this plan2016-12-31$627,669
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$83,936,020
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$136,199,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$136,152,452
Expenses. Certain deemed distributions of participant loans2016-12-31$20,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,663,709
Value of total assets at end of year2016-12-31$1,176,227,771
Value of total assets at beginning of year2016-12-31$1,227,863,210
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$25,760
Total interest from all sources2016-12-31$363,234
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$16,401,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$14,991,635
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$90,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Participant contributions at end of year2016-12-31$7,748,936
Participant contributions at beginning of year2016-12-31$10,147,302
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,663,709
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$529,750
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$521,188
Administrative expenses (other) incurred2016-12-31$25,760
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-52,263,108
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,176,227,771
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,227,863,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$858,276,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$903,254,307
Interest on participant loans2016-12-31$363,234
Value of interest in common/collective trusts at end of year2016-12-31$263,362,670
Value of interest in common/collective trusts at beginning of year2016-12-31$264,777,232
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$595,735
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$987,826
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$987,826
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$54,180,612
Net investment gain or loss from common/collective trusts2016-12-31$10,802,184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$45,714,091
Assets. Invements in employer securities at beginning of year2016-12-31$48,175,355
Income. Dividends from common stock2016-12-31$1,410,277
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$136,152,452
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$9,014,017
Total unrealized appreciation/depreciation of assets2015-12-31$9,014,017
Total transfer of assets to this plan2015-12-31$27,523,817
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$7,943,381
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$137,319,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$137,603,091
Expenses. Certain deemed distributions of participant loans2015-12-31$-323,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,589
Value of total assets at end of year2015-12-31$1,227,863,210
Value of total assets at beginning of year2015-12-31$1,329,715,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$39,594
Total interest from all sources2015-12-31$429,744
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$17,486,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$16,064,126
Administrative expenses professional fees incurred2015-12-31$3,615
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$90,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Participant contributions at end of year2015-12-31$10,147,302
Participant contributions at beginning of year2015-12-31$12,598,315
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,589
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$521,188
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$594,179
Administrative expenses (other) incurred2015-12-31$35,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-129,375,901
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,227,863,210
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,329,715,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$903,254,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,001,855,125
Interest on participant loans2015-12-31$429,744
Value of interest in common/collective trusts at end of year2015-12-31$264,777,232
Value of interest in common/collective trusts at beginning of year2015-12-31$272,803,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$987,826
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$522,597
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$522,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-16,301,567
Net investment gain or loss from common/collective trusts2015-12-31$-2,687,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$48,175,355
Assets. Invements in employer securities at beginning of year2015-12-31$41,341,138
Income. Dividends from common stock2015-12-31$1,421,981
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$137,603,091
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-4,806,489
Total unrealized appreciation/depreciation of assets2014-12-31$-4,806,489
Total transfer of assets to this plan2014-12-31$91,859,567
Total transfer of assets from this plan2014-12-31$439,435
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$75,615,344
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$158,511,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$158,093,490
Expenses. Certain deemed distributions of participant loans2014-12-31$199,042
Value of total corrective distributions2014-12-31$879
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,475,073
Value of total assets at end of year2014-12-31$1,329,715,294
Value of total assets at beginning of year2014-12-31$1,321,191,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$217,859
Total interest from all sources2014-12-31$576,353
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$18,632,134
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$17,082,590
Administrative expenses professional fees incurred2014-12-31$26,593
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$90,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Participant contributions at end of year2014-12-31$12,598,315
Participant contributions at beginning of year2014-12-31$12,322,817
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$8,475,073
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$594,179
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$590,728
Administrative expenses (other) incurred2014-12-31$183,391
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-82,895,926
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,329,715,294
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,321,191,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$7,875
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,001,855,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,044,879,965
Interest on participant loans2014-12-31$576,353
Value of interest in common/collective trusts at end of year2014-12-31$272,803,940
Value of interest in common/collective trusts at beginning of year2014-12-31$212,048,144
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$522,597
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$857,706
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$857,706
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$47,903,258
Net investment gain or loss from common/collective trusts2014-12-31$4,835,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$41,341,138
Assets. Invements in employer securities at beginning of year2014-12-31$50,491,728
Income. Dividends from common stock2014-12-31$1,549,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$158,093,490
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$13,525,568
Total unrealized appreciation/depreciation of assets2013-12-31$13,525,568
Total transfer of assets to this plan2013-12-31$226,887,833
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,297
Total income from all sources (including contributions)2013-12-31$219,824,729
