401k Plan data: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST plan

WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	002

WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

SIMON LEGAL SERVICES, PC has sponsored the creation of one or more 401k plans.

Company Name: SIMON LEGAL SERVICES, PC

Employer identification number (EIN): 330738033

NAIC Classification: 541190

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 WILLIAM SIMON WILLIAM SIMON 2018-07-05
002 2016-01-01 WILLIAM SIMON WILLIAM SIMON 2017-05-09
002 2015-01-01 WILLIAM SIMON 2016-05-31 WILLIAM SIMON 2016-05-31
002 2014-01-01 WILLIAM SIMON 2015-09-21 WILLIAM SIMON 2015-09-21

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	WILLIAM SIMON		WILLIAM SIMON	2018-07-05
002	2016-01-01	WILLIAM SIMON		WILLIAM SIMON	2017-05-09
002	2015-01-01	WILLIAM SIMON	2016-05-31	WILLIAM SIMON	2016-05-31
002	2014-01-01	WILLIAM SIMON	2015-09-21	WILLIAM SIMON	2015-09-21

Plan Statistics for WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2022: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 4
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 4
Number of participants with account balances 2022-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 4
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 4
Number of participants with account balances 2021-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 3
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 3
Number of participants with account balances 2020-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 3
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 3
Number of participants with account balances 2019-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 3
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 3
Number of participants with account balances 2018-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 3
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 3
Number of participants with account balances 2017-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 3
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 3
Number of participants with account balances 2016-01-01 3

Measure	Date	Value
2022: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	4
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	4
Number of participants with account balances	2022-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	4
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	4
Number of participants with account balances	2021-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	3
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	3
Number of participants with account balances	2020-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	3
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	3
Number of participants with account balances	2019-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	3
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	3
Number of participants with account balances	2018-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	3
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	3
Number of participants with account balances	2017-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	3
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	3
Number of participants with account balances	2016-01-01	3

Financial Data on WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2022 : WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2022 401k financial data
Total income from all sources	2022-12-31	$3,018,553
Expenses. Total of all expenses incurred	2022-12-31	$1,992
Benefits paid (including direct rollovers)	2022-12-31	$482
Total plan assets at end of year	2022-12-31	$3,715,525
Total plan assets at beginning of year	2022-12-31	$698,964
Total contributions received or receivable from participants	2022-12-31	$54,000
Assets. Value of loans (other than to participants)	2022-12-31	$1,074,377
Contributions received from other sources (not participants or employers)	2022-12-31	$2,850,823
Other income received	2022-12-31	$59,100
Net income (gross income less expenses)	2022-12-31	$3,016,561
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$3,715,525
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$698,964
Assets. Value of participant loans	2022-12-31	$31,256
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$1,386,014
Total contributions received or receivable from employer(s)	2022-12-31	$54,630
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$1,510
2021 : WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2021 401k financial data
Total income from all sources	2021-12-31	$89,571
Expenses. Total of all expenses incurred	2021-12-31	$185
Total plan assets at end of year	2021-12-31	$698,964
Total plan assets at beginning of year	2021-12-31	$609,578
Total contributions received or receivable from participants	2021-12-31	$52,000
Assets. Value of loans (other than to participants)	2021-12-31	$517,518
Other income received	2021-12-31	$30,048
Net income (gross income less expenses)	2021-12-31	$89,386
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$698,964
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$609,578
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$82,063
Total contributions received or receivable from employer(s)	2021-12-31	$7,523
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$185
2020 : WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2020 401k financial data
Total income from all sources	2020-12-31	$104,177
Expenses. Total of all expenses incurred	2020-12-31	$317
Total plan assets at end of year	2020-12-31	$609,578
Total plan assets at beginning of year	2020-12-31	$505,718
Total contributions received or receivable from participants	2020-12-31	$52,000
Assets. Value of loans (other than to participants)	2020-12-31	$285,099
Other income received	2020-12-31	$37,670
Net income (gross income less expenses)	2020-12-31	$103,860
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$609,578
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$505,718
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$85,750
Total contributions received or receivable from employer(s)	2020-12-31	$14,507
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$317
2019 : WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2019 401k financial data
Total income from all sources	2019-12-31	$90,237
Expenses. Total of all expenses incurred	2019-12-31	$45
Total plan assets at end of year	2019-12-31	$505,718
Total plan assets at beginning of year	2019-12-31	$415,526
Total contributions received or receivable from participants	2019-12-31	$50,000
Assets. Value of loans (other than to participants)	2019-12-31	$296,440
Other income received	2019-12-31	$22,657
Net income (gross income less expenses)	2019-12-31	$90,192
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$505,718
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$415,526
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$89,563
Total contributions received or receivable from employer(s)	2019-12-31	$17,580
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$45
2018 : WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total income from all sources	2018-12-31	$94,133
Expenses. Total of all expenses incurred	2018-12-31	$118
Total plan assets at end of year	2018-12-31	$415,526
Total plan assets at beginning of year	2018-12-31	$321,511
Total contributions received or receivable from participants	2018-12-31	$48,000
Assets. Value of loans (other than to participants)	2018-12-31	$158,046
Other income received	2018-12-31	$30,653
Net income (gross income less expenses)	2018-12-31	$94,015
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$415,526
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$321,511
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$92,688
Total contributions received or receivable from employer(s)	2018-12-31	$15,480
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$118
2017 : WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total income from all sources	2017-12-31	$80,823
Expenses. Total of all expenses incurred	2017-12-31	$903
Total plan assets at end of year	2017-12-31	$321,511
Total plan assets at beginning of year	2017-12-31	$241,591
Total contributions received or receivable from participants	2017-12-31	$48,000
Other income received	2017-12-31	$11,268
Net income (gross income less expenses)	2017-12-31	$79,920
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$321,511
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$241,591
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$96,000
Assets. Value of real-estate (other than employer real property)	2017-12-31	$150,000
Total contributions received or receivable from employer(s)	2017-12-31	$21,555
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$903
2016 : WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total income from all sources	2016-12-31	$96,727
Expenses. Total of all expenses incurred	2016-12-31	$2,345
Total plan assets at end of year	2016-12-31	$241,591
Total plan assets at beginning of year	2016-12-31	$147,209
Total contributions received or receivable from participants	2016-12-31	$42,000
Other income received	2016-12-31	$19,732
Net income (gross income less expenses)	2016-12-31	$94,382
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$241,591
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$147,209
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$98,924
Total contributions received or receivable from employer(s)	2016-12-31	$34,995
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$2,345

Form 5500 Responses for WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

2022: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: WILLIAM R. SIMON, JR., A PROFESSIONAL LAW CORPORATION 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SIMON LEGAL SERVICES, PC
Employer identification number (EIN):	330738033
NAIC Classification:	541190