401k Plan data: OMG RETIREMENT SAVINGS PLAN plan

OMG RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	OMG RETIREMENT SAVINGS PLAN
Plan identification number	001

OMG RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OM GROUP CORPORATE LLC has sponsored the creation of one or more 401k plans.

Company Name: OM GROUP CORPORATE LLC

Employer identification number (EIN): 341963635

NAIC Classification: 325100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OMG RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 MIRAL BHAKTA
001 2016-01-01 MIRAL BHAKTA
001 2015-01-01 MIRAL BHAKTA
001 2014-01-01 KARLA WOOD

Plan Statistics for OMG RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for OMG RETIREMENT SAVINGS PLAN

Measure Date Value
2018: OMG RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,162
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 922
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 273
Total of all active and inactive participants 2018-01-01 1,195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 6
Total participants 2018-01-01 1,201
Number of participants with account balances 2018-01-01 1,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: OMG RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 303
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 866
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 291
Total of all active and inactive participants 2017-01-01 1,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 5
Total participants 2017-01-01 1,162
Number of participants with account balances 2017-01-01 912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: OMG RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 357
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 114
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 187
Total of all active and inactive participants 2016-01-01 301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 303
Number of participants with account balances 2016-01-01 296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: OMG RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 405
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 152
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 203
Total of all active and inactive participants 2015-01-01 355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 2
Total participants 2015-01-01 357
Number of participants with account balances 2015-01-01 356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: OMG RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 411
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 275
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 129
Total of all active and inactive participants 2014-01-01 404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 405
Number of participants with account balances 2014-01-01 404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2018: OMG RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,162
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	922
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	273
Total of all active and inactive participants	2018-01-01	1,195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	6
Total participants	2018-01-01	1,201
Number of participants with account balances	2018-01-01	1,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: OMG RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	303
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	866
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	291
Total of all active and inactive participants	2017-01-01	1,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	5
Total participants	2017-01-01	1,162
Number of participants with account balances	2017-01-01	912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: OMG RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	357
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	114
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	187
Total of all active and inactive participants	2016-01-01	301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	303
Number of participants with account balances	2016-01-01	296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: OMG RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	405
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	152
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	203
Total of all active and inactive participants	2015-01-01	355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	2
Total participants	2015-01-01	357
Number of participants with account balances	2015-01-01	356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: OMG RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	411
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	275
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	129
Total of all active and inactive participants	2014-01-01	404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	405
Number of participants with account balances	2014-01-01	404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on OMG RETIREMENT SAVINGS PLAN