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$95,212,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$94,984,346
Expenses. Certain deemed distributions of participant loans2013-12-31$203,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$47,652
Value of total assets at end of year2013-12-31$1,321,191,088
Value of total assets at beginning of year2013-12-31$969,693,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$25,250
Total interest from all sources2013-12-31$556,853
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$16,474,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$14,960,167
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$90,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Participant contributions at end of year2013-12-31$12,322,817
Participant contributions at beginning of year2013-12-31$10,192,311
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$47,652
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$590,728
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$393,384
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$2,297
Administrative expenses (other) incurred2013-12-31$25,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$124,611,873
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,321,191,088
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$969,691,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,044,879,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$728,421,659
Interest on participant loans2013-12-31$556,853
Value of interest in common/collective trusts at end of year2013-12-31$212,048,144
Value of interest in common/collective trusts at beginning of year2013-12-31$188,407,073
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$857,706
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$501,953
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$501,953
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$189,397,861
Net investment gain or loss from common/collective trusts2013-12-31$-178,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$50,491,728
Assets. Invements in employer securities at beginning of year2013-12-31$41,777,299
Income. Dividends from common stock2013-12-31$1,514,722
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$94,984,346
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$6,486,261
Total unrealized appreciation/depreciation of assets2012-12-31$6,486,261
Total transfer of assets to this plan2012-12-31$68,620,170
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,297
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$149,791
Total income from all sources (including contributions)2012-12-31$113,480,254
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$87,632,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$87,142,678
Expenses. Certain deemed distributions of participant loans2012-12-31$189,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$101,752
Value of total assets at end of year2012-12-31$969,693,679
Value of total assets at beginning of year2012-12-31$875,372,860
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$299,792
Total interest from all sources2012-12-31$450,370
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$15,255,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$13,818,082
Administrative expenses professional fees incurred2012-12-31$103,865
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$90,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$10,192,311
Participant contributions at beginning of year2012-12-31$12,130,555
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$101,752
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$393,384
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$398,751
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$2,297
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$149,791
Administrative expenses (other) incurred2012-12-31$189,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$25,848,143
Value of net assets at end of year (total assets less liabilities)2012-12-31$969,691,382
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$875,223,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$6,575
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$728,421,659
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$640,271,076
Interest on participant loans2012-12-31$450,370
Value of interest in common/collective trusts at end of year2012-12-31$188,407,073
Value of interest in common/collective trusts at beginning of year2012-12-31$183,104,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$501,953
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$672,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$672,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$85,257,717
Net investment gain or loss from common/collective trusts2012-12-31$5,928,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$41,777,299
Assets. Invements in employer securities at beginning of year2012-12-31$38,795,014
Income. Dividends from common stock2012-12-31$1,437,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$87,142,678
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-675,608
Total unrealized appreciation/depreciation of assets2011-12-31$-675,608
Total transfer of assets to this plan2011-12-31$131,154,901
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$149,791
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$97,981
Total income from all sources (including contributions)2011-12-31$-3,541,805
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$67,974,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$67,608,590
Expenses. Certain deemed distributions of participant loans2011-12-31$180,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,383,543
Value of total assets at end of year2011-12-31$875,372,860
Value of total assets at beginning of year2011-12-31$815,682,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$185,522
Total interest from all sources2011-12-31$430,607
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$13,434,901
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$12,070,008
Administrative expenses professional fees incurred2011-12-31$141,986
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$90,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$12,130,555
Participant contributions at beginning of year2011-12-31$10,409,818
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$7,383,543
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$398,751
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$349,025
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$149,791
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$97,981
Administrative expenses (other) incurred2011-12-31$43,536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-71,516,256
Value of net assets at end of year (total assets less liabilities)2011-12-31$875,223,069
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$815,584,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$640,271,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$600,180,957
Interest on participant loans2011-12-31$430,607
Value of interest in common/collective trusts at end of year2011-12-31$183,104,879
Value of interest in common/collective trusts at beginning of year2011-12-31$161,073,132
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$672,585
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$597,206
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$597,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-30,889,595
Net investment gain or loss from common/collective trusts2011-12-31$6,774,347
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$38,795,014
Assets. Invements in employer securities at beginning of year2011-12-31$43,072,267
Income. Dividends from common stock2011-12-31$1,364,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$67,608,590
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$8,674,536
