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THE ROETZEL & ANDRESS 401(K) PLAN 401k Plan overview

Plan NameTHE ROETZEL & ANDRESS 401(K) PLAN
Plan identification number 002

THE ROETZEL & ANDRESS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROETZEL & ANDRESS, LPA has sponsored the creation of one or more 401k plans.

Company Name:ROETZEL & ANDRESS, LPA
Employer identification number (EIN):341245415
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ROETZEL & ANDRESS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JOE MASLOWSKI
0022016-01-01JOE MASLOWSKI
0022015-01-01JOE MASLOWSKI
0022014-01-01JOE MASLOWSKI
0022013-01-01JOE MASLOWSKI
0022012-01-01JOE MASLOWSKI JOE MASLOWSKI2013-10-14
0022011-01-01JOSEPH F MASLOWSKI JOSEPH F MASLOWSKI2012-10-10
0022010-01-01JOE MASLOWSKI JOE MASLOWSKI2011-10-13
0022009-01-01JOE MASLOWSKI JOE MASLOWSKI2010-10-14

Plan Statistics for THE ROETZEL & ANDRESS 401(K) PLAN

401k plan membership statisitcs for THE ROETZEL & ANDRESS 401(K) PLAN

Measure Date Value
2022: THE ROETZEL & ANDRESS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01411
Total number of active participants reported on line 7a of the Form 55002022-01-01286
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01131
Total of all active and inactive participants2022-01-01417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01420
Number of participants with account balances2022-01-01414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0126
2021: THE ROETZEL & ANDRESS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01422
Total number of active participants reported on line 7a of the Form 55002021-01-01284
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01124
Total of all active and inactive participants2021-01-01408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01411
Number of participants with account balances2021-01-01406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0121
2020: THE ROETZEL & ANDRESS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01426
Total number of active participants reported on line 7a of the Form 55002020-01-01300
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01119
Total of all active and inactive participants2020-01-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01422
Number of participants with account balances2020-01-01413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0124
2019: THE ROETZEL & ANDRESS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01420
Total number of active participants reported on line 7a of the Form 55002019-01-01302
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01121
Total of all active and inactive participants2019-01-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01426
Number of participants with account balances2019-01-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0124
2018: THE ROETZEL & ANDRESS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01421
Total number of active participants reported on line 7a of the Form 55002018-01-01293
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01124
Total of all active and inactive participants2018-01-01417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01420
Number of participants with account balances2018-01-01413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0118
2017: THE ROETZEL & ANDRESS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01458
Total number of active participants reported on line 7a of the Form 55002017-01-01292
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01127
Total of all active and inactive participants2017-01-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01421
Number of participants with account balances2017-01-01416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0121
2016: THE ROETZEL & ANDRESS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01472
Total number of active participants reported on line 7a of the Form 55002016-01-01316
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01141
Total of all active and inactive participants2016-01-01457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01458
Number of participants with account balances2016-01-01455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0125
2015: THE ROETZEL & ANDRESS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01502
Total number of active participants reported on line 7a of the Form 55002015-01-01329
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01142
Total of all active and inactive participants2015-01-01471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01472
Number of participants with account balances2015-01-01468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0138
2014: THE ROETZEL & ANDRESS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01538
Total number of active participants reported on line 7a of the Form 55002014-01-01367
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01134
Total of all active and inactive participants2014-01-01501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01502
Number of participants with account balances2014-01-01498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0138
2013: THE ROETZEL & ANDRESS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01548
Total number of active participants reported on line 7a of the Form 55002013-01-01423
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01115
Total of all active and inactive participants2013-01-01538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01538
Number of participants with account balances2013-01-01531
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0129
2012: THE ROETZEL & ANDRESS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01555
Total number of active participants reported on line 7a of the Form 55002012-01-01437
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01111
Total of all active and inactive participants2012-01-01548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01548
Number of participants with account balances2012-01-01539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0126
2011: THE ROETZEL & ANDRESS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01552
Total number of active participants reported on line 7a of the Form 55002011-01-01448
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01107
Total of all active and inactive participants2011-01-01555
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01555
Number of participants with account balances2011-01-01546
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0132
2010: THE ROETZEL & ANDRESS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01554
Total number of active participants reported on line 7a of the Form 55002010-01-01450
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01102
Total of all active and inactive participants2010-01-01552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01552
