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NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 401k Plan overview

Plan NameNATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN
Plan identification number 001

NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BOARD OF TRUSTEES NATIONAL UNION OF PROTECTIVE has sponsored the creation of one or more 401k plans.

Company Name:BOARD OF TRUSTEES NATIONAL UNION OF PROTECTIVE
Employer identification number (EIN):311726939
NAIC Classification:561600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01
0012016-01-01LARRY MAGARIK2017-10-09
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01LARRY MAGARIK
0012011-01-01JANICE KI
0012010-01-01JANICE KI
0012009-01-01JANICE KI

Plan Statistics for NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN

401k plan membership statisitcs for NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN

Measure Date Value
2017: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01447
Total number of active participants reported on line 7a of the Form 55002017-01-010
Total of all active and inactive participants2017-01-010
Total participants2017-01-010
Number of employers contributing to the scheme2017-01-010
2016: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01415
Total number of active participants reported on line 7a of the Form 55002016-01-0141
Number of other retired or separated participants entitled to future benefits2016-01-01406
Total of all active and inactive participants2016-01-01447
Total participants2016-01-01447
Number of participants with account balances2016-01-01447
Number of employers contributing to the scheme2016-01-013
2015: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01974
Total number of active participants reported on line 7a of the Form 55002015-01-0172
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01343
Total of all active and inactive participants2015-01-01415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01415
Number of participants with account balances2015-01-01415
Number of employers contributing to the scheme2015-01-013
2014: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,004
Total number of active participants reported on line 7a of the Form 55002014-01-01974
Number of retired or separated participants receiving benefits2014-01-010
Total of all active and inactive participants2014-01-01974
Total participants2014-01-01974
Number of participants with account balances2014-01-01974
Number of employers contributing to the scheme2014-01-015
2013: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01975
Total number of active participants reported on line 7a of the Form 55002013-01-011,004
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-011,004
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,004
Number of participants with account balances2013-01-011,004
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
Number of employers contributing to the scheme2013-01-017
2012: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01820
Total number of active participants reported on line 7a of the Form 55002012-01-01975
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-01975
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01975
Number of participants with account balances2012-01-01975
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
Number of employers contributing to the scheme2012-01-016
2011: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01832
Total number of active participants reported on line 7a of the Form 55002011-01-01820
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-01820
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01820
Number of participants with account balances2011-01-01820
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
Number of employers contributing to the scheme2011-01-015
2010: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01681
Total number of active participants reported on line 7a of the Form 55002010-01-01832
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-01832
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01832
Number of participants with account balances2010-01-01832
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
Number of employers contributing to the scheme2010-01-016
2009: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01684
Total number of active participants reported on line 7a of the Form 55002009-01-01681
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-01681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01681
Number of participants with account balances2009-01-01681
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
Number of employers contributing to the scheme2009-01-016