Total unrealized appreciation/depreciation of assets2010-12-31$8,674,536
Total transfer of assets to this plan2010-12-31$5,125,737
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$97,981
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$17,275
Total income from all sources (including contributions)2010-12-31$86,110,808
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$66,299,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$65,846,865
Expenses. Certain deemed distributions of participant loans2010-12-31$298,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$815,682,405
Value of total assets at beginning of year2010-12-31$790,664,785
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$154,188
Total interest from all sources2010-12-31$597,074
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$14,731,166
Transfers to/from the plan2010-12-31$-158,245
Total income from all sources2010-12-31$1,727
Expenses. Total of all expenses incurred2010-12-31$42,204
Benefits paid (including direct rollovers)2010-12-31$32,178
Total plan assets at end of year2010-12-31$0
Total plan assets at beginning of year2010-12-31$198,722
Value of fidelity bond covering the plan2010-12-31$90,000,000
Total contributions received or receivable from participants2010-12-31$7,197
Other income received2010-12-31$-5,470
Net income (gross income less expenses)2010-12-31$-40,477
Net plan assets at end of year (total assets less liabilities)2010-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$198,722
Value of corrective distributions2010-12-31$9,776
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$14,401,467
Administrative expenses professional fees incurred2010-12-31$149,311
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$90,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at end of year2010-12-31$10,409,818
Participant contributions at beginning of year2010-12-31$11,835,049
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$349,025
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$251,538
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$97,981
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$17,275
Administrative expenses (other) incurred2010-12-31$1,727
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$19,811,177
Value of net assets at end of year (total assets less liabilities)2010-12-31$815,584,424
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$790,647,510
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$3,150
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$600,180,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$570,685,438
Interest on participant loans2010-12-31$597,074
Value of interest in common/collective trusts at end of year2010-12-31$161,073,132
Value of interest in common/collective trusts at beginning of year2010-12-31$170,394,215
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$597,206
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$520,032
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$520,032
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$58,995,092
Net investment gain or loss from common/collective trusts2010-12-31$3,112,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$43,072,267
Assets. Invements in employer securities at beginning of year2010-12-31$36,978,513
Income. Dividends from common stock2010-12-31$329,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$65,846,865
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207
2009 : ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
2008 : ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2008 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2008-12-31$-16,677,465
Total unrealized appreciation/depreciation of assets2008-12-31$-16,677,465
Total transfer of assets to this plan2008-12-31$171,108,927
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-12-31$12,438
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-12-31$0
Total income from all sources (including contributions)2008-12-31$-195,108,491
Total loss/gain on sale of assets2008-12-31$0
Total of all expenses incurred2008-12-31$48,528,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2008-12-31$48,463,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)2008-12-31$1,453,738
Value of total assets at end of year2008-12-31$552,183,173
Value of total assets at beginning of year2008-12-31$624,698,536
Total of administrative expenses incurred including professional, contract, advisory and management fees2008-12-31$64,481
Total interest from all sources2008-12-31$611,592
Total dividends received (eg from common stock, registered investment company shares)2008-12-31$19,468,837
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2008-12-31No
Was this plan covered by a fidelity bond2008-12-31Yes
Value of fidelity bond cover2008-12-31$50,000,000
If this is an individual account plan, was there a blackout period2008-12-31No
Were there any nonexempt tranactions with any party-in-interest2008-12-31No
Participant contributions at end of year2008-12-31$10,595,962
Participant contributions at beginning of year2008-12-31$8,508,238
Income. Received or receivable in cash from other sources (including rollovers)2008-12-31$1,453,738
Value of other receiveables (less allowance for doubtful accounts) at end of year2008-12-31$279,714
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2008-12-31$273,635
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2008-12-31$12,438
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2008-12-31$0
Administrative expenses (other) incurred2008-12-31$64,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Value of net income/loss2008-12-31$-243,636,728
Value of net assets at end of year (total assets less liabilities)2008-12-31$552,170,735
Value of net assets at beginning of year (total assets less liabilities)2008-12-31$624,698,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2008-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2008-12-31No
Were any leases to which the plan was party in default or uncollectible2008-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2008-12-31$383,222,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2008-12-31$470,360,535
Interest on participant loans2008-12-31$611,592
Value of interest in common/collective trusts at end of year2008-12-31$143,682,002
Value of interest in common/collective trusts at beginning of year2008-12-31$112,479,389
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2008-12-31$197,902
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2008-12-31$463,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2008-12-31$463,055
Net investment gain/loss from registered investment companies (e.g. mutual funds)2008-12-31$-202,634,795
Net investment gain or loss from common/collective trusts2008-12-31$2,669,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2008-12-31No
Was there a failure to transmit to the plan any participant contributions2008-12-31No
Has the plan failed to provide any benefit when due under the plan2008-12-31No
Assets. Invements in employer securities at end of year2008-12-31$14,205,142
Assets. Invements in employer securities at beginning of year2008-12-31$32,613,684
Income. Dividends from common stock2008-12-31$19,468,837
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2008-12-31$48,463,756
Did the plan have assets held for investment2008-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2008-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2008-12-31Yes
Opinion of an independent qualified public accountant for this plan2008-12-31Disclaimer
Accountancy firm name2008-12-31KPMG LLP
Accountancy firm EIN2008-12-31135565207

Form 5500 Responses for ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES

2017: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2008: ASSET MANAGEMENT PLAN FOR AFFILIATED GE COMPANIES 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement - TrustYes

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