401k Plan data: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST plan

FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 401k Plan overview

Plan Name	FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST
Plan identification number	001

FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FOREST CITY ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.

Company Name: FOREST CITY ENTERPRISES, INC.

Employer identification number (EIN): 340863886

NAIC Classification: 531390
NAIC Description: Other Activities Related to Real Estate

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 THOMAS RIEGER ROBERT O'BRIEN 2015-09-30
001 2013-01-01 THOMAS RIEGER ROBERT O'BRIEN 2014-09-10
001 2012-01-01 THOMAS RIEGER ROBERT O'BRIEN 2013-09-20
001 2011-01-01 THOMAS RIEGER ROBERT O'BRIEN 2012-08-29
001 2009-01-01 THOMAS RIEGER ROBERT O'BRIEN 2010-09-10

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	THOMAS RIEGER	ROBERT O'BRIEN	2015-09-30
001	2013-01-01	THOMAS RIEGER	ROBERT O'BRIEN	2014-09-10
001	2012-01-01	THOMAS RIEGER	ROBERT O'BRIEN	2013-09-20
001	2011-01-01	THOMAS RIEGER	ROBERT O'BRIEN	2012-08-29
001	2009-01-01	THOMAS RIEGER	ROBERT O'BRIEN	2010-09-10

Plan Statistics for FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST

401k plan membership statisitcs for FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST

Measure Date Value
2014: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,658
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2,087
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 608
Total of all active and inactive participants 2014-01-01 2,695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 18
Total participants 2014-01-01 2,713
Number of participants with account balances 2014-01-01 2,532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,691
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,085
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 550
Total of all active and inactive participants 2013-01-01 2,635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 16
Total participants 2013-01-01 2,651
Number of participants with account balances 2013-01-01 2,486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,702
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,079
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 589
Total of all active and inactive participants 2012-01-01 2,668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 13
Total participants 2012-01-01 2,681
Number of participants with account balances 2012-01-01 2,532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,698
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,168
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 518
Total of all active and inactive participants 2011-01-01 2,686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 8
Total participants 2011-01-01 2,694
Number of participants with account balances 2011-01-01 2,535
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 3,235
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,318
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 881
Total of all active and inactive participants 2009-01-01 3,199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 10
Total participants 2009-01-01 3,209
Number of participants with account balances 2009-01-01 2,920
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,658
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,087
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	608
Total of all active and inactive participants	2014-01-01	2,695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	18
Total participants	2014-01-01	2,713
Number of participants with account balances	2014-01-01	2,532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,691
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,085
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	550
Total of all active and inactive participants	2013-01-01	2,635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	16
Total participants	2013-01-01	2,651
Number of participants with account balances	2013-01-01	2,486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,702
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,079
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	589
Total of all active and inactive participants	2012-01-01	2,668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	13
Total participants	2012-01-01	2,681
Number of participants with account balances	2012-01-01	2,532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,698
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,168
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	518
Total of all active and inactive participants	2011-01-01	2,686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	8
Total participants	2011-01-01	2,694
Number of participants with account balances	2011-01-01	2,535
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	3,235
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,318
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	881
Total of all active and inactive participants	2009-01-01	3,199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	10
Total participants	2009-01-01	3,209
Number of participants with account balances	2009-01-01	2,920
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST

Measure	Date	Value
2014 : FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$1,207,823
Total unrealized appreciation/depreciation of assets	2014-12-31	$1,207,823
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$22,135,683
Total loss/gain on sale of assets	2014-12-31	$67,757
Total of all expenses incurred	2014-12-31	$10,074,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$10,061,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$11,827,717
Value of total assets at end of year	2014-12-31	$169,339,090
Value of total assets at beginning of year	2014-12-31	$157,278,080
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$13,600
Total interest from all sources	2014-12-31	$101,102
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$6,174,133
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$6,174,133
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$8,567,754
Participant contributions at end of year	2014-12-31	$2,421,365
Participant contributions at beginning of year	2014-12-31	$2,276,058
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$395
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$425,305
Administrative expenses (other) incurred	2014-12-31	$13,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$12,061,010
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$169,339,090
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$157,278,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$125,081,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$115,819,510
Interest on participant loans	2014-12-31	$101,102
Value of interest in common/collective trusts at end of year	2014-12-31	$27,135,572
Value of interest in common/collective trusts at beginning of year	2014-12-31	$24,686,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$878,462
Net investment gain or loss from common/collective trusts	2014-12-31	$1,878,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$11,867,864
Assets. Invements in employer securities at beginning of year	2014-12-31	$11,663,161
Contributions received in cash from employer	2014-12-31	$2,834,658
Employer contributions (assets) at end of year	2014-12-31	$2,832,672
Employer contributions (assets) at beginning of year	2014-12-31	$2,832,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$10,061,073
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$1,957,209
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$1,889,452
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2014-12-31	366055558
2013 : FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$1,705,846
Total unrealized appreciation/depreciation of assets	2013-12-31	$1,705,846
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$39,477,514
Total loss/gain on sale of assets	2013-12-31	$157,192
Total of all expenses incurred	2013-12-31	$9,471,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$9,450,784
Expenses. Certain deemed distributions of participant loans	2013-12-31	$6,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$12,015,584
Value of total assets at end of year	2013-12-31	$157,278,080
Value of total assets at beginning of year	2013-12-31	$127,271,626
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$13,650
Total interest from all sources	2013-12-31	$90,269
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,744,808
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$3,744,808
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$8,298,026
Participant contributions at end of year	2013-12-31	$2,276,058
Participant contributions at beginning of year	2013-12-31	$2,112,059
Participant contributions at end of year	2013-12-31	$395
Participant contributions at beginning of year	2013-12-31	$642
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$884,783
Administrative expenses (other) incurred	2013-12-31	$13,650
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$8,554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$30,006,454
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$157,278,080
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$127,271,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$115,819,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$89,786,564
Interest on participant loans	2013-12-31	$90,269
Value of interest in common/collective trusts at end of year	2013-12-31	$24,686,698
Value of interest in common/collective trusts at beginning of year	2013-12-31	$22,559,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$18,851,668
Net investment gain or loss from common/collective trusts	2013-12-31	$2,912,147
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$11,663,161
Assets. Invements in employer securities at beginning of year	2013-12-31	$10,011,361
Contributions received in cash from employer	2013-12-31	$2,832,775
Employer contributions (assets) at end of year	2013-12-31	$2,832,258
Employer contributions (assets) at beginning of year	2013-12-31	$2,792,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$9,450,784
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$1,255,161
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$1,097,969
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2013-12-31	366055558
2012 : FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$2,451,599
Total unrealized appreciation/depreciation of assets	2012-12-31	$2,451,599
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$28,387,800
Total loss/gain on sale of assets	2012-12-31	$281,099
Total of all expenses incurred	2012-12-31	$8,388,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$8,373,772
Expenses. Certain deemed distributions of participant loans	2012-12-31	$1,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$11,501,633
Value of total assets at end of year	2012-12-31	$127,271,626
Value of total assets at beginning of year	2012-12-31	$107,272,198
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$13,200
Total interest from all sources	2012-12-31	$92,654
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$2,265,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$2,265,589
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$8,175,683
Participant contributions at end of year	2012-12-31	$2,112,059
Participant contributions at beginning of year	2012-12-31	$2,048,418
Participant contributions at end of year	2012-12-31	$642
Participant contributions at beginning of year	2012-12-31	$184,447
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$530,933
Administrative expenses (other) incurred	2012-12-31	$13,200
Total non interest bearing cash at end of year	2012-12-31	$8,554
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$19,999,428
