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NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 401k Plan overview

Plan NameNORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN
Plan identification number 001

NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTH COAST LOGISTICS, INC. has sponsored the creation of one or more 401k plans.

Company Name:NORTH COAST LOGISTICS, INC.
Employer identification number (EIN):341722265
NAIC Classification:493100

Additional information about NORTH COAST LOGISTICS, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1992-08-12
Company Identification Number: 824890
Legal Registered Office Address: 29425 CHAGRIN BLVD
SUITE 306
CLEVELAND
United States of America (USA)
44122

More information about NORTH COAST LOGISTICS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01TALOUR AVDEK2021-10-15
0012019-01-01TALOUR AVDEK2020-10-14
0012018-01-01TALOUR AVDEK2019-10-15
0012017-01-01
0012016-01-01
0012015-01-01
0012014-02-01
0012013-02-01PATRICIA GAZEY2014-11-13
0012012-02-01PATRICIA GAZEY2013-11-12
0012011-02-01JAN DAVIS2012-11-06
0012010-02-01PATRICIA GAZEY2011-08-24

Plan Statistics for NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN

401k plan membership statisitcs for NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN

Measure Date Value
2022: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01135
Total number of active participants reported on line 7a of the Form 55002022-01-0166
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0137
Total of all active and inactive participants2022-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01103
Number of participants with account balances2022-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01149
Total number of active participants reported on line 7a of the Form 55002021-01-0181
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0154
Total of all active and inactive participants2021-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01135
Number of participants with account balances2021-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01135
Total number of active participants reported on line 7a of the Form 55002020-01-01128
Number of other retired or separated participants entitled to future benefits2020-01-0121
Total of all active and inactive participants2020-01-01149
Total participants2020-01-01149
Number of participants with account balances2020-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01131
Total number of active participants reported on line 7a of the Form 55002019-01-01115
Number of other retired or separated participants entitled to future benefits2019-01-0120
Total of all active and inactive participants2019-01-01135
Total participants2019-01-01135
Number of participants with account balances2019-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01124
Total number of active participants reported on line 7a of the Form 55002018-01-01112
Number of other retired or separated participants entitled to future benefits2018-01-0119
Total of all active and inactive participants2018-01-01131
Total participants2018-01-01131
Number of participants with account balances2018-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0113
2017: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01140
Total number of active participants reported on line 7a of the Form 55002017-01-01111
Number of other retired or separated participants entitled to future benefits2017-01-0113
Total of all active and inactive participants2017-01-01124
Total participants2017-01-01124
Number of participants with account balances2017-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0116
2016: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01128
Total number of active participants reported on line 7a of the Form 55002016-01-01132
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01140
Number of participants with account balances2016-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01130
Total number of active participants reported on line 7a of the Form 55002015-01-01121
Number of other retired or separated participants entitled to future benefits2015-01-017
Total of all active and inactive participants2015-01-01128
Total participants2015-01-01128
Number of participants with account balances2015-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-02-01126
Total number of active participants reported on line 7a of the Form 55002014-02-01123
Number of retired or separated participants receiving benefits2014-02-010
Number of other retired or separated participants entitled to future benefits2014-02-017
Total of all active and inactive participants2014-02-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-02-010
Total participants2014-02-01130
Number of participants with account balances2014-02-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-02-012

