401k Plan data: DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN plan

DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN
Plan identification number	001

DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DCP EQUITY PARTNERS, LLC has sponsored the creation of one or more 401k plans.

Company Name: DCP EQUITY PARTNERS, LLC

Employer identification number (EIN): 341971486

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 ROBERT EISEN 2023-09-14
001 2021-01-01 JOSEPH SIVORI 2022-10-16
001 2021-01-01 ROBERT EISEN 2023-07-19

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	ROBERT EISEN	2023-09-14
001	2021-01-01	JOSEPH SIVORI	2022-10-16
001	2021-01-01	ROBERT EISEN	2023-07-19

Plan Statistics for DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN

Measure Date Value
2022: DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,270
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 0
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 0
Number of participants with account balances 2022-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,867
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,012
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 538
Total of all active and inactive participants 2021-01-01 1,550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 1,550
Number of participants with account balances 2021-01-01 1,270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0

Measure	Date	Value
2022: DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,270
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	0
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	0
Number of participants with account balances	2022-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,867
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,012
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	538
Total of all active and inactive participants	2021-01-01	1,550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1,550
Number of participants with account balances	2021-01-01	1,270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0

Financial Data on DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN

Measure	Date	Value
2022 : DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-11-22	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-11-22	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-11-22	$0
Total income from all sources (including contributions)	2022-11-22	$-6,808,729
Total loss/gain on sale of assets	2022-11-22	$0
Total of all expenses incurred	2022-11-22	$37,339,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-11-22	$37,097,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-11-22	$0
Value of total assets at end of year	2022-11-22	$0
Value of total assets at beginning of year	2022-11-22	$44,148,675
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-11-22	$242,049
Total interest from all sources	2022-11-22	$8,534
Total dividends received (eg from common stock, registered investment company shares)	2022-11-22	$577,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-11-22	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2022-11-22	$0
Total dividends received from registered investment company shares (eg mutual funds)	2022-11-22	$577,743
Was this plan covered by a fidelity bond	2022-11-22	Yes
Value of fidelity bond cover	2022-11-22	$3,000,000
If this is an individual account plan, was there a blackout period	2022-11-22	Yes
Were there any nonexempt tranactions with any party-in-interest	2022-11-22	No
Participant contributions at beginning of year	2022-11-22	$403,037
Other income not declared elsewhere	2022-11-22	$4,280
Administrative expenses (other) incurred	2022-11-22	$19,599
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-11-22	No
Value of net income/loss	2022-11-22	$-44,148,675
Value of net assets at end of year (total assets less liabilities)	2022-11-22	$0
Value of net assets at beginning of year (total assets less liabilities)	2022-11-22	$44,148,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-11-22	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-11-22	No
Were any leases to which the plan was party in default or uncollectible	2022-11-22	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-11-22	$42,979,187
Value of interest in pooled separate accounts at beginning of year	2022-11-22	$364,841
Interest on participant loans	2022-11-22	$8,534
Value of interest in common/collective trusts at beginning of year	2022-11-22	$401,610
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-11-22	$-7,408,503
Net investment gain or loss from common/collective trusts	2022-11-22	$9,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-11-22	No
Was there a failure to transmit to the plan any participant contributions	2022-11-22	No
Has the plan failed to provide any benefit when due under the plan	2022-11-22	No
Employer contributions (assets) at beginning of year	2022-11-22	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-11-22	$37,097,897
Contract administrator fees	2022-11-22	$222,450
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-11-22	Yes
Did the plan have assets held for investment	2022-11-22	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-11-22	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-11-22	Yes
Opinion of an independent qualified public accountant for this plan	2022-11-22	Unqualified
Accountancy firm name	2022-11-22	WINBRIDGE SBF, LTD
Accountancy firm EIN	2022-11-22	874778872
2021 : DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$3,214,791
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$7,933,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$7,437,945
Value of total corrective distributions	2021-12-31	$62,329
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$0
Value of total assets at end of year	2021-12-31	$44,148,675
Value of total assets at beginning of year	2021-12-31	$48,867,326
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$433,168
Total interest from all sources	2021-12-31	$-12,173
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$786,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$786,944
Administrative expenses professional fees incurred	2021-12-31	$88,850
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Participant contributions at end of year	2021-12-31	$403,037
Participant contributions at beginning of year	2021-12-31	$763,853
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$0
Other income not declared elsewhere	2021-12-31	$-25,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$-4,718,651
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$44,148,675
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$48,867,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$10,961
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$42,979,187
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$0
Value of interest in pooled separate accounts at end of year	2021-12-31	$364,841
Income. Interest from loans (other than to participants)	2021-12-31	$22,065
Interest earned on other investments	2021-12-31	$-34,238
Value of interest in common/collective trusts at end of year	2021-12-31	$401,610
Value of interest in common/collective trusts at beginning of year	2021-12-31	$47,914,114
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,418,123
Net investment gain/loss from pooled separate accounts	2021-12-31	$38,371
Net investment gain or loss from common/collective trusts	2021-12-31	$9,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$189,359
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$7,437,945
Contract administrator fees	2021-12-31	$333,357
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	SUSTIN, BARTELL & FITZGERALD LTD
Accountancy firm EIN	2021-12-31	341748861

Form 5500 Responses for DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN

2022: DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	Yes
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: DCP EQUITY PARTNERS LLC RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

471114

Policy instance

Insurance contract or identification number	471114
Number of Individuals Covered	1653
Insurance policy start date	2022-01-01
Insurance policy end date	2022-01-18
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

471114

Policy instance

Insurance contract or identification number	471114
Number of Individuals Covered	0
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $12,553
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	12553
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

Potentially related plans

DCP EQUITY PARTNERS, LLC GROUP WELFARE BENEFITS PLAN [EIN = 752868131]

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Company Name:	DCP EQUITY PARTNERS, LLC
Employer identification number (EIN):	341971486
NAIC Classification:	621210
NAIC Description:	Offices of Dentists