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VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameVON TOBEL LUMBER RETIREMENT SAVINGS PLAN
Plan identification number 001

VON TOBEL LUMBER RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VON TOBEL LUMBER COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:VON TOBEL LUMBER COMPANY, INC.
Employer identification number (EIN):350319040
NAIC Classification:444130
NAIC Description:Hardware Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VON TOBEL LUMBER RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01CHERYL GAZDICH CHERYL GAZDICH2013-10-11
0012011-01-01CHERYL GAZDICH
0012010-01-01CHERYL GAZDICH
0012009-01-01CHERYL GAZDICH
0012009-01-01 CHERYL GAZDICH2010-10-11

Plan Statistics for VON TOBEL LUMBER RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for VON TOBEL LUMBER RETIREMENT SAVINGS PLAN

Measure Date Value
2012: VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01185
Total number of active participants reported on line 7a of the Form 55002012-01-01159
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0122
Total of all active and inactive participants2012-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01182
Number of participants with account balances2012-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01207
Total number of active participants reported on line 7a of the Form 55002011-01-01184
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01185
Number of participants with account balances2011-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01207
Total number of active participants reported on line 7a of the Form 55002010-01-01205
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-012
Total of all active and inactive participants2010-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01207
Number of participants with account balances2010-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01237
Total number of active participants reported on line 7a of the Form 55002009-01-01175
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0130
Total of all active and inactive participants2009-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01207
Number of participants with account balances2009-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on VON TOBEL LUMBER RETIREMENT SAVINGS PLAN

Measure Date Value
2012 : VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$109,491
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$757,017
Total of all expenses incurred2012-12-31$568,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$562,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$301,626
Value of total assets at end of year2012-12-31$4,263,970
Value of total assets at beginning of year2012-12-31$3,966,084
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,157
Total interest from all sources2012-12-31$2,716
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$92,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$92,937
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$176,890
Participant contributions at end of year2012-12-31$96,306
Participant contributions at beginning of year2012-12-31$77,237
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$86,019
Administrative expenses (other) incurred2012-12-31$6,157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$188,395
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,263,970
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,966,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,962,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,693,727
Interest on participant loans2012-12-31$2,704
Value of interest in common/collective trusts at end of year2012-12-31$77,374
Value of interest in common/collective trusts at beginning of year2012-12-31$43,939
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$128,231
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$151,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$151,181
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$357,838
Net investment gain or loss from common/collective trusts2012-12-31$1,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$38,717
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$562,465
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HUTH-THOMPSON, LLP
Accountancy firm EIN2012-12-31352055043
2011 : VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$98,956
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$175,148
Total of all expenses incurred2011-12-31$368,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$361,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$216,428
Value of total assets at end of year2011-12-31$3,966,084
Value of total assets at beginning of year2011-12-31$4,060,403
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,699
Total interest from all sources2011-12-31$1,916
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$117,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$117,969
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$178,735
Participant contributions at end of year2011-12-31$77,237
Participant contributions at beginning of year2011-12-31$52,942
Administrative expenses (other) incurred2011-12-31$6,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-193,275
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,966,084
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,060,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,693,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,747,609
Interest on participant loans2011-12-31$1,900
Value of interest in common/collective trusts at end of year2011-12-31$43,939
Value of interest in common/collective trusts at beginning of year2011-12-31$66,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$151,181
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$193,746
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$193,746
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$16
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-162,494
Net investment gain or loss from common/collective trusts2011-12-31$1,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$37,693
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$361,724
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HUTH-THOMPSON, LLP
Accountancy firm EIN2011-12-31352055043
2010 : VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$93,033
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$682,367
Total of all expenses incurred2010-12-31$304,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$299,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$227,989
Value of total assets at end of year2010-12-31$4,060,403
Value of total assets at beginning of year2010-12-31$3,589,774
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,172
Total interest from all sources2010-12-31$363
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$83,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$83,988
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$184,990
Participant contributions at end of year2010-12-31$52,942
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$324
Administrative expenses (other) incurred2010-12-31$5,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$377,596
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,060,403
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,589,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,747,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,253,848
Interest on participant loans2010-12-31$323
Value of interest in common/collective trusts at end of year2010-12-31$66,106
Value of interest in common/collective trusts at beginning of year2010-12-31$43,743
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$193,746
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$292,183
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$292,183
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$40
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$367,854
Net investment gain or loss from common/collective trusts2010-12-31$2,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$42,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$299,599
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HUTH-THOMPSON, LLP
Accountancy firm EIN2010-12-31352055043
2009 : VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for VON TOBEL LUMBER RETIREMENT SAVINGS PLAN

2012: VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: VON TOBEL LUMBER RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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