Number of participants with account balances2010-01-01530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: THE ROETZEL & ANDRESS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01498
Total number of active participants reported on line 7a of the Form 55002009-01-01450
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01104
Total of all active and inactive participants2009-01-01554
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01554
Number of participants with account balances2009-01-01506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on THE ROETZEL & ANDRESS 401(K) PLAN

Measure Date Value
2022 : THE ROETZEL & ANDRESS 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-13,443,277
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$9,996,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$9,906,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,471,894
Value of total assets at end of year2022-12-31$91,623,827
Value of total assets at beginning of year2022-12-31$115,063,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$89,802
Total interest from all sources2022-12-31$173,693
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,143,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,143,704
Administrative expenses professional fees incurred2022-12-31$11,130
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,400,709
Participant contributions at end of year2022-12-31$494,085
Participant contributions at beginning of year2022-12-31$611,581
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,332,629
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,533,568
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$112,699
Other income not declared elsewhere2022-12-31$-226,639
Administrative expenses (other) incurred2022-12-31$38,745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-23,439,739
Value of net assets at end of year (total assets less liabilities)2022-12-31$91,623,827
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$115,063,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$39,927
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$56,725,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$72,974,735
Interest on participant loans2022-12-31$26,588
Value of interest in common/collective trusts at end of year2022-12-31$23,221,676
Value of interest in common/collective trusts at beginning of year2022-12-31$29,582,893
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$8,805,264
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$9,270,932
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$9,270,932
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$147,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-16,007,395
Net investment gain or loss from common/collective trusts2022-12-31$-4,998,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,958,486
Employer contributions (assets) at end of year2022-12-31$1,044,750
Employer contributions (assets) at beginning of year2022-12-31$1,089,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$9,906,660
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SIKICH LLP
Accountancy firm EIN2022-12-31363168081
2021 : THE ROETZEL & ANDRESS 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$20,454,491
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$12,232,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$12,179,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,950,482
Value of total assets at end of year2021-12-31$115,063,566
Value of total assets at beginning of year2021-12-31$106,842,030
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$53,192
Total interest from all sources2021-12-31$57,273
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,054,109
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,054,109
Administrative expenses professional fees incurred2021-12-31$10,600
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,248,330
Participant contributions at end of year2021-12-31$611,581
Participant contributions at beginning of year2021-12-31$566,699
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,533,568
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,542,885
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$657,658
Other income not declared elsewhere2021-12-31$163,136
Administrative expenses (other) incurred2021-12-31$2,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,221,536
Value of net assets at end of year (total assets less liabilities)2021-12-31$115,063,566
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$106,842,030
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$39,961
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$72,974,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$66,952,878
Interest on participant loans2021-12-31$27,756
Value of interest in common/collective trusts at end of year2021-12-31$29,582,893
Value of interest in common/collective trusts at beginning of year2021-12-31$27,658,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$9,270,932
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$9,030,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$9,030,747
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$29,517
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,207,256
Net investment gain or loss from common/collective trusts2021-12-31$3,022,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,044,494
Employer contributions (assets) at end of year2021-12-31$1,089,857
Employer contributions (assets) at beginning of year2021-12-31$1,090,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$12,179,763
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SIKICH LLP
Accountancy firm EIN2021-12-31363168081
2020 : THE ROETZEL & ANDRESS 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$19,592,196
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,812,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,756,076
Value of total corrective distributions2020-12-31$782
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,521,628
Value of total assets at end of year2020-12-31$106,842,030
Value of total assets at beginning of year2020-12-31$93,062,613
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$55,921
Total interest from all sources2020-12-31$91,732
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,989,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,989,440
Administrative expenses professional fees incurred2020-12-31$10,300
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,175,574
Participant contributions at end of year2020-12-31$566,699
Participant contributions at beginning of year2020-12-31$701,948
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,542,885
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,142,233
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$341,295
Other income not declared elsewhere2020-12-31$113,417
Administrative expenses (other) incurred2020-12-31$1,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$13,779,417
Value of net assets at end of year (total assets less liabilities)2020-12-31$106,842,030
