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FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameFRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FRANK A. FINAZZO, D.D.S., INC. has sponsored the creation of one or more 401k plans.

Company Name:FRANK A. FINAZZO, D.D.S., INC.
Employer identification number (EIN):330784530
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01MICHAEL VANDERFORD2024-09-25
0012022-01-01MICHAEL VANDERFORD2023-09-21
0012021-01-01MOSTAFA KOPERLY2022-08-23
0012020-01-01MOSTAFA KOPERLY2021-10-15
0012019-01-01MOSTAFA KOPERLY2020-08-09
0012018-01-01
0012017-01-01
0012016-01-01FRANK FINAZZO2017-04-27
0012015-01-01FRANK FINAZZO2016-06-02
0012014-01-01FRANK FINAZZO
0012013-01-01FRANK A. FINAZZO,D.D.S. FRANK A. FINAZZO,D.D.S.2014-02-06
0012012-01-01FRANK A. FINAZZO,D.D.S. FRANK A. FINAZZO,D.D.S.2013-07-24
0012011-01-01FRANK A. FINAZZO, D.D.S.2012-05-30 FRANK A. FINAZZO, D.D.S.2012-05-30
0012010-01-01FRANK A. FINAZZO, D.D.S.2011-07-01 FRANK A. FINAZZO, D.D.S.2011-07-01

Plan Statistics for FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2025: FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-10-1513
Total number of particpants at end of year2025-10-1513
Number of Participants With Account Balances2025-10-1513
2024: FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year2024-09-2514
Total number of particpants at end of year2024-09-2514
Number of Participants With Account Balances2024-09-2514
2022: FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year2022-08-2314
Total number of particpants at end of year2022-08-2314
Number of Participants With Account Balances2022-08-2314
2014: FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0111
Total number of active participants reported on line 7a of the Form 55002014-01-0110
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0111
Number of participants with account balances2014-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0112
Total number of active participants reported on line 7a of the Form 55002013-01-0110
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0111
Number of participants with account balances2013-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0111
Total number of active participants reported on line 7a of the Form 55002012-01-0111
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0112
Number of participants with account balances2012-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011

Financial Data on FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total liabilities as of the end of the plan year2025-10-150
Total liabilities as of the beginning of the plan year2025-10-150
Total expenses incurred by plan in this plan year2025-10-158160
Net assets as of the end of the plan year2025-10-15575573
Total assets as of the beginning of the plan year2025-10-15436579
Value of plan covered by a fidelity bond2025-10-1520000
Participant contributions to plan in this plan year2025-10-1553615
Other expenses paid from plan in this plan year2025-10-150
Other contributions to plan in this plan year2025-10-150
Other income to plan in this plan year2025-10-1567532
Plan net income in this plan year2025-10-15138994
Net assets as of the end of the plan year2025-10-15575573
Net assets as of the beginning of the plan year2025-10-15436579
Employer contributions to plan in this plan year2025-10-1526007
Expensese paid to adminstrative service provicers from plan in this plan year2025-10-153796
2024 : FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-09-250
Total liabilities as of the end of the plan year2024-09-250
Total liabilities as of the beginning of the plan year2024-09-250
Total expenses incurred by plan in this plan year2024-09-251826
Net assets as of the end of the plan year2024-09-25436579
Total assets as of the beginning of the plan year2024-09-25308452
Value of plan covered by a fidelity bond2024-09-2520000
Participant contributions to plan in this plan year2024-09-2548765
Value of participant loans at end of plan year2024-09-259507
Other expenses paid from plan in this plan year2024-09-250
Other contributions to plan in this plan year2024-09-250
Other income to plan in this plan year2024-09-2564301
Plan net income in this plan year2024-09-25128127
Net assets as of the end of the plan year2024-09-25436579
Net assets as of the beginning of the plan year2024-09-25308452
Employer contributions to plan in this plan year2024-09-2516887
Expensese paid to adminstrative service provicers from plan in this plan year2024-09-251826
2022 : FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total liabilities as of the end of the plan year2022-08-230
Total liabilities as of the beginning of the plan year2022-08-230
Total expenses incurred by plan in this plan year2022-08-232083
Net assets as of the end of the plan year2022-08-23302363
Total assets as of the beginning of the plan year2022-08-23203934
Value of plan covered by a fidelity bond2022-08-2320000
Participant contributions to plan in this plan year2022-08-2347175
Value of participant loans at end of plan year2022-08-2323432
Other expenses paid from plan in this plan year2022-08-230
Other contributions to plan in this plan year2022-08-230
Other income to plan in this plan year2022-08-2332454
Plan net income in this plan year2022-08-2398429
Net assets as of the end of the plan year2022-08-23302363
Net assets as of the beginning of the plan year2022-08-23203934
Employer contributions to plan in this plan year2022-08-2320883
Expensese paid to adminstrative service provicers from plan in this plan year2022-08-232083
2014 : FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$158,156
Expenses. Total of all expenses incurred2014-12-31$6,517
Benefits paid (including direct rollovers)2014-12-31$2,437
Total plan assets at end of year2014-12-31$1,869,131
Total plan assets at beginning of year2014-12-31$1,717,492
Value of fidelity bond covering the plan2014-12-31$190,000
Total contributions received or receivable from participants2014-12-31$51,060
Other income received2014-12-31$57,616
Net income (gross income less expenses)2014-12-31$151,639
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,869,131
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,717,492
Assets. Value of participant loans2014-12-31$13,733
Assets. Value of assets in partnership/joint-venture interests2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$49,480
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$4,080
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$415,653
Expenses. Total of all expenses incurred2013-12-31$27,012
Benefits paid (including direct rollovers)2013-12-31$23,148
Total plan assets at end of year2013-12-31$1,717,492
Total plan assets at beginning of year2013-12-31$1,328,851
Value of fidelity bond covering the plan2013-12-31$160,000
Total contributions received or receivable from participants2013-12-31$40,460
Other income received2013-12-31$326,291
Net income (gross income less expenses)2013-12-31$388,641
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,717,492
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,328,851
Assets. Value of assets in partnership/joint-venture interests2013-12-31$20,000
Total contributions received or receivable from employer(s)2013-12-31$48,902
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$3,864
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$257,862
Expenses. Total of all expenses incurred2012-12-31$6,967
Benefits paid (including direct rollovers)2012-12-31$2,108
Total plan assets at end of year2012-12-31$1,328,851
Total plan assets at beginning of year2012-12-31$1,077,956
Value of fidelity bond covering the plan2012-12-31$160,000
Total contributions received or receivable from participants2012-12-31$21,875
Expenses. Other expenses not covered elsewhere2012-12-31$4,859
Contributions received from other sources (not participants or employers)2012-12-31$29,252
Other income received2012-12-31$158,643
Net income (gross income less expenses)2012-12-31$250,895
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,328,851
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,077,956
Assets. Value of assets in partnership/joint-venture interests2012-12-31$47,300
Total contributions received or receivable from employer(s)2012-12-31$48,092
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0

Form 5500 Responses for FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN

2014: FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FRANK A. FINAZZO, D.D.S., INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number25553
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number25553
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number25553
Policy instance 1

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