401k Plan data: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN plan

GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 401k Plan overview

Plan Name	GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN
Plan identification number	507

GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Temporary disability (accident and sickness)

401k Sponsoring company profile

SUMITOMO RUBBER USA, LLC has sponsored the creation of one or more 401k plans.

Company Name: SUMITOMO RUBBER USA, LLC

Employer identification number (EIN): 341899137

NAIC Classification: 326200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
507 2016-07-01 THOMAS CALPIN
507 2015-07-01 THOMAS CALPIN THOMAS CALPIN 2016-10-04
507 2014-07-01 THOMAS CALPIN, HUMAN RESOURCES MGR.
507 2013-07-01 RICH FULYTAR, ASSISTANT TREASURER RICH FULYTAR, ASSISTANT TREASURER 2015-01-30
507 2012-07-01 MAI S. YEE, FINANCE DIRECTOR, GDTNA MAI S. YEE, FINANCE DIRECTOR, GDTNA 2014-04-15
507 2011-07-01 MAI S. YEE, FINANCE DIRECTOR, GDTNA MAI S. YEE, FINANCE DIRECTOR, GDTNA 2013-01-31
507 2009-07-01 SHEREE A SCHMIDT, CORP MANAGER, HR SHEREE A SCHMIDT, CORP MANAGER, HR 2011-01-28

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
507	2016-07-01	THOMAS CALPIN
507	2015-07-01	THOMAS CALPIN	THOMAS CALPIN	2016-10-04
507	2014-07-01	THOMAS CALPIN, HUMAN RESOURCES MGR.
507	2013-07-01	RICH FULYTAR, ASSISTANT TREASURER	RICH FULYTAR, ASSISTANT TREASURER	2015-01-30
507	2012-07-01	MAI S. YEE, FINANCE DIRECTOR, GDTNA	MAI S. YEE, FINANCE DIRECTOR, GDTNA	2014-04-15
507	2011-07-01	MAI S. YEE, FINANCE DIRECTOR, GDTNA	MAI S. YEE, FINANCE DIRECTOR, GDTNA	2013-01-31
507	2009-07-01	SHEREE A SCHMIDT, CORP MANAGER, HR	SHEREE A SCHMIDT, CORP MANAGER, HR	2011-01-28

Plan Statistics for GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN

401k plan membership statisitcs for GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN

Measure Date Value
2016: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-07-01 953
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 962
Number of retired or separated participants receiving benefits 2016-07-01 0
Number of other retired or separated participants entitled to future benefits 2016-07-01 0
Total of all active and inactive participants 2016-07-01 962
2015: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 934
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 953
Total of all active and inactive participants 2015-07-01 953
2014: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 940
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 934
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 0
Total of all active and inactive participants 2014-07-01 934
2013: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 928
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 940
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 0
Total of all active and inactive participants 2013-07-01 940
2012: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 996
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 928
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 0
Total of all active and inactive participants 2012-07-01 928
2011: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 989
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 996
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 0
Total of all active and inactive participants 2011-07-01 996
2009: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 902
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 953
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 0
Total of all active and inactive participants 2009-07-01 953

Measure	Date	Value
2016: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	953
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	962
Number of retired or separated participants receiving benefits	2016-07-01	0
Number of other retired or separated participants entitled to future benefits	2016-07-01	0
Total of all active and inactive participants	2016-07-01	962
2015: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	934
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	953
Total of all active and inactive participants	2015-07-01	953
2014: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	940
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	934
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	0
Total of all active and inactive participants	2014-07-01	934
2013: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	928
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	940
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	0
Total of all active and inactive participants	2013-07-01	940
2012: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	996
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	928
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	0
Total of all active and inactive participants	2012-07-01	928
2011: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	989
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	996
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	0
Total of all active and inactive participants	2011-07-01	996
2009: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	902
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	953
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	0
Total of all active and inactive participants	2009-07-01	953

Form 5500 Responses for GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN

2016: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-07-01	Plan is a collectively bargained plan	Yes
2016-07-01	Plan funding arrangement – General assets of the sponsor	Yes
2016-07-01	Plan benefit arrangement – General assets of the sponsor	Yes
2015: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	Yes
2015-07-01	Plan funding arrangement – General assets of the sponsor	Yes
2015-07-01	Plan benefit arrangement – General assets of the sponsor	Yes
2014: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	Yes
2014-07-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-07-01	Plan benefit arrangement – General assets of the sponsor	Yes
2013: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	Yes
2013-07-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-07-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	Yes
2012-07-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-07-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	Yes
2011-07-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-07-01	Plan benefit arrangement – General assets of the sponsor	Yes
2009: GOODYEAR DUNLOP TIRES NORTH AMERICA, LTD. BUFFALO HOURLY SICKNESS AND ACCIDENT PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	Yes
2009-07-01	Plan funding arrangement – General assets of the sponsor	Yes
2009-07-01	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	SUMITOMO RUBBER USA, LLC
Employer identification number (EIN):	341899137
NAIC Classification:	326200