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$127,271,626
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$107,272,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$89,786,564
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$75,208,655
Interest on participant loans	2012-12-31	$92,654
Value of interest in common/collective trusts at end of year	2012-12-31	$22,559,874
Value of interest in common/collective trusts at beginning of year	2012-12-31	$19,535,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$9,986,885
Net investment gain or loss from common/collective trusts	2012-12-31	$1,808,341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$10,011,361
Assets. Invements in employer securities at beginning of year	2012-12-31	$7,482,963
Contributions received in cash from employer	2012-12-31	$2,795,017
Employer contributions (assets) at end of year	2012-12-31	$2,792,572
Employer contributions (assets) at beginning of year	2012-12-31	$2,812,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$8,373,772
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$1,425,504
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$1,144,405
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2012-12-31	366055558
2011 : FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-2,810,642
Total unrealized appreciation/depreciation of assets	2011-12-31	$-2,810,642
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$7,056,540
Total loss/gain on sale of assets	2011-12-31	$-98,540
Total of all expenses incurred	2011-12-31	$6,842,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$6,830,220
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$11,065,148
Value of total assets at end of year	2011-12-31	$107,272,198
Value of total assets at beginning of year	2011-12-31	$107,058,205
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$12,327
Total interest from all sources	2011-12-31	$86,018
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,611,226
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,611,226
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$7,747,913
Participant contributions at end of year	2011-12-31	$2,048,418
Participant contributions at beginning of year	2011-12-31	$1,906,573
Participant contributions at end of year	2011-12-31	$184,447
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$489,299
Administrative expenses (other) incurred	2011-12-31	$12,327
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$213,993
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$107,272,198
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$107,058,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$75,208,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$73,815,232
Interest on participant loans	2011-12-31	$86,018
Value of interest in common/collective trusts at end of year	2011-12-31	$19,535,053
Value of interest in common/collective trusts at beginning of year	2011-12-31	$18,601,024
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,265,950
Net investment gain or loss from common/collective trusts	2011-12-31	$469,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$7,482,963
Assets. Invements in employer securities at beginning of year	2011-12-31	$9,982,006
Contributions received in cash from employer	2011-12-31	$2,827,936
Employer contributions (assets) at end of year	2011-12-31	$2,812,662
Employer contributions (assets) at beginning of year	2011-12-31	$2,753,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$6,830,220
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$1,648,672
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$1,747,212
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2011-12-31	366055558
2010 : FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$2,780,014
Total unrealized appreciation/depreciation of assets	2010-12-31	$2,780,014
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$24,862,529
Total loss/gain on sale of assets	2010-12-31	$181,979
Total of all expenses incurred	2010-12-31	$6,847,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$6,835,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$10,538,316
Value of total assets at end of year	2010-12-31	$107,058,205
Value of total assets at beginning of year	2010-12-31	$89,042,985
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$11,831
Total interest from all sources	2010-12-31	$97,006
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,423,964
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,423,964
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$7,613,927
Participant contributions at end of year	2010-12-31	$1,906,573
Participant contributions at beginning of year	2010-12-31	$1,648,251
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$171,195
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$166,715
Administrative expenses (other) incurred	2010-12-31	$11,831
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$18,015,220
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$107,058,205
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$89,042,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$73,815,232
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$59,849,822
Interest on participant loans	2010-12-31	$97,006
Value of interest in common/collective trusts at end of year	2010-12-31	$18,601,024
Value of interest in common/collective trusts at beginning of year	2010-12-31	$17,569,592
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$8,249,020
Net investment gain or loss from common/collective trusts	2010-12-31	$1,592,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$9,982,006
Assets. Invements in employer securities at beginning of year	2010-12-31	$6,922,513
Contributions received in cash from employer	2010-12-31	$2,757,674
Employer contributions (assets) at end of year	2010-12-31	$2,753,370
Employer contributions (assets) at beginning of year	2010-12-31	$2,881,612
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$6,835,478
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$1,398,176
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$1,216,197
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2010-12-31	366055558
2009 : FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST

2014: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: FOREST CITY 401(K) EMPLOYEE SAVINGS PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FOREST CITY ENTERPRISES, INC.
Employer identification number (EIN):	340863886
NAIC Classification:	531390
NAIC Description:	Other Activities Related to Real Estate