401k Plan data: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST plan

THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST
Plan identification number	001

THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

RJD INSURANCE SALES, INC. has sponsored the creation of one or more 401k plans.

Company Name: RJD INSURANCE SALES, INC.

Employer identification number (EIN): 330585446

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 MICHAEL CONDY
001 2013-01-01 MICHAEL CONDY
001 2012-01-01 MICHAEL CONDY
001 2011-01-01 MICHAEL CONDY
001 2009-01-01 MICHAEL CONDY
001 2009-01-01 MICHAEL CONDY

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	MICHAEL CONDY
001	2013-01-01	MICHAEL CONDY
001	2012-01-01	MICHAEL CONDY
001	2011-01-01	MICHAEL CONDY
001	2009-01-01	MICHAEL CONDY
001	2009-01-01	MICHAEL CONDY

Plan Statistics for THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST

Measure Date Value
2014: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 59
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 64
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 48
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 11
Total of all active and inactive participants 2013-01-01 59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 59
Number of participants with account balances 2013-01-01 42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 58
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 49
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 15
Total of all active and inactive participants 2012-01-01 64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 64
Number of participants with account balances 2012-01-01 47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 60
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 46
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 12
Total of all active and inactive participants 2011-01-01 58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 58
Number of participants with account balances 2011-01-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 47
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 40
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 8
Total of all active and inactive participants 2009-01-01 48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 48
Number of participants with account balances 2009-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	59
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	64
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	48
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	11
Total of all active and inactive participants	2013-01-01	59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	59
Number of participants with account balances	2013-01-01	42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	58
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	49
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	15
Total of all active and inactive participants	2012-01-01	64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	64
Number of participants with account balances	2012-01-01	47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	60
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	46
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	12
Total of all active and inactive participants	2011-01-01	58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	58
Number of participants with account balances	2011-01-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	47
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	40
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	8
Total of all active and inactive participants	2009-01-01	48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	48
Number of participants with account balances	2009-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2014 : THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total income from all sources	2014-12-31	$92,401
Expenses. Total of all expenses incurred	2014-12-31	$1,611,809
Benefits paid (including direct rollovers)	2014-12-31	$1,580,097
Total plan assets at end of year	2014-12-31	$0
Total plan assets at beginning of year	2014-12-31	$1,519,408
Value of fidelity bond covering the plan	2014-12-31	$300,000
Total contributions received or receivable from participants	2014-12-31	$16,730
Other income received	2014-12-31	$75,671
Net income (gross income less expenses)	2014-12-31	$-1,519,408
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,519,408
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$22,079
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$9,633
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total income from all sources	2013-12-31	$305,800
Expenses. Total of all expenses incurred	2013-12-31	$304,505
Benefits paid (including direct rollovers)	2013-12-31	$292,921
Total plan assets at end of year	2013-12-31	$1,519,408
Total plan assets at beginning of year	2013-12-31	$1,518,113
Value of fidelity bond covering the plan	2013-12-31	$300,000
Total contributions received or receivable from participants	2013-12-31	$79,087
Other income received	2013-12-31	$207,849
Net income (gross income less expenses)	2013-12-31	$1,295
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,519,408
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,518,113
Assets. Value of participant loans	2013-12-31	$77,433
Total contributions received or receivable from employer(s)	2013-12-31	$18,864
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$11,584
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$228,518
Expenses. Total of all expenses incurred	2012-12-31	$10,584
Total plan assets at end of year	2012-12-31	$1,518,113
Total plan assets at beginning of year	2012-12-31	$1,300,179
Value of fidelity bond covering the plan	2012-12-31	$300,000
Total contributions received or receivable from participants	2012-12-31	$76,310
Other income received	2012-12-31	$136,109
Net income (gross income less expenses)	2012-12-31	$217,934
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,518,113
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,300,179
Assets. Value of participant loans	2012-12-31	$100,672
Total contributions received or receivable from employer(s)	2012-12-31	$16,099
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$10,584
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$29,882
Expenses. Total of all expenses incurred	2011-12-31	$24,568
Benefits paid (including direct rollovers)	2011-12-31	$14,360
Total plan assets at end of year	2011-12-31	$1,300,179
Total plan assets at beginning of year	2011-12-31	$1,294,865
Value of fidelity bond covering the plan	2011-12-31	$250,000
Total contributions received or receivable from participants	2011-12-31	$76,918
Other income received	2011-12-31	$-63,424
Net income (gross income less expenses)	2011-12-31	$5,314
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,300,179
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,294,865
Assets. Value of participant loans	2011-12-31	$42,509
Total contributions received or receivable from employer(s)	2011-12-31	$16,388
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$10,208
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$284,722
Expenses. Total of all expenses incurred	2010-12-31	$87,699
Benefits paid (including direct rollovers)	2010-12-31	$79,480
Total plan assets at end of year	2010-12-31	$1,294,865
Total plan assets at beginning of year	2010-12-31	$1,097,842
Total contributions received or receivable from participants	2010-12-31	$75,682
Contributions received from other sources (not participants or employers)	2010-12-31	$2,546
Other income received	2010-12-31	$189,150
Net income (gross income less expenses)	2010-12-31	$197,023
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,294,865
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,097,842
Assets. Value of participant loans	2010-12-31	$65,878
Total contributions received or receivable from employer(s)	2010-12-31	$17,344
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$8,219
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST

2014: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE EMPIRE COMPANY 401K PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	RJD INSURANCE SALES, INC.
Employer identification number (EIN):	330585446
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services