401k Plan data: PENSION PLAN FOR UNITED TRANSPORTATION UNION plan

PENSION PLAN FOR UNITED TRANSPORTATION UNION 401k Plan overview

Plan Name	PENSION PLAN FOR UNITED TRANSPORTATION UNION
Plan identification number	001

PENSION PLAN FOR UNITED TRANSPORTATION UNION Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

SMART has sponsored the creation of one or more 401k plans.

Company Name: SMART

Employer identification number (EIN): 341031303

NAIC Classification: 813930
NAIC Description: Labor Unions and Similar Labor Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION PLAN FOR UNITED TRANSPORTATION UNION

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-07-01 JOSEPH SELLERS JR
001 2012-07-01 JOHN PREVISICH
001 2011-07-01 JOHN PREVISICH
001 2010-07-01 KIM N. THOMPSON
001 2009-07-01 KIM N. THOMPSON
001 2009-07-01

Plan Statistics for PENSION PLAN FOR UNITED TRANSPORTATION UNION

401k plan membership statisitcs for PENSION PLAN FOR UNITED TRANSPORTATION UNION

Measure Date Value
2013: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2013 401k membership
Total participants, beginning-of-year 2013-07-01 373
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 216
Number of retired or separated participants receiving benefits 2013-07-01 9
Number of other retired or separated participants entitled to future benefits 2013-07-01 44
Total of all active and inactive participants 2013-07-01 269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 269
2012: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2012 401k membership
Total participants, beginning-of-year 2012-07-01 392
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 217
Number of retired or separated participants receiving benefits 2012-07-01 8
Number of other retired or separated participants entitled to future benefits 2012-07-01 148
Total of all active and inactive participants 2012-07-01 373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 3
2011: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2011 401k membership
Total participants, beginning-of-year 2011-07-01 425
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 374
Number of retired or separated participants receiving benefits 2011-07-01 5
Number of other retired or separated participants entitled to future benefits 2011-07-01 13
Total of all active and inactive participants 2011-07-01 392
Total participants 2011-07-01 392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 31
2010: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2010 401k membership
Total participants, beginning-of-year 2010-07-01 432
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 388
Number of retired or separated participants receiving benefits 2010-07-01 2
Number of other retired or separated participants entitled to future benefits 2010-07-01 23
Total of all active and inactive participants 2010-07-01 413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 4
2009: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2009 401k membership
Total participants, beginning-of-year 2009-07-01 450
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 406
Number of retired or separated participants receiving benefits 2009-07-01 1
Number of other retired or separated participants entitled to future benefits 2009-07-01 25
Total of all active and inactive participants 2009-07-01 432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 14

Measure	Date	Value
2013: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2013 401k membership
Total participants, beginning-of-year	2013-07-01	373
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	216
Number of retired or separated participants receiving benefits	2013-07-01	9
Number of other retired or separated participants entitled to future benefits	2013-07-01	44
Total of all active and inactive participants	2013-07-01	269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	269
2012: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2012 401k membership
Total participants, beginning-of-year	2012-07-01	392
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	217
Number of retired or separated participants receiving benefits	2012-07-01	8
Number of other retired or separated participants entitled to future benefits	2012-07-01	148
Total of all active and inactive participants	2012-07-01	373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	3
2011: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2011 401k membership
Total participants, beginning-of-year	2011-07-01	425
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	374
Number of retired or separated participants receiving benefits	2011-07-01	5
Number of other retired or separated participants entitled to future benefits	2011-07-01	13
Total of all active and inactive participants	2011-07-01	392
Total participants	2011-07-01	392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	31
2010: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2010 401k membership
Total participants, beginning-of-year	2010-07-01	432
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	388
Number of retired or separated participants receiving benefits	2010-07-01	2
Number of other retired or separated participants entitled to future benefits	2010-07-01	23
Total of all active and inactive participants	2010-07-01	413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	4
2009: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2009 401k membership
Total participants, beginning-of-year	2009-07-01	450
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	406
Number of retired or separated participants receiving benefits	2009-07-01	1
Number of other retired or separated participants entitled to future benefits	2009-07-01	25
Total of all active and inactive participants	2009-07-01	432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	14

