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SAN DIEGO RETINA ASSOCIATES CASH BALANCE PLAN & TRUST 401k Plan overview

Plan NameSAN DIEGO RETINA ASSOCIATES CASH BALANCE PLAN & TRUST
Plan identification number 003

SAN DIEGO RETINA ASSOCIATES CASH BALANCE PLAN & TRUST Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).

401k Sponsoring company profile

MARK D. SMITH, M.D. AND FANE L. ROBINSON, M.D., INC. has sponsored the creation of one or more 401k plans.

Company Name:MARK D. SMITH, M.D. AND FANE L. ROBINSON, M.D., INC.
Employer identification number (EIN):330885407
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about MARK D. SMITH, M.D. AND FANE L. ROBINSON, M.D., INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 2000-01-03
Company Identification Number: C2049058
Legal Registered Office Address: 7695 Cardinal Ct Ste 100

San Diego
United States of America (USA)
92123

More information about MARK D. SMITH, M.D. AND FANE L. ROBINSON, M.D., INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAN DIEGO RETINA ASSOCIATES CASH BALANCE PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01MARK D. SMITH2023-05-10 MARK D. SMITH2023-05-10
0032021-01-01MARK D. SMITH2022-08-26 MARK D. SMITH2022-08-26
0032020-01-01MARK D. SMITH2021-06-16 MARK D. SMITH2021-06-16
0032019-01-01MARK D. SMITH2020-09-25 MARK D. SMITH2020-09-25
0032018-01-01MARK D. SMITH2019-07-22 MARK D. SMITH2019-07-22

Plan Statistics for SAN DIEGO RETINA ASSOCIATES CASH BALANCE PLAN & TRUST

401k plan membership statisitcs for SAN DIEGO RETINA ASSOCIATES CASH BALANCE PLAN & TRUST

Measure Date Value
2021: SAN DIEGO RETINA ASSOCIATES CASH BALANCE PLAN & TRUST 2021 401k membership
Market value of plan assets2021-12-311,842,684
Acturial value of plan assets2021-12-311,842,684
Funding target for retired participants and beneficiaries receiving payment2021-12-310
Number of terminated vested participants2021-12-3112
Fundng target for terminated vested participants2021-12-3124,168
Active participant vested funding target2021-12-311,652,483
Number of active participants2021-12-3122
Total funding liabilities for active participants2021-12-311,652,483
Total participant count2021-12-3134
Total funding target for all participants2021-12-311,676,651
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Present value of excess contributions2021-12-3132,631
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-3132,631
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-310
Total employer contributions2021-12-31514,886
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-31497,611
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-31513,082
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-31347,049
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-31347,049
Contributions allocatedtoward minimum required contributions for current year2021-12-31497,611
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
2020: SAN DIEGO RETINA ASSOCIATES CASH BALANCE PLAN & TRUST 2020 401k membership
Market value of plan assets2020-12-311,182,874
Acturial value of plan assets2020-12-311,182,874
Funding target for retired participants and beneficiaries receiving payment2020-12-310
Number of terminated vested participants2020-12-312
Fundng target for terminated vested participants2020-12-311,900
Active participant vested funding target2020-12-311,090,566
Number of active participants2020-12-3135
Total funding liabilities for active participants2020-12-311,090,566
Total participant count2020-12-3137
Total funding target for all participants2020-12-311,092,466
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Present value of excess contributions2020-12-3113,993
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-3113,993
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-310
Total employer contributions2020-12-31464,003
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-31457,633
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-31515,410
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-31425,002
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-31425,002
Contributions allocatedtoward minimum required contributions for current year2020-12-31457,633
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
2019: SAN DIEGO RETINA ASSOCIATES CASH BALANCE PLAN & TRUST 2019 401k membership
Market value of plan assets2019-12-31612,171
Acturial value of plan assets2019-12-31612,171
Funding target for retired participants and beneficiaries receiving payment2019-12-310
Number of terminated vested participants2019-12-310
Fundng target for terminated vested participants2019-12-310
Active participant vested funding target2019-12-31538,758
Number of active participants2019-12-3133
Total funding liabilities for active participants2019-12-31538,758
Total participant count2019-12-3133
Total funding target for all participants2019-12-31538,758
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Present value of excess contributions2019-12-3135,422
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-3135,422
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-310
Total employer contributions2019-12-31463,803
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-31471,024
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31530,444
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31457,031
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-31457,031
Contributions allocatedtoward minimum required contributions for current year2019-12-31471,024
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
2018: SAN DIEGO RETINA ASSOCIATES CASH BALANCE PLAN & TRUST 2018 401k membership
Market value of plan assets2018-12-310
Acturial value of plan assets2018-12-310
Funding target for retired participants and beneficiaries receiving payment2018-12-310
Number of terminated vested participants2018-12-310
Fundng target for terminated vested participants2018-12-310
Active participant vested funding target2018-12-310
Number of active participants2018-12-3128
Total funding liabilities for active participants2018-12-310
Total participant count2018-12-3128
Total funding target for all participants2018-12-310
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-31551,005
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31545,775
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31510,353
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31510,353
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-31510,353
Contributions allocatedtoward minimum required contributions for current year2018-12-31545,775
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310

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