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WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 401k Plan overview

Plan NameWARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN
Plan identification number 003

WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WARSAW CHEMICAL COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:WARSAW CHEMICAL COMPANY, INC.
Employer identification number (EIN):350833271
NAIC Classification:325600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032018-04-01COLLEEN FIRESTINE
0032017-04-01COLLEEN FIRESTINE
0032016-04-01COLLEEN FIRESTINE
0032015-04-01VIC GAMBLE
0032014-04-01VIC GAMBLE
0032013-04-01VIC GAMBLE
0032012-04-01VIC GAMBLE
0032011-04-01VIC GAMBLE VIC GAMBLE2012-10-26
0032009-04-01VIC GAMBLE VIC GAMBLE2010-11-29

Plan Statistics for WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

401k plan membership statisitcs for WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

Measure Date Value
2018: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-0144
Total number of active participants reported on line 7a of the Form 55002018-04-010
Number of retired or separated participants receiving benefits2018-04-010
Number of other retired or separated participants entitled to future benefits2018-04-010
Total of all active and inactive participants2018-04-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-010
Total participants2018-04-010
Number of participants with account balances2018-04-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-010
2017: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-0188
Total number of active participants reported on line 7a of the Form 55002017-04-010
Number of retired or separated participants receiving benefits2017-04-010
Number of other retired or separated participants entitled to future benefits2017-04-0144
Total of all active and inactive participants2017-04-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-010
Total participants2017-04-0144
Number of participants with account balances2017-04-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-010
2016: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-0194
Total number of active participants reported on line 7a of the Form 55002016-04-0165
Number of retired or separated participants receiving benefits2016-04-0110
Number of other retired or separated participants entitled to future benefits2016-04-0113
Total of all active and inactive participants2016-04-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-010
Total participants2016-04-0188
Number of participants with account balances2016-04-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-015
2015: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-0187
Total number of active participants reported on line 7a of the Form 55002015-04-0161
Number of retired or separated participants receiving benefits2015-04-0113
Number of other retired or separated participants entitled to future benefits2015-04-0115
Total of all active and inactive participants2015-04-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-010
Total participants2015-04-0189
Number of participants with account balances2015-04-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-013
2014: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-0186
Total number of active participants reported on line 7a of the Form 55002014-04-0162
Number of retired or separated participants receiving benefits2014-04-0110
Number of other retired or separated participants entitled to future benefits2014-04-0113
Total of all active and inactive participants2014-04-0185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-010
Total participants2014-04-0185
Number of participants with account balances2014-04-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-015
2013: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-0187
Total number of active participants reported on line 7a of the Form 55002013-04-0166
Number of retired or separated participants receiving benefits2013-04-019
Number of other retired or separated participants entitled to future benefits2013-04-017
Total of all active and inactive participants2013-04-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-0182
Number of participants with account balances2013-04-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-012
2012: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-0191
Total number of active participants reported on line 7a of the Form 55002012-04-0166
Number of retired or separated participants receiving benefits2012-04-016
Number of other retired or separated participants entitled to future benefits2012-04-0113
Total of all active and inactive participants2012-04-0185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-011
Total participants2012-04-0186
Number of participants with account balances2012-04-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-013
2011: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-0191
Total number of active participants reported on line 7a of the Form 55002011-04-0174
Number of retired or separated participants receiving benefits2011-04-014
Number of other retired or separated participants entitled to future benefits2011-04-019
Total of all active and inactive participants2011-04-0187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-011
Total participants2011-04-0188
Number of participants with account balances2011-04-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-015
2009: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-01121
Total number of active participants reported on line 7a of the Form 55002009-04-0180
Number of retired or separated participants receiving benefits2009-04-010
Number of other retired or separated participants entitled to future benefits2009-04-0128
Total of all active and inactive participants2009-04-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-011
Total participants2009-04-01109
Number of participants with account balances2009-04-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-012

