401k Plan data: HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN plan

HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN
Plan identification number	001

HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HARVEY & COMPANY LLC has sponsored the creation of one or more 401k plans.

Company Name: HARVEY & COMPANY LLC

Employer identification number (EIN): 330795092

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Additional information about HARVEY & COMPANY LLC

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 2016-01-13

Company Identification Number: S596437

Legal Registered Office Address: 17651 White Gate Place

Leesburg
United States of America (USA)
20175

More information about HARVEY & COMPANY LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01 TIMOTHY BLOCK 2014-06-09 TIMOTHY BLOCK 2014-06-09
001 2012-01-01 TIMOTHY BLOCK TIMOTHY BLOCK 2013-07-03
001 2011-01-01 TIMOTHY BLOCK
001 2009-01-01 TIMOTHY BLOCK

Plan Statistics for HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2012: HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 19
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 13
Total of all active and inactive participants 2012-01-01 32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 32
Number of participants with account balances 2012-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 20
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 26
Number of participants with account balances 2011-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2009: HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 13
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 18
Number of participants with account balances 2009-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2012: HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	19
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	13
Total of all active and inactive participants	2012-01-01	32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	32
Number of participants with account balances	2012-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	20
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	26
Number of participants with account balances	2011-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2009: HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	13
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	18
Number of participants with account balances	2009-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN

Measure	Date	Value
2012 : HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$566,345
Expenses. Total of all expenses incurred	2012-12-31	$3,152
Benefits paid (including direct rollovers)	2012-12-31	$3,017
Total plan assets at end of year	2012-12-31	$2,403,500
Total plan assets at beginning of year	2012-12-31	$1,840,307
Value of fidelity bond covering the plan	2012-12-31	$200,000
Total contributions received or receivable from participants	2012-12-31	$138,157
Other income received	2012-12-31	$287,334
Net income (gross income less expenses)	2012-12-31	$563,193
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,403,500
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,840,307
Assets. Value of participant loans	2012-12-31	$20,170
Total contributions received or receivable from employer(s)	2012-12-31	$140,854
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$135
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$303,751
Expenses. Total of all expenses incurred	2011-12-31	$71,031
Benefits paid (including direct rollovers)	2011-12-31	$5,523
Total plan assets at end of year	2011-12-31	$1,840,307
Total plan assets at beginning of year	2011-12-31	$1,607,587
Value of fidelity bond covering the plan	2011-12-31	$200,000
Total contributions received or receivable from participants	2011-12-31	$154,242
Expenses. Other expenses not covered elsewhere	2011-12-31	$65,122
Net income (gross income less expenses)	2011-12-31	$232,720
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,840,307
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,607,587
Assets. Value of participant loans	2011-12-31	$6,631
Total contributions received or receivable from employer(s)	2011-12-31	$149,509
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$386
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$395,476
Expenses. Total of all expenses incurred	2010-12-31	$100
Total plan assets at end of year	2010-12-31	$1,607,587
Total plan assets at beginning of year	2010-12-31	$1,212,211
Value of fidelity bond covering the plan	2010-12-31	$200,000
Total contributions received or receivable from participants	2010-12-31	$113,024
Other income received	2010-12-31	$143,525
Net income (gross income less expenses)	2010-12-31	$395,376
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,607,587
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,212,211
Total contributions received or receivable from employer(s)	2010-12-31	$138,927
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$100
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN

2012: HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: HARVEY & COMPANY LLC 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HARVEY & COMPANY LLC
Employer identification number (EIN):	330795092
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	2016-01-13
Company Identification Number:	S596437
Legal Registered Office Address:	17651 White Gate Place Leesburg United States of America (USA) 20175

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01	TIMOTHY BLOCK	2014-06-09	TIMOTHY BLOCK	2014-06-09
001	2012-01-01	TIMOTHY BLOCK		TIMOTHY BLOCK	2013-07-03
001	2011-01-01	TIMOTHY BLOCK
001	2009-01-01	TIMOTHY BLOCK