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THE INNOCENCE PROJECT, INC. 401K PLAN 401k Plan overview

Plan NameTHE INNOCENCE PROJECT, INC. 401K PLAN
Plan identification number 001

THE INNOCENCE PROJECT, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE INNOCENCE PROJECT, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE INNOCENCE PROJECT, INC.
Employer identification number (EIN):320077563
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about THE INNOCENCE PROJECT, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 2003-01-28
Company Identification Number: 2862667
Legal Registered Office Address: ATTN: EXEC. DIR.,CARDOZO
SCHOOL OF LAW,55 FIFTH AVE,11F
NEW YORK
United States of America (USA)
10003

More information about THE INNOCENCE PROJECT, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE INNOCENCE PROJECT, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01ANGELA AMEL2019-07-10
0012017-01-01ANGELA AMEL2018-07-17
0012016-01-01ANGELA AMEL2017-06-29
0012015-01-01ANGELA AMEL2016-06-24
0012014-01-01ANGELA AMEL2015-07-31
0012013-01-01ANGELA AMEL2014-07-28
0012012-01-01ANGELA AMEL2013-07-24
0012011-01-01SCOTT CLUGSTONE2012-04-12
0012010-01-01SCOTT CLUGSTONE2011-06-06

Plan Statistics for THE INNOCENCE PROJECT, INC. 401K PLAN

401k plan membership statisitcs for THE INNOCENCE PROJECT, INC. 401K PLAN

Measure Date Value
2022: THE INNOCENCE PROJECT, INC. 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01147
Total number of active participants reported on line 7a of the Form 55002022-01-0174
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0179
Total of all active and inactive participants2022-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01153
Number of participants with account balances2022-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE INNOCENCE PROJECT, INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01131
Total number of active participants reported on line 7a of the Form 55002021-01-0174
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0169
Total of all active and inactive participants2021-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01143
Number of participants with account balances2021-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE INNOCENCE PROJECT, INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01122
Total number of active participants reported on line 7a of the Form 55002020-01-0167
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0162
Total of all active and inactive participants2020-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01129
Number of participants with account balances2020-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE INNOCENCE PROJECT, INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01121
Total number of active participants reported on line 7a of the Form 55002019-01-0172
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0149
Total of all active and inactive participants2019-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01121
Number of participants with account balances2019-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010