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$93,062,613
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$44,581
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$66,952,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$58,949,495
Interest on participant loans2020-12-31$33,538
Value of interest in common/collective trusts at end of year2020-12-31$27,658,799
Value of interest in common/collective trusts at beginning of year2020-12-31$22,654,504
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$9,030,747
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$8,522,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$8,522,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$58,194
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,591,894
Net investment gain or loss from common/collective trusts2020-12-31$3,284,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,004,759
Employer contributions (assets) at end of year2020-12-31$1,090,022
Employer contributions (assets) at beginning of year2020-12-31$1,092,190
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,756,076
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SIKICH LLP
Accountancy firm EIN2020-12-31363168081
2019 : THE ROETZEL & ANDRESS 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$21,557,822
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$8,423,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,382,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,089,037
Value of total assets at end of year2019-12-31$93,062,613
Value of total assets at beginning of year2019-12-31$79,928,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$40,901
Total interest from all sources2019-12-31$231,690
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,843,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,843,912
Administrative expenses professional fees incurred2019-12-31$10,100
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,027,809
Participant contributions at end of year2019-12-31$701,948
Participant contributions at beginning of year2019-12-31$712,212
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,142,233
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$924,248
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$105,625
Other income not declared elsewhere2019-12-31$162,109
Administrative expenses (other) incurred2019-12-31$4,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$13,134,191
Value of net assets at end of year (total assets less liabilities)2019-12-31$93,062,613
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$79,928,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$26,403
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$58,949,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$49,631,170
Interest on participant loans2019-12-31$38,686
Value of interest in common/collective trusts at end of year2019-12-31$22,654,504
Value of interest in common/collective trusts at beginning of year2019-12-31$18,479,036
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$8,522,243
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$9,211,756
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$9,211,756
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$193,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,518,826
Net investment gain or loss from common/collective trusts2019-12-31$3,712,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,955,603
Employer contributions (assets) at end of year2019-12-31$1,092,190
Employer contributions (assets) at beginning of year2019-12-31$970,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,382,730
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SIKICH LLP
Accountancy firm EIN2019-12-31363168081
2018 : THE ROETZEL & ANDRESS 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,461,319
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,765,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,724,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,423,229
Value of total assets at end of year2018-12-31$79,928,422
Value of total assets at beginning of year2018-12-31$82,232,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$40,903
Total interest from all sources2018-12-31$171,348
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,097,132
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,097,132
Administrative expenses professional fees incurred2018-12-31$9,800
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,797,513
Participant contributions at end of year2018-12-31$712,212
Participant contributions at beginning of year2018-12-31$596,714
Assets. Other investments not covered elsewhere at end of year2018-12-31$924,248
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$679,427
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$830,138
Other income not declared elsewhere2018-12-31$-26,425
Administrative expenses (other) incurred2018-12-31$3,268
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,303,822
Value of net assets at end of year (total assets less liabilities)2018-12-31$79,928,422
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$82,232,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$27,835
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$49,631,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$54,589,352
Interest on participant loans2018-12-31$29,872
Value of interest in common/collective trusts at end of year2018-12-31$18,479,036
Value of interest in common/collective trusts at beginning of year2018-12-31$18,106,756
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$9,211,756
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$7,259,404
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$7,259,404
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$141,476
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,015,827
Net investment gain or loss from common/collective trusts2018-12-31$-1,188,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,795,578
Employer contributions (assets) at end of year2018-12-31$970,000
Employer contributions (assets) at beginning of year2018-12-31$1,000,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,724,238
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SIKICH LLP
Accountancy firm EIN2018-12-31363168081
2017 : THE ROETZEL & ANDRESS 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$15,942,971
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$9,703,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,659,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,689,999
Value of total assets at end of year2017-12-31$82,232,244
Value of total assets at beginning of year2017-12-31$75,992,529
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$43,861
Total interest from all sources2017-12-31$43,729
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,364,213
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,364,213