Financial Data on NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN

Measure Date Value
2017 : NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$12,083
Total income from all sources (including contributions)2017-12-31$65,940
Total of all expenses incurred2017-12-31$872,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$825,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$14,398
Value of total assets at end of year2017-12-31$0
Value of total assets at beginning of year2017-12-31$818,745
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$47,315
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$7,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$7,384
Administrative expenses professional fees incurred2017-12-31$21,587
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$250,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$825,287
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Administrative expenses (other) incurred2017-12-31$24,478
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$12,083
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$75,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-806,662
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$806,662
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$1,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$731,824
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$44,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$14,398
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$11,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$825,287
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ARMAO LLP
Accountancy firm EIN2017-12-31462754053
2016 : NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$12,083
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$15,035
Total income from all sources (including contributions)2016-12-31$208,150
Total of all expenses incurred2016-12-31$292,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$236,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$125,926
Value of total assets at end of year2016-12-31$818,745
Value of total assets at beginning of year2016-12-31$905,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$55,717
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$17,898
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$17,898
Administrative expenses professional fees incurred2016-12-31$22,297
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$250,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other income not declared elsewhere2016-12-31$400
Administrative expenses (other) incurred2016-12-31$30,920
Liabilities. Value of operating payables at end of year2016-12-31$12,083
Liabilities. Value of operating payables at beginning of year2016-12-31$15,035
Total non interest bearing cash at end of year2016-12-31$75,212
Total non interest bearing cash at beginning of year2016-12-31$882,712
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-84,208
Value of net assets at end of year (total assets less liabilities)2016-12-31$806,662
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$890,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$2,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$731,824
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$63,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$125,926
Employer contributions (assets) at end of year2016-12-31$11,709
Employer contributions (assets) at beginning of year2016-12-31$23,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$236,641
Contract administrator fees2016-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ARMAO LLP
Accountancy firm EIN2016-12-31462754053
2015 : NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$15,035
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$90,071
Total income from all sources (including contributions)2015-12-31$162,418
Total of all expenses incurred2015-12-31$396,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$275,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$134,345
Value of total assets at end of year2015-12-31$905,905
Value of total assets at beginning of year2015-12-31$1,215,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$120,887
Total interest from all sources2015-12-31$1
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$72,275
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$150,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other income not declared elsewhere2015-12-31$30,071
Administrative expenses (other) incurred2015-12-31$32,883
Liabilities. Value of operating payables at end of year2015-12-31$15,035
Liabilities. Value of operating payables at beginning of year2015-12-31$90,071
Total non interest bearing cash at end of year2015-12-31$882,712
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-234,330
Value of net assets at end of year (total assets less liabilities)2015-12-31$890,870
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,125,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,198,068
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$8,679
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$8,679
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,960
Net investment gain/loss from pooled separate accounts2015-12-31$-1,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$134,345
Employer contributions (assets) at end of year2015-12-31$23,193
Employer contributions (assets) at beginning of year2015-12-31$3,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$275,861
Contract administrator fees2015-12-31$15,729
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ARMAO LLP
Accountancy firm EIN2015-12-31462754053
2014 : NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$90,071
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$62,254
Total income from all sources (including contributions)2014-12-31$147,230
Total of all expenses incurred2014-12-31$328,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$258,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$116,796
Value of total assets at end of year2014-12-31$1,215,271
Value of total assets at beginning of year2014-12-31$1,369,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$70,377
Total interest from all sources2014-12-31$4
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$27,817
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$150,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$5,238
Administrative expenses (other) incurred2014-12-31$19,910
Liabilities. Value of operating payables at end of year2014-12-31$90,071
Liabilities. Value of operating payables at beginning of year2014-12-31$62,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-181,601
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,125,200
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,306,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$1,198,068
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,327,506
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$8,679
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$9,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$9,019
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,960
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,618
Net investment gain/loss from pooled separate accounts2014-12-31$30,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$111,558
Employer contributions (assets) at end of year2014-12-31$3,564
Employer contributions (assets) at beginning of year2014-12-31$28,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$258,454
Contract administrator fees2014-12-31$22,650
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ARMAO LLP
Accountancy firm EIN2014-12-31462754053
2013 : NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$592,216
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,234,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,178,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$441,694
Value of total assets at end of year2013-12-31$1,352,366
Value of total assets at beginning of year2013-12-31$1,995,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$56,430
Total interest from all sources2013-12-31$43
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$7,383
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$150,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$12,045
Other income not declared elsewhere2013-12-31$562
Administrative expenses (other) incurred2013-12-31$24,215
Liabilities. Value of operating payables at end of year2013-12-31$62,254
Liabilities. Value of operating payables at beginning of year2013-12-31$30,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-642,697
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,352,366
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,995,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$1,327,505
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,802,567
Interest earned on other investments2013-12-31$26
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$4,920
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$95,329
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$95,329
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$17
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,649
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$8,493
Net investment gain/loss from pooled separate accounts2013-12-31$149,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$429,649
Employer contributions (assets) at end of year2013-12-31$16,292
Employer contributions (assets) at beginning of year2013-12-31$88,674
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,178,483
Contract administrator fees2013-12-31$24,832
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MICHAEL D. SISK & COMPANY
Accountancy firm EIN2013-12-31521857374
2012 : NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,334,406
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$555,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$467,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,261,055
Value of total assets at end of year2012-12-31$1,995,063
Value of total assets at beginning of year2012-12-31$1,216,084
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$88,081
Total interest from all sources2012-12-31$46
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$46,603
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$150,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,753
Other income not declared elsewhere2012-12-31$896
Administrative expenses (other) incurred2012-12-31$17,095
Liabilities. Value of operating payables at end of year2012-12-31$30,197
Liabilities. Value of operating payables at beginning of year2012-12-31$27,222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$778,979
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,995,063
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,216,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,802,567
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,099,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$95,329
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$84,406
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$84,406
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$46
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$8,493
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,621
Net investment gain/loss from pooled separate accounts2012-12-31$72,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,256,302
Employer contributions (assets) at end of year2012-12-31$88,674
Employer contributions (assets) at beginning of year2012-12-31$29,060
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$467,346
Contract administrator fees2012-12-31$24,383
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MICHAEL D. SISK & COMPANY
Accountancy firm EIN2012-12-31521857374
2011 : NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$454,025
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$657,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$568,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$439,383
Value of total assets at end of year2011-12-31$1,216,084
Value of total assets at beginning of year2011-12-31$1,419,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$88,476
Total interest from all sources2011-12-31$28
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$45,745
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$150,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,297
Other income not declared elsewhere2011-12-31$28,226
Administrative expenses (other) incurred2011-12-31$19,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-203,223
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,216,084
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,419,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,099,997
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,359,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$84,406
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$34,934
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$34,934
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$28
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,621
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,710
Net investment gain/loss from pooled separate accounts2011-12-31$-13,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$438,086
Employer contributions (assets) at end of year2011-12-31$29,060
Employer contributions (assets) at beginning of year2011-12-31$21,745
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$568,772
Contract administrator fees2011-12-31$22,906
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MICHAEL D. SISK & COMPANY
Accountancy firm EIN2011-12-31521857374
2010 : NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$547,900
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$305,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$269,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$523,529
Value of total assets at end of year2010-12-31$1,419,307
Value of total assets at beginning of year2010-12-31$1,177,255
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$36,661
Total interest from all sources2010-12-31$96
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$150,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$7
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$242,052
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,419,307
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,177,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$1,359,918
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,152,483
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$34,934
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$18,144
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$18,144
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$96
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,710
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,676
Net investment gain/loss from pooled separate accounts2010-12-31$24,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$523,529
Employer contributions (assets) at end of year2010-12-31$21,745
Employer contributions (assets) at beginning of year2010-12-31$3,569
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$269,187
Contract administrator fees2010-12-31$36,654
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HANDWERGER, CARDEGNA, FUNKHOUSER
Accountancy firm EIN2010-12-31521399339
2009 : NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN

2017: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01This submission is the final filingYes
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulti-employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NATIONAL UNION OF PROTECTIVE SERVICE ASSOC. RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24404
Policy instance 1
Insurance contract or identification number24404
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2016-01-19
Total amount of commissions paid to insurance brokerUSD $7,258
Total amount of fees paid to insurance companyUSD $16,797
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees12635
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $7,258
Insurance broker nameRETIREMENT PLANNERS & ADMINISTRATOR
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24404
Policy instance 1
Insurance contract or identification number24404
Number of Individuals Covered974
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $14,273
Total amount of fees paid to insurance companyUSD $664
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,273
Amount paid for insurance broker fees664
Additional information about fees paid to insurance brokerTPA COMPENSATION, OTHER ALLOWANCES
Insurance broker organization code?5
Insurance broker nameRETIREMENT PLANNERS & ADMINISTRATOR
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24404
Policy instance 1
Insurance contract or identification number24404
Number of Individuals Covered1004
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $17,121
Total amount of fees paid to insurance companyUSD $24,200
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,121
Amount paid for insurance broker fees24200
Additional information about fees paid to insurance brokerPLAN ADMIN, WITHDRAWAL PROCESSING
Insurance broker organization code?5
Insurance broker nameRETIREMENT PLANNERS & ADMINISTRATOR
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24404
Policy instance 1
Insurance contract or identification number24404
Number of Individuals Covered975
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $16,119
Total amount of fees paid to insurance companyUSD $17,080
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $16,119
Amount paid for insurance broker fees17080
Additional information about fees paid to insurance brokerPLAN ADMIN, WITHDRAWAL PROCESSING
Insurance broker organization code?5
Insurance broker nameRETIREMENT PLANNERS & ADMINISTRATOR
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24404
Policy instance 1
Insurance contract or identification number24404
Number of Individuals Covered820
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $15,805
Total amount of fees paid to insurance companyUSD $19,801
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24404
Policy instance 1
Insurance contract or identification number24404
Number of Individuals Covered832
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $14,302
Total amount of fees paid to insurance companyUSD $15,060
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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