COGNIS CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan COGNIS CORPORATION INVESTMENT PLAN
| Measure | Date | Value |
|---|
| 2011 : COGNIS CORPORATION INVESTMENT PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-06-30 | $4,643 |
| Total unrealized appreciation/depreciation of assets | 2011-06-30 | $4,643 |
| Total transfer of assets from this plan | 2011-06-30 | $134,902,040 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $1,734 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $0 |
| Total income from all sources (including contributions) | 2011-06-30 | $8,879,249 |
| Total loss/gain on sale of assets | 2011-06-30 | $-18,488 |
| Total of all expenses incurred | 2011-06-30 | $12,598,714 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $12,591,779 |
| Expenses. Certain deemed distributions of participant loans | 2011-06-30 | $4,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $3,126,060 |
| Value of total assets at end of year | 2011-06-30 | $1,734 |
| Value of total assets at beginning of year | 2011-06-30 | $138,621,505 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-06-30 | $2,935 |
| Total interest from all sources | 2011-06-30 | $39,863 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-06-30 | $344,889 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-06-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-06-30 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-06-30 | $334,232 |
| Was this plan covered by a fidelity bond | 2011-06-30 | Yes |
| Value of fidelity bond cover | 2011-06-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-06-30 | No |
| Contributions received from participants | 2011-06-30 | $2,069,812 |
| Participant contributions at end of year | 2011-06-30 | $0 |
| Participant contributions at beginning of year | 2011-06-30 | $1,691,889 |
| Participant contributions at end of year | 2011-06-30 | $0 |
| Participant contributions at beginning of year | 2011-06-30 | $685,349 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-06-30 | $7,634 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-06-30 | $1,734 |
| Administrative expenses (other) incurred | 2011-06-30 | $2,935 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Value of net income/loss | 2011-06-30 | $-3,719,465 |
| Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $138,621,505 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-06-30 | No |
| Interest on participant loans | 2011-06-30 | $39,310 |
| Interest earned on other investments | 2011-06-30 | $157 |
| Value of interest in master investment trust accounts at end of year | 2011-06-30 | $1,734 |
| Value of interest in master investment trust accounts at beginning of year | 2011-06-30 | $131,991,105 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-06-30 | $396 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-06-30 | $5,269,277 |
| Net investment gain or loss from common/collective trusts | 2011-06-30 | $113,005 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-06-30 | No |
| Contributions received in cash from employer | 2011-06-30 | $1,048,614 |
| Employer contributions (assets) at end of year | 2011-06-30 | $0 |
| Employer contributions (assets) at beginning of year | 2011-06-30 | $4,253,162 |
| Income. Dividends from common stock | 2011-06-30 | $10,657 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-06-30 | $12,591,779 |
| Did the plan have assets held for investment | 2011-06-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-06-30 | Yes |
| Aggregate proceeds on sale of assets | 2011-06-30 | $3,100,340 |
| Aggregate carrying amount (costs) on sale of assets | 2011-06-30 | $3,118,828 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-06-30 | Disclaimer |
| Accountancy firm name | 2011-06-30 | BARNES DENNING & COMPANY, INC |
| Accountancy firm EIN | 2011-06-30 | 311119890 |
| 2010 : COGNIS CORPORATION INVESTMENT PLAN 2010 401k financial data |
|---|
| Total transfer of assets from this plan | 2010-12-31 | $114,453 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $27,116,969 |
| Total of all expenses incurred | 2010-12-31 | $16,776,186 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $16,754,528 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $16,717 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $11,945,335 |
| Value of total assets at end of year | 2010-12-31 | $138,621,505 |
| Value of total assets at beginning of year | 2010-12-31 | $128,395,175 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,941 |
| Total interest from all sources | 2010-12-31 | $106,001 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $5,232,171 |
| Participant contributions at end of year | 2010-12-31 | $1,691,889 |
| Participant contributions at beginning of year | 2010-12-31 | $1,985,244 |
| Participant contributions at end of year | 2010-12-31 | $685,349 |
| Participant contributions at beginning of year | 2010-12-31 | $199,373 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $89,660 |
| Administrative expenses (other) incurred | 2010-12-31 | $4,941 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $10,340,783 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $138,621,505 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $128,395,175 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Interest on participant loans | 2010-12-31 | $106,001 |
| Value of interest in master investment trust accounts at end of year | 2010-12-31 | $131,991,105 |
| Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $122,251,505 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $6,623,504 |
| Employer contributions (assets) at end of year | 2010-12-31 | $4,253,162 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $3,959,053 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $16,754,528 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BARNES DENNIG & COMPANY, INC |
| Accountancy firm EIN | 2010-12-31 | 311119890 |
| 2009 : COGNIS CORPORATION INVESTMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
