ADVANCED MEDICAL OPTICS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ADVANCED MEDICAL OPTICS, INC. 401(K) PLAN
401k plan membership statisitcs for ADVANCED MEDICAL OPTICS, INC. 401(K) PLAN
| Measure | Date | Value |
|---|
| 2010: ADVANCED MEDICAL OPTICS, INC. 401(K) PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 589 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 0 |
| Total of all active and inactive participants | 2010-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 0 |
| Number of participants with account balances | 2010-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
| 2009: ADVANCED MEDICAL OPTICS, INC. 401(K) PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 2,398 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 543 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 24 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 21 |
| Total of all active and inactive participants | 2009-01-01 | 588 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 1 |
| Total participants | 2009-01-01 | 589 |
| Number of participants with account balances | 2009-01-01 | 581 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2010 : ADVANCED MEDICAL OPTICS, INC. 401(K) PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-04-14 | $-784,438 |
| Total unrealized appreciation/depreciation of assets | 2010-04-14 | $-784,438 |
| Total transfer of assets from this plan | 2010-04-14 | $17,334,673 |
| Total income from all sources (including contributions) | 2010-04-14 | $970,923 |
| Total loss/gain on sale of assets | 2010-04-14 | $773,523 |
| Total of all expenses incurred | 2010-04-14 | $607,973 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-04-14 | $606,953 |
| Value of total assets at end of year | 2010-04-14 | $0 |
| Value of total assets at beginning of year | 2010-04-14 | $16,971,723 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-04-14 | $1,020 |
| Total interest from all sources | 2010-04-14 | $14,745 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-04-14 | $27,369 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-04-14 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-04-14 | $26,503 |
| Was this plan covered by a fidelity bond | 2010-04-14 | Yes |
| Value of fidelity bond cover | 2010-04-14 | $5,400,000 |
| If this is an individual account plan, was there a blackout period | 2010-04-14 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-04-14 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-04-14 | No |
| Participant contributions at end of year | 2010-04-14 | $0 |
| Participant contributions at beginning of year | 2010-04-14 | $1,215,319 |
| Administrative expenses (other) incurred | 2010-04-14 | $1,020 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-04-14 | No |
| Value of net income/loss | 2010-04-14 | $362,950 |
| Value of net assets at end of year (total assets less liabilities) | 2010-04-14 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-04-14 | $16,971,723 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-04-14 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-04-14 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-04-14 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-04-14 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-04-14 | $10,604,526 |
| Interest on participant loans | 2010-04-14 | $14,745 |
| Value of interest in common/collective trusts at end of year | 2010-04-14 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2010-04-14 | $3,106,729 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-04-14 | $814,355 |
| Net investment gain or loss from common/collective trusts | 2010-04-14 | $125,369 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-04-14 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-04-14 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-04-14 | No |
| Employer contributions (assets) at end of year | 2010-04-14 | $0 |
| Employer contributions (assets) at beginning of year | 2010-04-14 | $912,120 |
| Income. Dividends from common stock | 2010-04-14 | $866 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-04-14 | $606,953 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-04-14 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-04-14 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-04-14 | $1,133,029 |
| Did the plan have assets held for investment | 2010-04-14 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-04-14 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-04-14 | Yes |
| Aggregate proceeds on sale of assets | 2010-04-14 | $1,122,109 |
| Aggregate carrying amount (costs) on sale of assets | 2010-04-14 | $348,586 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-04-14 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-04-14 | Disclaimer |
| Accountancy firm name | 2010-04-14 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2010-04-14 | 366055558 |
| 2009 : ADVANCED MEDICAL OPTICS, INC. 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