Administrative expenses professional fees incurred2017-12-31$10,200
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,753,159
Participant contributions at end of year2017-12-31$596,714
Participant contributions at beginning of year2017-12-31$636,436
Assets. Other investments not covered elsewhere at end of year2017-12-31$679,427
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$801,630
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$124,157
Other income not declared elsewhere2017-12-31$47,221
Administrative expenses (other) incurred2017-12-31$7,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,239,715
Value of net assets at end of year (total assets less liabilities)2017-12-31$82,232,244
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$75,992,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$26,644
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$54,589,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$48,258,011
Interest on participant loans2017-12-31$24,997
Value of interest in common/collective trusts at end of year2017-12-31$18,106,756
Value of interest in common/collective trusts at beginning of year2017-12-31$16,685,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$7,259,404
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$8,576,001
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$8,576,001
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$18,732
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,205,450
Net investment gain or loss from common/collective trusts2017-12-31$2,592,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,812,683
Employer contributions (assets) at end of year2017-12-31$1,000,591
Employer contributions (assets) at beginning of year2017-12-31$1,035,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,659,395
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SIKICH LLP
Accountancy firm EIN2017-12-31363168081
2016 : THE ROETZEL & ANDRESS 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$9,977,881
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,749,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,709,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,960,241
Value of total assets at end of year2016-12-31$75,992,529
Value of total assets at beginning of year2016-12-31$70,764,505
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$40,056
Total interest from all sources2016-12-31$39,643
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,241,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,241,184
Administrative expenses professional fees incurred2016-12-31$9,800
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,867,610
Participant contributions at end of year2016-12-31$636,436
Participant contributions at beginning of year2016-12-31$696,063
Assets. Other investments not covered elsewhere at end of year2016-12-31$801,630
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$700,383
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$199,924
Other income not declared elsewhere2016-12-31$50,234
Administrative expenses (other) incurred2016-12-31$4,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,228,024
Value of net assets at end of year (total assets less liabilities)2016-12-31$75,992,529
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$70,764,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$26,154
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$48,258,011
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$45,057,627
Interest on participant loans2016-12-31$27,263
Value of interest in common/collective trusts at end of year2016-12-31$16,685,451
Value of interest in common/collective trusts at beginning of year2016-12-31$14,847,901
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$8,576,001
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$8,352,531
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$8,352,531
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$12,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,640,667
Net investment gain or loss from common/collective trusts2016-12-31$1,045,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,892,707
Employer contributions (assets) at end of year2016-12-31$1,035,000
Employer contributions (assets) at beginning of year2016-12-31$1,110,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,709,801
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SIKICH LLP
Accountancy firm EIN2016-12-31363168081
2015 : THE ROETZEL & ANDRESS 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,004,701
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$9,389,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$9,345,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,352,452
Value of total assets at end of year2015-12-31$70,764,505
Value of total assets at beginning of year2015-12-31$75,149,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$44,344
Total interest from all sources2015-12-31$32,771
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,190,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,190,430
Administrative expenses professional fees incurred2015-12-31$9,850
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,029,101
Participant contributions at end of year2015-12-31$696,063
Participant contributions at beginning of year2015-12-31$749,241
Assets. Other investments not covered elsewhere at end of year2015-12-31$700,383
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$670,791
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$324,781
Other income not declared elsewhere2015-12-31$-2,453
Administrative expenses (other) incurred2015-12-31$10,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,384,852
Value of net assets at end of year (total assets less liabilities)2015-12-31$70,764,505
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$75,149,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$23,685
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$45,057,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$48,356,426
Interest on participant loans2015-12-31$27,470
Value of interest in common/collective trusts at end of year2015-12-31$14,847,901
Value of interest in common/collective trusts at beginning of year2015-12-31$14,888,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$8,352,531
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$9,184,376
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$9,184,376
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$5,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,529,298
Net investment gain or loss from common/collective trusts2015-12-31$-39,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,998,570
Employer contributions (assets) at end of year2015-12-31$1,110,000
Employer contributions (assets) at beginning of year2015-12-31$1,300,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$9,345,209
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BROCKMAN, COATS, GEDELIAN
Accountancy firm EIN2015-12-31341526704