Financial Data on PENSION PLAN FOR UNITED TRANSPORTATION UNION

Measure	Date	Value
2014 : PENSION PLAN FOR UNITED TRANSPORTATION UNION 2014 401k financial data
Total income from all sources (including contributions)	2014-06-30	$6,261,159
Total of all expenses incurred	2014-06-30	$6,277,323
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$5,889,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$3,755,652
Value of total assets at end of year	2014-06-30	$23,708,760
Value of total assets at beginning of year	2014-06-30	$23,724,924
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$387,632
Total interest from all sources	2014-06-30	$800
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$410,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Administrative expenses professional fees incurred	2014-06-30	$387,632
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Other income not declared elsewhere	2014-06-30	$2,094,447
Total non interest bearing cash at end of year	2014-06-30	$948,247
Total non interest bearing cash at beginning of year	2014-06-30	$798,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$-16,164
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$23,708,760
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$23,724,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$21,037,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$21,126,957
Interest earned on other investments	2014-06-30	$800
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$395,335
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$390,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$390,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$3,755,652
Income. Dividends from common stock	2014-06-30	$410,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$5,889,691
Assets. Corporate common stocks other than exployer securities at end of year	2014-06-30	$1,327,373
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-06-30	$1,408,588
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	No
Opinion of an independent qualified public accountant for this plan	2014-06-30	Unqualified
Accountancy firm name	2014-06-30	CORRIGAN KRAUSE
Accountancy firm EIN	2014-06-30	371574855
2013 : PENSION PLAN FOR UNITED TRANSPORTATION UNION 2013 401k financial data
Total income from all sources (including contributions)	2013-06-30	$5,848,790
Total of all expenses incurred	2013-06-30	$6,636,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$6,190,558
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$3,587,254
Value of total assets at end of year	2013-06-30	$23,724,924
Value of total assets at beginning of year	2013-06-30	$24,512,758
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$446,066
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$378,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$378,164
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Total non interest bearing cash at end of year	2013-06-30	$798,396
Total non interest bearing cash at beginning of year	2013-06-30	$2,037,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$-787,834
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$23,724,924
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$24,512,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Investment advisory and management fees	2013-06-30	$102,734
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$21,126,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$20,267,119
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$390,983
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$352,114
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$352,114
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$1,883,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$3,587,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$6,190,558
Contract administrator fees	2013-06-30	$343,332
Assets. Corporate common stocks other than exployer securities at end of year	2013-06-30	$1,408,588
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-06-30	$1,855,752
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	No
Opinion of an independent qualified public accountant for this plan	2013-06-30	Unqualified
Accountancy firm name	2013-06-30	CORRIGAN KRAUSE
Accountancy firm EIN	2013-06-30	371574855
2012 : PENSION PLAN FOR UNITED TRANSPORTATION UNION 2012 401k financial data
Total income from all sources (including contributions)	2012-06-30	$2,757,836
Total of all expenses incurred	2012-06-30	$2,906,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$2,796,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$3,041,267
Value of total assets at end of year	2012-06-30	$24,512,758
Value of total assets at beginning of year	2012-06-30	$24,661,026
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$109,916
Total interest from all sources	2012-06-30	$34
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$379,716
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$379,716
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Total non interest bearing cash at end of year	2012-06-30	$2,037,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-148,268
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$24,512,758
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$24,661,026
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Investment advisory and management fees	2012-06-30	$84,361
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$20,267,119
Value of interest in pooled separate accounts at end of year	2012-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$24,542,837
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$352,114
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$34
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$118,189
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-663,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$3,041,267
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$2,796,188
Contract administrator fees	2012-06-30	$25,555
Assets. Corporate common stocks other than exployer securities at end of year	2012-06-30	$1,855,752
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	No
Opinion of an independent qualified public accountant for this plan	2012-06-30	Unqualified
Accountancy firm name	2012-06-30	CORRIGAN KRAUSE
Accountancy firm EIN	2012-06-30	371574855
2011 : PENSION PLAN FOR UNITED TRANSPORTATION UNION 2011 401k financial data
Total income from all sources (including contributions)	2011-06-30	$6,622,395
Total of all expenses incurred	2011-06-30	$2,800,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$2,800,481
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$2,568,709
Value of total assets at end of year	2011-06-30	$24,661,026
Value of total assets at beginning of year	2011-06-30	$20,839,112
Total interest from all sources	2011-06-30	$3,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$500,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-06-30	$15,120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$3,821,914
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$24,661,026
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$20,839,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in pooled separate accounts at end of year	2011-06-30	$24,542,837
Value of interest in pooled separate accounts at beginning of year	2011-06-30	$20,715,868
Interest earned on other investments	2011-06-30	$3,579
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$118,189
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$123,244
Net investment gain/loss from pooled separate accounts	2011-06-30	$4,050,107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$2,568,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$2,785,361
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-06-30	No
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	CORRIGAN KRAUSE
Accountancy firm EIN	2011-06-30	371574855

Form 5500 Responses for PENSION PLAN FOR UNITED TRANSPORTATION UNION

2013: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Plan funding arrangement – Insurance	Yes
2010-07-01	Plan benefit arrangement – Insurance	Yes
2009: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	Yes
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	SMART
Employer identification number (EIN):	341031303
NAIC Classification:	813930
NAIC Description:	Labor Unions and Similar Labor Organizations

Plan id#	Filing Submission Date	Name of Administrator
001	2013-07-01	JOSEPH SELLERS JR
001	2012-07-01	JOHN PREVISICH
001	2011-07-01	JOHN PREVISICH
001	2010-07-01	KIM N. THOMPSON
001	2009-07-01	KIM N. THOMPSON
001	2009-07-01