401k Plan data: THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN plan

THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN 401k Plan overview

Plan Name	THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN
Plan identification number	501

THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Health (other than dental or vision) Life insurance Dental Long-term disability cover Death benefits (include travel accident but not life insurance) Unfunded, fully insured, or combination unfunded/insured welfare plan that will not file a Form 5500 for next plan year pursuant to 29 CFR 2520.104-20.

401k Sponsoring company profile

THE PLUG CONNECTION has sponsored the creation of one or more 401k plans.

Company Name: THE PLUG CONNECTION

Employer identification number (EIN): 330294352

NAIC Classification: 111400
NAIC Description: Greenhouse, Nursery, and Floriculture Production

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
501 2014-10-01 TIM WADA TIM WADA 2016-03-08
501 2013-10-01 TIM WADA
501 2012-10-01 BEATRICE EDGAR

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
501	2014-10-01	TIM WADA	TIM WADA	2016-03-08
501	2013-10-01	TIM WADA
501	2012-10-01	BEATRICE EDGAR

Plan Statistics for THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN

401k plan membership statisitcs for THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN

Measure Date Value
2014: THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 98
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 77
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 0
Total of all active and inactive participants 2014-10-01 77
2013: THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 107
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 98
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 0
Total of all active and inactive participants 2013-10-01 98
2012: THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 102
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 102
Number of retired or separated participants receiving benefits 2012-10-01 5
Number of other retired or separated participants entitled to future benefits 2012-10-01 0
Total of all active and inactive participants 2012-10-01 107

Measure	Date	Value
2014: THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	98
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	77
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	0
Total of all active and inactive participants	2014-10-01	77
2013: THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	107
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	98
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	0
Total of all active and inactive participants	2013-10-01	98
2012: THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	102
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	102
Number of retired or separated participants receiving benefits	2012-10-01	5
Number of other retired or separated participants entitled to future benefits	2012-10-01	0
Total of all active and inactive participants	2012-10-01	107

Form 5500 Responses for THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN

2014: THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-10-01	Plan benefit arrangement – Insurance	Yes
2013: THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-10-01	Plan benefit arrangement – Insurance	Yes
2012: THE PLUG CONNECTION HEALTH & WELFARE BENEFITS PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	First time form 5500 has been submitted	Yes
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-10-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	THE PLUG CONNECTION
Employer identification number (EIN):	330294352
NAIC Classification:	111400
NAIC Description:	Greenhouse, Nursery, and Floriculture Production