2014 : THE ROETZEL & ANDRESS 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$9,325,241
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$7,043,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,999,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,795,808
Value of total assets at end of year2014-12-31$75,149,357
Value of total assets at beginning of year2014-12-31$72,867,601
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$43,852
Total interest from all sources2014-12-31$36,999
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,760,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,760,674
Administrative expenses professional fees incurred2014-12-31$9,400
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,235,627
Participant contributions at end of year2014-12-31$749,241
Participant contributions at beginning of year2014-12-31$923,341
Assets. Other investments not covered elsewhere at end of year2014-12-31$670,791
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$425,164
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$245,051
Other income not declared elsewhere2014-12-31$33,165
Administrative expenses (other) incurred2014-12-31$12,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,281,756
Value of net assets at end of year (total assets less liabilities)2014-12-31$75,149,357
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$72,867,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$22,329
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$48,356,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$45,833,085
Interest on participant loans2014-12-31$34,374
Value of interest in common/collective trusts at end of year2014-12-31$14,888,523
Value of interest in common/collective trusts at beginning of year2014-12-31$14,713,644
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$9,184,376
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$9,552,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$9,552,367
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2,625
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-197,972
Net investment gain or loss from common/collective trusts2014-12-31$896,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,315,130
Employer contributions (assets) at end of year2014-12-31$1,300,000
Employer contributions (assets) at beginning of year2014-12-31$1,420,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,999,633
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BROCKMAN, COATS, GEDELIAN
Accountancy firm EIN2014-12-31341526704
2013 : THE ROETZEL & ANDRESS 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$17,080,513
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$6,183,389
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,145,973
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,274,848
Value of total assets at end of year2013-12-31$72,867,601
Value of total assets at beginning of year2013-12-31$61,970,477
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$37,416
Total interest from all sources2013-12-31$54,417
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,745,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,745,223
Administrative expenses professional fees incurred2013-12-31$8,975
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,312,492
Participant contributions at end of year2013-12-31$923,341
Participant contributions at beginning of year2013-12-31$959,907
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$66
Assets. Other investments not covered elsewhere at end of year2013-12-31$425,164
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$358,123
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$550,101
Other income not declared elsewhere2013-12-31$47,491
Administrative expenses (other) incurred2013-12-31$4,662
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,897,124
Value of net assets at end of year (total assets less liabilities)2013-12-31$72,867,601
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$61,970,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$23,779
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$45,833,085
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$36,606,082
Interest on participant loans2013-12-31$37,541
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$14,713,644
Value of interest in common/collective trusts at beginning of year2013-12-31$11,436,776
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$9,552,367
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$11,057,419
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$11,057,419
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$16,876
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,766,954
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$2,191,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,412,255
Employer contributions (assets) at end of year2013-12-31$1,420,000
Employer contributions (assets) at beginning of year2013-12-31$1,552,104
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,145,973
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BROCKMAN, COATS, GEDELIAN
Accountancy firm EIN2013-12-31341526704
2012 : THE ROETZEL & ANDRESS 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$12,006,419
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,948,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,921,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,076,721
Value of total assets at end of year2012-12-31$61,970,477
Value of total assets at beginning of year2012-12-31$53,912,312
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$26,340
Total interest from all sources2012-12-31$37,774
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,140,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,140,099
Administrative expenses professional fees incurred2012-12-31$2,525
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,379,924
Participant contributions at end of year2012-12-31$959,907
Participant contributions at beginning of year2012-12-31$771,984
Participant contributions at end of year2012-12-31$66
Assets. Other investments not covered elsewhere at end of year2012-12-31$358,123
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$189,594
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$117,525
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$20,191
Other income not declared elsewhere2012-12-31$22,440
Administrative expenses (other) incurred2012-12-31$3,694
Total non interest bearing cash at beginning of year2012-12-31$235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,058,165
Value of net assets at end of year (total assets less liabilities)2012-12-31$61,970,477
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$53,912,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$20,121
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$36,606,082
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$31,122,672
Interest on participant loans2012-12-31$33,505