Measure	Date	Value
2018 : OMG RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$1,508,940
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$3,082,873
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$8,218,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$8,082,951
Value of total corrective distributions	2018-12-31	$2,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$5,737,683
Value of total assets at end of year	2018-12-31	$53,881,739
Value of total assets at beginning of year	2018-12-31	$60,526,610
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$133,597
Total interest from all sources	2018-12-31	$34,117
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,731,798
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,731,798
Administrative expenses professional fees incurred	2018-12-31	$2,091
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$3,535,120
Participant contributions at end of year	2018-12-31	$809,006
Participant contributions at beginning of year	2018-12-31	$823,456
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$537,441
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$468,177
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$186,639
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$101,306
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$-25,054
Administrative expenses (other) incurred	2018-12-31	$76,032
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-5,135,931
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$53,881,739
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$60,526,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$55,474
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$24,561,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$28,492,088
Interest on participant loans	2018-12-31	$34,117
Value of interest in common/collective trusts at end of year	2018-12-31	$27,872,946
Value of interest in common/collective trusts at beginning of year	2018-12-31	$30,737,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-3,048,996
Net investment gain or loss from common/collective trusts	2018-12-31	$-1,346,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$2,015,924
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$5,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$8,082,951
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	GILMORE, JAISON & MAHLER
Accountancy firm EIN	2018-12-31	341827159
2017 : OMG RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$339,136
Total transfer of assets from this plan	2017-12-31	$12,847,833
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$15,271,294
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$15,388,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$15,264,558
Value of total corrective distributions	2017-12-31	$20,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$5,798,094
Value of total assets at end of year	2017-12-31	$60,526,610
Value of total assets at beginning of year	2017-12-31	$73,152,312
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$103,457
Total interest from all sources	2017-12-31	$34,755
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,662,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,662,362
Administrative expenses professional fees incurred	2017-12-31	$768
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$3,374,087
Participant contributions at end of year	2017-12-31	$823,456
Participant contributions at beginning of year	2017-12-31	$247,668
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$468,177
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$905,633
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$648,440
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$29,079,474
Other income not declared elsewhere	2017-12-31	$84,522
Administrative expenses (other) incurred	2017-12-31	$14,529
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-117,005
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$60,526,610
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$73,152,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$88,160
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$28,492,088
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$24,075,592
Interest on participant loans	2017-12-31	$34,755
Value of interest in common/collective trusts at end of year	2017-12-31	$30,737,345
Value of interest in common/collective trusts at beginning of year	2017-12-31	$18,843,945
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,876,194
Net investment gain or loss from common/collective trusts	2017-12-31	$3,815,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,775,567
Employer contributions (assets) at end of year	2017-12-31	$5,544
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$15,264,558
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	GILMORE, JAISON & MAHLER
Accountancy firm EIN	2017-12-31	341827159
2016 : OMG RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$31,297,842
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$5,431,326
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$13,386,574
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$13,324,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,485,664
Value of total assets at end of year	2016-12-31	$73,152,312
Value of total assets at beginning of year	2016-12-31	$49,809,718
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$62,557
Total interest from all sources	2016-12-31	$9,325
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$995,553
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$995,553
Administrative expenses professional fees incurred	2016-12-31	$7,400
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,206,141
Participant contributions at end of year	2016-12-31	$247,668
Participant contributions at beginning of year	2016-12-31	$334,938
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$33,967
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$905,633
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$1,075,790
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$461,068
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$29,079,474
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$44,710
Administrative expenses (other) incurred	2016-12-31	$6,287
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-7,955,248
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$73,152,312
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$49,809,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$48,870
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$24,075,592
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$26,408,715
Interest on participant loans	2016-12-31	$9,325
Value of interest in common/collective trusts at end of year	2016-12-31	$18,843,945
Value of interest in common/collective trusts at beginning of year	2016-12-31	$21,840,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$897,077
Net investment gain or loss from common/collective trusts	2016-12-31	$998,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$818,455
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$116,072
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$13,324,017
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	GILMORE, JAISON & MAHLER
Accountancy firm EIN	2016-12-31	341827159
2015 : OMG RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$4,952,580
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$19,823,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$19,755,310
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,428,056
Value of total assets at end of year	2015-12-31	$49,809,718
Value of total assets at beginning of year	2015-12-31	$64,680,704
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$68,256
Total interest from all sources	2015-12-31	$25,301
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$2,010,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,010,828
Administrative expenses professional fees incurred	2015-12-31	$7,300
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$7,500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,305,742
Participant contributions at end of year	2015-12-31	$334,938
Participant contributions at beginning of year	2015-12-31	$888,695
Participant contributions at end of year	2015-12-31	$33,967
Participant contributions at beginning of year	2015-12-31	$58,075
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$1,075,790
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$1,899,766
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$124,774
Other income not declared elsewhere	2015-12-31	$-117,465
Administrative expenses (other) incurred	2015-12-31	$6,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-14,870,986
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$49,809,718
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$64,680,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$54,106
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$26,408,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$33,915,435
Interest on participant loans	2015-12-31	$25,301
Value of interest in common/collective trusts at end of year	2015-12-31	$21,840,236
Value of interest in common/collective trusts at beginning of year	2015-12-31	$27,829,933
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,472,354
Net investment gain or loss from common/collective trusts	2015-12-31	$78,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,997,540
Employer contributions (assets) at end of year	2015-12-31	$116,072
Employer contributions (assets) at beginning of year	2015-12-31	$88,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$19,755,310
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GILMORE, JAISON & MAHLER
Accountancy firm EIN	2015-12-31	341827159
2014 : OMG RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$8,395,796
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$4,703,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,661,804
Value of total corrective distributions	2014-12-31	$847
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,662,382
Value of total assets at end of year	2014-12-31	$64,680,704
Value of total assets at beginning of year	2014-12-31	$60,988,025
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$40,466
Total interest from all sources	2014-12-31	$29,282
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,365,192
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$2,365,192
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$7,500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,285,764
Participant contributions at end of year	2014-12-31	$888,695
Participant contributions at beginning of year	2014-12-31	$1,029,247
Participant contributions at end of year	2014-12-31	$58,075
Participant contributions at beginning of year	2014-12-31	$63,490
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$1,899,766
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$1,398,690
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$366,926
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$4,306
Other income not declared elsewhere	2014-12-31	$81,806
Administrative expenses (other) incurred	2014-12-31	$3,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,692,679
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$64,680,704
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$60,988,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$5,329
Investment advisory and management fees	2014-12-31	$36,474
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$33,915,435
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$31,685,425
Interest on participant loans	2014-12-31	$29,282
Value of interest in common/collective trusts at end of year	2014-12-31	$27,829,933
Value of interest in common/collective trusts at beginning of year	2014-12-31	$26,690,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-65,918
Net investment gain or loss from common/collective trusts	2014-12-31	$1,323,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,009,692
Employer contributions (assets) at end of year	2014-12-31	$88,800
Employer contributions (assets) at beginning of year	2014-12-31	$111,522
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,661,804
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GILMORE, JAISON & MAHLER
Accountancy firm EIN	2014-12-31	341827159

Form 5500 Responses for OMG RETIREMENT SAVINGS PLAN

2018: OMG RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: OMG RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: OMG RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: OMG RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: OMG RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

OMG RETIREMENT SAVINGS PLAN [EIN = 341604066]

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Company Name:	OM GROUP CORPORATE LLC
Employer identification number (EIN):	341963635
NAIC Classification:	325100

Plan id#	Filing Submission Date	Name of Administrator
001	2018-01-01
001	2017-01-01	MIRAL BHAKTA
001	2016-01-01	MIRAL BHAKTA
001	2015-01-01	MIRAL BHAKTA
001	2014-01-01	KARLA WOOD