Financial Data on THE INNOCENCE PROJECT, INC. 401K PLAN

Measure Date Value
2022 : THE INNOCENCE PROJECT, INC. 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-715,718
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$885,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$881,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,186,037
Value of total assets at end of year2022-12-31$9,228,351
Value of total assets at beginning of year2022-12-31$10,829,371
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,115
Total interest from all sources2022-12-31$10,629
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$688,645
Participant contributions at end of year2022-12-31$95,201
Participant contributions at beginning of year2022-12-31$136,044
Participant contributions at end of year2022-12-31$700
Participant contributions at beginning of year2022-12-31$51,828
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$32,079
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$200
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$5,016
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$876
Administrative expenses (other) incurred2022-12-31$3,605
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,601,020
Value of net assets at end of year (total assets less liabilities)2022-12-31$9,228,351
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,829,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$8,654,096
Value of interest in pooled separate accounts at beginning of year2022-12-31$10,177,801
Interest on participant loans2022-12-31$6,322
Interest earned on other investments2022-12-31$4,307
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$476,504
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$422,596
Net investment gain/loss from pooled separate accounts2022-12-31$-1,913,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$465,313
Employer contributions (assets) at end of year2022-12-31$1,650
Employer contributions (assets) at beginning of year2022-12-31$36,086
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$881,187
Contract administrator fees2022-12-31$510
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31TAIT & BAKER LLP
Accountancy firm EIN2022-12-31231144520
2021 : THE INNOCENCE PROJECT, INC. 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,583,900
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,177,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,174,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,112,934
Value of total assets at end of year2021-12-31$10,829,371
Value of total assets at beginning of year2021-12-31$9,423,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,782
Total interest from all sources2021-12-31$12,451
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$674,898
Participant contributions at end of year2021-12-31$136,044
Participant contributions at beginning of year2021-12-31$120,041
Participant contributions at end of year2021-12-31$51,828
Participant contributions at beginning of year2021-12-31$4,127
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$20,159
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$5,016
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$296
Administrative expenses (other) incurred2021-12-31$2,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,406,151
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,829,371
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,423,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$10,177,801
Value of interest in pooled separate accounts at beginning of year2021-12-31$8,598,084
Interest on participant loans2021-12-31$7,371
Interest earned on other investments2021-12-31$5,080
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$422,596
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$700,732
Net investment gain/loss from pooled separate accounts2021-12-31$1,458,219
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$417,877
Employer contributions (assets) at end of year2021-12-31$36,086
Employer contributions (assets) at beginning of year2021-12-31$236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,174,967
Contract administrator fees2021-12-31$463
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31TAIT & BAKER LLP
Accountancy firm EIN2021-12-31231144520
2020 : THE INNOCENCE PROJECT, INC. 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$96
Total income from all sources (including contributions)2020-12-31$2,143,000
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$362,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$361,608
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,035,301
Value of total assets at end of year2020-12-31$9,423,220
Value of total assets at beginning of year2020-12-31$7,643,142
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,218
Total interest from all sources2020-12-31$12,888
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$651,648
Participant contributions at end of year2020-12-31$120,041
Participant contributions at beginning of year2020-12-31$106,047
Participant contributions at end of year2020-12-31$4,127
Participant contributions at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$96
Administrative expenses (other) incurred2020-12-31$1,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,780,174
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,423,220
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,643,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$8,598,084
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,943,306
Interest on participant loans2020-12-31$6,445
Interest earned on other investments2020-12-31$6,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$700,732
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$593,789
Net investment gain/loss from pooled separate accounts2020-12-31$1,094,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$383,653
Employer contributions (assets) at end of year2020-12-31$236
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$361,608
Contract administrator fees2020-12-31$46
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31TAIT & BAKER LLP
Accountancy firm EIN2020-12-31231144520
2019 : THE INNOCENCE PROJECT, INC. 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$96
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$96
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,221,135
Total income from all sources (including contributions)2019-12-31$2,221,135
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$256,218
Total of all expenses incurred2019-12-31$256,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$255,223
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$255,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$984,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$984,478
Value of total assets at end of year2019-12-31$7,643,142
Value of total assets at end of year2019-12-31$7,643,142
Value of total assets at beginning of year2019-12-31$5,678,129
Value of total assets at beginning of year2019-12-31$5,678,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$995
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$995
Total interest from all sources2019-12-31$12,687
Total interest from all sources2019-12-31$12,687
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$609,438
Contributions received from participants2019-12-31$609,438
Participant contributions at end of year2019-12-31$106,047
Participant contributions at end of year2019-12-31$106,047
Participant contributions at beginning of year2019-12-31$140,193
Participant contributions at beginning of year2019-12-31$140,193
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$18,959
Participant contributions at beginning of year2019-12-31$18,959
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,492
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,492
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$96
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$96
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$995
Administrative expenses (other) incurred2019-12-31$995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,964,917
Value of net income/loss2019-12-31$1,964,917
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,643,046
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,643,046
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,678,129
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,678,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$6,943,306
Value of interest in pooled separate accounts at end of year2019-12-31$6,943,306
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,998,941
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,998,941
Interest on participant loans2019-12-31$7,208
Interest on participant loans2019-12-31$7,208
Interest earned on other investments2019-12-31$5,479
Interest earned on other investments2019-12-31$5,479
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$593,789
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$593,789
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$507,435
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$507,435
Net investment gain/loss from pooled separate accounts2019-12-31$1,223,970
Net investment gain/loss from pooled separate accounts2019-12-31$1,223,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$373,548
Contributions received in cash from employer2019-12-31$373,548
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$12,601
Employer contributions (assets) at beginning of year2019-12-31$12,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$255,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$255,223
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31TAIT & BAKER LLP
Accountancy firm name2019-12-31TAIT & BAKER LLP
Accountancy firm EIN2019-12-31231144520
Accountancy firm EIN2019-12-31231144520

Form 5500 Responses for THE INNOCENCE PROJECT, INC. 401K PLAN

2022: THE INNOCENCE PROJECT, INC. 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE INNOCENCE PROJECT, INC. 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE INNOCENCE PROJECT, INC. 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE INNOCENCE PROJECT, INC. 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81A205
Policy instance 1
Insurance contract or identification number81A205
Number of Individuals Covered146
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81A205
Policy instance 1
Insurance contract or identification number81A205
Number of Individuals Covered140
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81A205
Policy instance 1
Insurance contract or identification number81A205
Number of Individuals Covered127
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,710
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees3710
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81A205
Policy instance 1
Insurance contract or identification number81A205
Number of Individuals Covered120
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,143
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees3143
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker organization code?5

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