Financial Data on NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN

Measure Date Value
2022 : NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-114,074
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$348,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$346,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$216,457
Value of total assets at end of year2022-12-31$1,604,735
Value of total assets at beginning of year2022-12-31$2,067,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$2,300
Total interest from all sources2022-12-31$3,400
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$157,421
Participant contributions at end of year2022-12-31$38,230
Participant contributions at beginning of year2022-12-31$63,651
Other income not declared elsewhere2022-12-31$136
Administrative expenses (other) incurred2022-12-31$2,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-462,478
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,604,735
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,067,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$391,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,961,723
Interest on participant loans2022-12-31$1,981
Interest earned on other investments2022-12-31$1,419
Value of interest in common/collective trusts at end of year2022-12-31$1,023,719
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$150,972
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$41,839
Net investment gain/loss from pooled separate accounts2022-12-31$-135,419
Net investment gain or loss from common/collective trusts2022-12-31$-198,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$59,036
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$346,104
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PEASE BELL CPAS, LLC
Accountancy firm EIN2022-12-31364267431
2021 : NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$570,002
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,153,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,144,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$303,127
Value of total assets at end of year2021-12-31$2,067,213
Value of total assets at beginning of year2021-12-31$2,651,023
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$9,276
Total interest from all sources2021-12-31$6,823
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$217,827
Participant contributions at end of year2021-12-31$63,651
Participant contributions at beginning of year2021-12-31$243,082
Other income not declared elsewhere2021-12-31$732
Administrative expenses (other) incurred2021-12-31$9,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-583,810
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,067,213
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,651,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,961,723
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$0
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,407,941
Interest on participant loans2021-12-31$6,758
Interest earned on other investments2021-12-31$65
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$41,839
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Net investment gain/loss from pooled separate accounts2021-12-31$259,320
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$85,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,144,536
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PEASE BELL CPAS, LLC
Accountancy firm EIN2021-12-31364267431
2020 : NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$620,209
Total of all expenses incurred2020-12-31$258,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$251,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$368,880
Value of total assets at end of year2020-12-31$2,651,023
Value of total assets at beginning of year2020-12-31$2,288,885
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$6,869
Total interest from all sources2020-12-31$9,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$5,836
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$267,495
Participant contributions at end of year2020-12-31$243,082
Participant contributions at beginning of year2020-12-31$190,807
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$6,168
Administrative expenses (other) incurred2020-12-31$1,033
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$362,138
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,651,023
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,288,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$2,407,941
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,098,078
Interest on participant loans2020-12-31$9,720
Net investment gain/loss from pooled separate accounts2020-12-31$241,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$95,217
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$251,202
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PEASE & ASSOCIATES, LLC
Accountancy firm EIN2020-12-31364267431
2019 : NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$642,111
Total income from all sources (including contributions)2019-12-31$642,111
Total of all expenses incurred2019-12-31$276,336
Total of all expenses incurred2019-12-31$276,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$269,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$269,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$341,602
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$341,602
Value of total assets at end of year2019-12-31$2,288,885
Value of total assets at end of year2019-12-31$2,288,885
Value of total assets at beginning of year2019-12-31$1,923,110
Value of total assets at beginning of year2019-12-31$1,923,110
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$7,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$7,130
Total interest from all sources2019-12-31$8,180
Total interest from all sources2019-12-31$8,180
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$5,919
Administrative expenses professional fees incurred2019-12-31$5,919
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$246,241
Contributions received from participants2019-12-31$246,241
Participant contributions at end of year2019-12-31$190,807
Participant contributions at end of year2019-12-31$190,807
Participant contributions at beginning of year2019-12-31$176,456
Participant contributions at beginning of year2019-12-31$176,456
Administrative expenses (other) incurred2019-12-31$1,211
Administrative expenses (other) incurred2019-12-31$1,211
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$452
Total non interest bearing cash at beginning of year2019-12-31$452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$365,775
Value of net income/loss2019-12-31$365,775
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,288,885
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,288,885
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,923,110
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,923,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$2,098,078
Value of interest in pooled separate accounts at end of year2019-12-31$2,098,078
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,746,202
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,746,202
Interest on participant loans2019-12-31$8,180
Interest on participant loans2019-12-31$8,180
Net investment gain/loss from pooled separate accounts2019-12-31$292,329
Net investment gain/loss from pooled separate accounts2019-12-31$292,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$95,361
Contributions received in cash from employer2019-12-31$95,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$269,206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$269,206
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PEASE & ASSOCIATES LLC
Accountancy firm name2019-12-31PEASE & ASSOCIATES LLC
Accountancy firm EIN2019-12-31364267431
Accountancy firm EIN2019-12-31364267431
2018 : NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$231,272
Total of all expenses incurred2018-12-31$151,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$145,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$323,511
Value of total assets at end of year2018-12-31$1,923,110
Value of total assets at beginning of year2018-12-31$1,843,426
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$6,572
Total interest from all sources2018-12-31$7,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$4,560
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$237,347
Participant contributions at end of year2018-12-31$176,456
Participant contributions at beginning of year2018-12-31$109,727
Administrative expenses (other) incurred2018-12-31$2,012
Total non interest bearing cash at end of year2018-12-31$452
Total non interest bearing cash at beginning of year2018-12-31$1,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$79,684
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,923,110
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,843,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$1,746,202
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,732,608
Interest on participant loans2018-12-31$7,206
Net investment gain/loss from pooled separate accounts2018-12-31$-99,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$86,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$145,016
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PEASE & ASSOCIATES LLC
Accountancy firm EIN2018-12-31364267431
2017 : NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$533,196
Total of all expenses incurred2017-12-31$677,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$670,997
Value of total corrective distributions2017-12-31$653
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$323,445
Value of total assets at end of year2017-12-31$1,843,426
Value of total assets at beginning of year2017-12-31$1,988,023
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,143
Total interest from all sources2017-12-31$3,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$4,324
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$238,811
Participant contributions at end of year2017-12-31$109,727
Participant contributions at beginning of year2017-12-31$106,246
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,664
Administrative expenses (other) incurred2017-12-31$1,819
Total non interest bearing cash at end of year2017-12-31$1,091
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-144,597
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,843,426
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,988,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$1,732,608
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,881,777
Interest on participant loans2017-12-31$3,776
Net investment gain/loss from pooled separate accounts2017-12-31$205,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$82,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$670,997
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PEASE & ASSOCIATES LLC
Accountancy firm EIN2017-12-31364267431
2016 : NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$25,792
Total income from all sources (including contributions)2016-12-31$423,599
Total of all expenses incurred2016-12-31$45,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$40,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$326,401
Value of total assets at end of year2016-12-31$1,988,023
Value of total assets at beginning of year2016-12-31$1,583,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,926
Total interest from all sources2016-12-31$3,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$227,127
Participant contributions at end of year2016-12-31$106,246
Participant contributions at beginning of year2016-12-31$88,435
Administrative expenses (other) incurred2016-12-31$2,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$378,332
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,988,023
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,583,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$1,881,777
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,495,464
Interest on participant loans2016-12-31$3,278
Net investment gain/loss from pooled separate accounts2016-12-31$93,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$99,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$40,341
Contract administrator fees2016-12-31$2,066
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PEASE & ASSOCIATES LLC
Accountancy firm EIN2016-12-31364267431
2015 : NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$276,142
Total of all expenses incurred2015-12-31$184,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$181,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$303,003
Value of total assets at end of year2015-12-31$1,583,899
Value of total assets at beginning of year2015-12-31$1,492,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,543
Total interest from all sources2015-12-31$2,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$198,235
Participant contributions at end of year2015-12-31$88,435
Participant contributions at beginning of year2015-12-31$64,963
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$21,832
Administrative expenses (other) incurred2015-12-31$2,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$91,478
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,583,899
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,492,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$1,495,464
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,427,458
Interest on participant loans2015-12-31$2,863
Net investment gain/loss from pooled separate accounts2015-12-31$-29,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$82,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$181,121
Contract administrator fees2015-12-31$1,100
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PEASE & ASSOCIATES LLC
Accountancy firm EIN2015-12-31364267431
2014 : NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$321,442
Total of all expenses incurred2014-12-31$36,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$34,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$242,247
Value of total assets at end of year2014-12-31$1,492,421
Value of total assets at beginning of year2014-12-31$1,207,621
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,904
Total interest from all sources2014-12-31$1,621
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$166,878
Participant contributions at end of year2014-12-31$64,963
Participant contributions at beginning of year2014-12-31$39,427
Administrative expenses (other) incurred2014-12-31$1,136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$284,800
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,492,421
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,207,621
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$1,324,788
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,078,873
Interest on participant loans2014-12-31$1,621
Value of interest in common/collective trusts at end of year2014-12-31$102,670
Value of interest in common/collective trusts at beginning of year2014-12-31$89,321
Net investment gain/loss from pooled separate accounts2014-12-31$77,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$75,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$34,738
Contract administrator fees2014-12-31$768
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PEASE & ASSOCIATES INC
Accountancy firm EIN2014-12-31364267431