Value of interest in common/collective trusts at end of year2012-12-31$11,436,776
Value of interest in common/collective trusts at beginning of year2012-12-31$20,257,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$11,057,419
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$4,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,324,406
Net investment gain or loss from common/collective trusts2012-12-31$1,404,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,579,272
Employer contributions (assets) at end of year2012-12-31$1,552,104
Employer contributions (assets) at beginning of year2012-12-31$1,550,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,921,914
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BROCKMAN, COATS, GEDELIAN
Accountancy firm EIN2012-12-31341526704
2011 : THE ROETZEL & ANDRESS 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$5,497,900
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,068,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,040,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,999,269
Value of total assets at end of year2011-12-31$53,912,312
Value of total assets at beginning of year2011-12-31$52,483,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$27,790
Total interest from all sources2011-12-31$31,512
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$849,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$849,273
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,276,970
Participant contributions at end of year2011-12-31$771,984
Participant contributions at beginning of year2011-12-31$744,867
Participant contributions at beginning of year2011-12-31$2,063
Assets. Other investments not covered elsewhere at end of year2011-12-31$189,594
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$161,978
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$147,949
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$20,191
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$22,597
Other income not declared elsewhere2011-12-31$1,650
Administrative expenses (other) incurred2011-12-31$7,450
Total non interest bearing cash at end of year2011-12-31$235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,429,183
Value of net assets at end of year (total assets less liabilities)2011-12-31$53,912,312
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$52,483,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$20,340
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$31,122,672
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$30,233,416
Interest on participant loans2011-12-31$31,512
Value of interest in common/collective trusts at end of year2011-12-31$20,257,636
Value of interest in common/collective trusts at beginning of year2011-12-31$19,767,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,448,345
Net investment gain or loss from common/collective trusts2011-12-31$64,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,574,350
Employer contributions (assets) at end of year2011-12-31$1,550,000
Employer contributions (assets) at beginning of year2011-12-31$1,551,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,040,927
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BROCKMAN, COATS, GEDELIAN
Accountancy firm EIN2011-12-31341526704
2010 : THE ROETZEL & ANDRESS 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$11,172,408
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,102,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,096,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,810,921
Value of total assets at end of year2010-12-31$52,483,129
Value of total assets at beginning of year2010-12-31$44,413,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,154
Total interest from all sources2010-12-31$32,033
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$512,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$512,616
Administrative expenses professional fees incurred2010-12-31$2,029
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,179,701
Participant contributions at end of year2010-12-31$744,867
Participant contributions at beginning of year2010-12-31$618,446
Participant contributions at end of year2010-12-31$2,063
Participant contributions at beginning of year2010-12-31$116,293
Assets. Other investments not covered elsewhere at end of year2010-12-31$161,978
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$155,415
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$101,450
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$22,597
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$16,017
Other income not declared elsewhere2010-12-31$23,988
Administrative expenses (other) incurred2010-12-31$4,125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,070,048
Value of net assets at end of year (total assets less liabilities)2010-12-31$52,483,129
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$44,413,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$30,233,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$24,123,284
Interest on participant loans2010-12-31$32,033
Value of interest in common/collective trusts at end of year2010-12-31$19,767,205
Value of interest in common/collective trusts at beginning of year2010-12-31$17,798,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,137,320
Net investment gain or loss from common/collective trusts2010-12-31$1,655,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,529,770
Employer contributions (assets) at end of year2010-12-31$1,551,003
Employer contributions (assets) at beginning of year2010-12-31$1,585,447
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,096,206
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BROCKMAN, COATS, GEDELIAN
Accountancy firm EIN2010-12-31341526704
2009 : THE ROETZEL & ANDRESS 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE ROETZEL & ANDRESS 401(K) PLAN

2022: THE ROETZEL & ANDRESS 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE ROETZEL & ANDRESS 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE ROETZEL & ANDRESS 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE ROETZEL & ANDRESS 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE ROETZEL & ANDRESS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE ROETZEL & ANDRESS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE ROETZEL & ANDRESS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE ROETZEL & ANDRESS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE ROETZEL & ANDRESS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE ROETZEL & ANDRESS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE ROETZEL & ANDRESS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE ROETZEL & ANDRESS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE ROETZEL & ANDRESS 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE ROETZEL & ANDRESS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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