401k Plan data: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST plan

ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 401k Plan overview

Plan Name	ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST
Plan identification number	001

ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing

401k Sponsoring company profile

ROBERT H. DOTY, DDS ASSOC., INC. has sponsored the creation of one or more 401k plans.

Company Name: ROBERT H. DOTY, DDS ASSOC., INC.

Employer identification number (EIN): 341343693

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 ROBERT H. DOTY ROBERT H. DOTY 2016-05-10
001 2014-01-01 ROBERT H. DOTY ROBERT H. DOTY 2015-05-29
001 2013-01-01 ROBERT H. DOTY ROBERT H. DOTY 2014-01-31
001 2012-01-01 ROBERT H. DOTY ROBERT H. DOTY 2013-07-16
001 2011-01-01 ROBERT H. DOTY ROBERT H. DOTY 2012-05-18
001 2010-01-01 ROBERT H. DOTY ROBERT H. DOTY 2011-08-10
001 2009-01-01 ROBERT H. DOTY ROBERT H. DOTY 2010-06-08
001 2009-01-01 ROBERT H. DOTY 2010-06-07
001 2009-01-01 ROBERT H. DOTY ROBERT H. DOTY 2010-06-16
001 2009-01-01 ROBERT H. DOTY ROBERT H. DOTY 2010-06-17
001 2009-01-01 ROBERT H. DOTY 2010-06-04

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	ROBERT H. DOTY	ROBERT H. DOTY	2016-05-10
001	2014-01-01	ROBERT H. DOTY	ROBERT H. DOTY	2015-05-29
001	2013-01-01	ROBERT H. DOTY	ROBERT H. DOTY	2014-01-31
001	2012-01-01	ROBERT H. DOTY	ROBERT H. DOTY	2013-07-16
001	2011-01-01	ROBERT H. DOTY	ROBERT H. DOTY	2012-05-18
001	2010-01-01	ROBERT H. DOTY	ROBERT H. DOTY	2011-08-10
001	2009-01-01	ROBERT H. DOTY	ROBERT H. DOTY	2010-06-08
001	2009-01-01		ROBERT H. DOTY	2010-06-07
001	2009-01-01	ROBERT H. DOTY	ROBERT H. DOTY	2010-06-16
001	2009-01-01	ROBERT H. DOTY	ROBERT H. DOTY	2010-06-17
001	2009-01-01		ROBERT H. DOTY	2010-06-04

Plan Statistics for ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST

401k plan membership statisitcs for ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST

Measure Date Value
2015: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 3
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 3
Number of participants with account balances 2015-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 3
Number of participants with account balances 2014-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 7
Number of participants with account balances 2013-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 7
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 7
Number of participants with account balances 2012-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 9
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 9
Number of participants with account balances 2011-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 9
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 9
Number of participants with account balances 2010-01-01 9
2009: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 10
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 10
Number of participants with account balances 2009-01-01 10

Measure	Date	Value
2015: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	3
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	3
Number of participants with account balances	2015-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	3
Number of participants with account balances	2014-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	7
Number of participants with account balances	2013-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	7
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	7
Number of participants with account balances	2012-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	9
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	9
Number of participants with account balances	2011-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	9
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	9
Number of participants with account balances	2010-01-01	9
2009: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	10
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	10
Number of participants with account balances	2009-01-01	10

Financial Data on ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST

Measure	Date	Value
2015 : ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2015 401k financial data
Total income from all sources	2015-12-31	$89,344
Total plan assets at end of year	2015-12-31	$2,539,379
Total plan assets at beginning of year	2015-12-31	$2,450,035
Total contributions received or receivable from participants	2015-12-31	$37,500
Other income received	2015-12-31	$10,835
Net income (gross income less expenses)	2015-12-31	$89,344
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,539,379
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,450,035
Total contributions received or receivable from employer(s)	2015-12-31	$41,009
2014 : ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2014 401k financial data
Total income from all sources	2014-12-31	$373,646
Total plan assets at end of year	2014-12-31	$2,450,035
Total plan assets at beginning of year	2014-12-31	$2,076,389
Total contributions received or receivable from participants	2014-12-31	$46,000
Other income received	2014-12-31	$314,056
Net income (gross income less expenses)	2014-12-31	$373,646
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,450,035
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,076,389
Total contributions received or receivable from employer(s)	2014-12-31	$13,590
2013 : ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2013 401k financial data
Total income from all sources	2013-12-31	$479,986
Total plan assets at end of year	2013-12-31	$2,076,389
Total plan assets at beginning of year	2013-12-31	$1,596,403
Other income received	2013-12-31	$479,986
Net income (gross income less expenses)	2013-12-31	$479,986
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,076,389
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,596,403
2012 : ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$228,517
Total plan assets at end of year	2012-12-31	$1,596,403
Total plan assets at beginning of year	2012-12-31	$1,367,886
Other income received	2012-12-31	$228,517
Net income (gross income less expenses)	2012-12-31	$228,517
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,596,403
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,367,886
2011 : ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$0
Expenses. Total of all expenses incurred	2011-12-31	$57,902
Total plan assets at end of year	2011-12-31	$1,367,886
Total plan assets at beginning of year	2011-12-31	$1,425,788
Expenses. Other expenses not covered elsewhere	2011-12-31	$57,902
Net income (gross income less expenses)	2011-12-31	$-57,902
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,367,886
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,425,788
2010 : ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$80,524
Total plan assets at end of year	2010-12-31	$1,425,788
Total plan assets at beginning of year	2010-12-31	$1,345,264
Other income received	2010-12-31	$80,524
Net income (gross income less expenses)	2010-12-31	$80,524
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,425,788
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,345,264

Form 5500 Responses for ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST

2015: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ROBERT H. DOTY, DDS ASSOCIATES, INC. EMPLOYEES PROFIT-SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROBERT H. DOTY, DDS ASSOC., INC.
Employer identification number (EIN):	341343693
NAIC Classification:	621210
NAIC Description:	Offices of Dentists