Form 5500 Responses for NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN

2022: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTH COAST LOGISTICS, INC. EMPLOYEE SALARY SAVINGS PLAN 2014 form 5500 responses
2014-02-01Type of plan entitySingle employer plan
2014-02-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-02-01Plan funding arrangement – InsuranceYes
2014-02-01Plan funding arrangement – TrustYes
2014-02-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH4694
Policy instance 1
Insurance contract or identification numberYH4694
Number of Individuals Covered103
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number109503
Policy instance 1
Insurance contract or identification number109503
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $5,744
Total amount of fees paid to insurance companyUSD $5,542
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $5,744
Insurance broker organization code?3
Amount paid for insurance broker fees4300
Additional information about fees paid to insurance brokerTPA FEES PAID
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH4694
Policy instance 2
Insurance contract or identification numberYH4694
Number of Individuals Covered135
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number109503
Policy instance 1
Insurance contract or identification number109503
Number of Individuals Covered122
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $5,145
Total amount of fees paid to insurance companyUSD $3,390
Commission paid to Insurance BrokerUSD $5,145
Insurance broker organization code?3
Amount paid for insurance broker fees3390
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number109503
Policy instance 1
Insurance contract or identification number109503
Number of Individuals Covered115
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $4,704
Total amount of fees paid to insurance companyUSD $3,476
Commission paid to Insurance BrokerUSD $4,704
Insurance broker organization code?3
Amount paid for insurance broker fees3476
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number109503
Policy instance 1
Insurance contract or identification number109503
Number of Individuals Covered109
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $4,337
Total amount of fees paid to insurance companyUSD $3,071
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,337
Insurance broker organization code?3
Amount paid for insurance broker fees3071
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number109503
Policy instance 1
Insurance contract or identification number109503
Number of Individuals Covered107
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $4,552
Total amount of fees paid to insurance companyUSD $3,380
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,552
Insurance broker organization code?3
Amount paid for insurance broker fees3380
Insurance broker nameLPL FINANCIAL CORPORATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number109503
Policy instance 1
Insurance contract or identification number109503
Number of Individuals Covered94
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,442
Total amount of fees paid to insurance companyUSD $1,838
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,442
Insurance broker organization code?3
Amount paid for insurance broker fees1838
Additional information about fees paid to insurance brokerTPA FEES PAID & COMPENSATION
Insurance broker nameNOBLE DAVIS CONSULTING INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number109503
Policy instance 1
Insurance contract or identification number109503
Number of Individuals Covered85
Insurance policy start date2014-02-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,571
Total amount of fees paid to insurance companyUSD $829
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,571
Insurance broker organization code?3
Amount paid for insurance broker fees829
Additional information about fees paid to insurance brokerTPA FEES PAID & COMPENSATION
Insurance broker nameNOBLE DAVIS CONSULTING INC.

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