Financial Data on WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

Measure Date Value
2018 : WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2018 401k financial data
Total income from all sources2018-05-31$0
Expenses. Total of all expenses incurred2018-05-31$2,713,702
Benefits paid (including direct rollovers)2018-05-31$2,713,702
Total plan assets at end of year2018-05-31$0
Total plan assets at beginning of year2018-05-31$2,713,702
Value of fidelity bond covering the plan2018-05-31$500,000
Net income (gross income less expenses)2018-05-31$-2,713,702
Net plan assets at end of year (total assets less liabilities)2018-05-31$0
Net plan assets at beginning of year (total assets less liabilities)2018-05-31$2,713,702
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-05-31$0
Total plan liabilities at beginning of year2018-03-31$1,461
Total income from all sources2018-03-31$951,190
Expenses. Total of all expenses incurred2018-03-31$4,158,105
Benefits paid (including direct rollovers)2018-03-31$4,158,105
Total plan assets at end of year2018-03-31$2,713,702
Total plan assets at beginning of year2018-03-31$5,922,078
Value of fidelity bond covering the plan2018-03-31$500,000
Total contributions received or receivable from participants2018-03-31$0
Contributions received from other sources (not participants or employers)2018-03-31$0
Other income received2018-03-31$951,190
Noncash contributions received2018-03-31$0
Net income (gross income less expenses)2018-03-31$-3,206,915
Net plan assets at end of year (total assets less liabilities)2018-03-31$2,713,702
Net plan assets at beginning of year (total assets less liabilities)2018-03-31$5,920,617
Assets. Value of participant loans2018-03-31$0
Assets. Value of employer securities2018-03-31$0
Total contributions received or receivable from employer(s)2018-03-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
2017 : WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2017 401k financial data
Transfers to/from the plan2017-03-31$0
Total plan liabilities at end of year2017-03-31$1,461
Total plan liabilities at beginning of year2017-03-31$13,371
Total income from all sources2017-03-31$1,577,509
Expenses. Total of all expenses incurred2017-03-31$976,849
Benefits paid (including direct rollovers)2017-03-31$974,213
Total plan assets at end of year2017-03-31$5,922,078
Total plan assets at beginning of year2017-03-31$5,333,328
Value of fidelity bond covering the plan2017-03-31$500,000
Total contributions received or receivable from participants2017-03-31$202,409
Expenses. Other expenses not covered elsewhere2017-03-31$2,636
Contributions received from other sources (not participants or employers)2017-03-31$18,203
Other income received2017-03-31$1,125,095
Net income (gross income less expenses)2017-03-31$600,660
Net plan assets at end of year (total assets less liabilities)2017-03-31$5,920,617
Net plan assets at beginning of year (total assets less liabilities)2017-03-31$5,319,957
Assets. Value of participant loans2017-03-31$143,787
Assets. Value of employer securities2017-03-31$3,560,318
Total contributions received or receivable from employer(s)2017-03-31$231,802
Value of certain deemed distributions of participant loans2017-03-31$0
2016 : WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2016 401k financial data
Total plan liabilities at end of year2016-03-31$13,371
Total plan liabilities at beginning of year2016-03-31$786
Total income from all sources2016-03-31$896,153
Expenses. Total of all expenses incurred2016-03-31$279,922
Benefits paid (including direct rollovers)2016-03-31$275,698
Total plan assets at end of year2016-03-31$5,333,328
Total plan assets at beginning of year2016-03-31$4,704,512
Value of fidelity bond covering the plan2016-03-31$500,000
Total contributions received or receivable from participants2016-03-31$186,587
Contributions received from other sources (not participants or employers)2016-03-31$4,980
Other income received2016-03-31$559,414
Net income (gross income less expenses)2016-03-31$616,231
Net plan assets at end of year (total assets less liabilities)2016-03-31$5,319,957
Net plan assets at beginning of year (total assets less liabilities)2016-03-31$4,703,726
Assets. Value of participant loans2016-03-31$122,608
Assets. Value of employer securities2016-03-31$2,671,559
Total contributions received or receivable from employer(s)2016-03-31$145,172
Expenses. Administrative service providers (salaries,fees and commissions)2016-03-31$4,224
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
2015 : WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2015 401k financial data
Total plan liabilities at end of year2015-03-31$786
Total plan liabilities at beginning of year2015-03-31$8,064
Total income from all sources2015-03-31$328,836
Expenses. Total of all expenses incurred2015-03-31$669,052
Benefits paid (including direct rollovers)2015-03-31$654,629
Total plan assets at end of year2015-03-31$4,704,512
Total plan assets at beginning of year2015-03-31$5,052,006
Value of fidelity bond covering the plan2015-03-31$500,000
Total contributions received or receivable from participants2015-03-31$176,238
Expenses. Other expenses not covered elsewhere2015-03-31$4,070
Contributions received from other sources (not participants or employers)2015-03-31$34,492
Other income received2015-03-31$-53,987
Net income (gross income less expenses)2015-03-31$-340,216
Net plan assets at end of year (total assets less liabilities)2015-03-31$4,703,726
Net plan assets at beginning of year (total assets less liabilities)2015-03-31$5,043,942
Assets. Value of participant loans2015-03-31$132,224
Assets. Value of employer securities2015-03-31$2,006,309
Total contributions received or receivable from employer(s)2015-03-31$172,093
Value of certain deemed distributions of participant loans2015-03-31$10,353
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
2014 : WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2014 401k financial data
Transfers to/from the plan2014-03-31$1,165
Total plan liabilities at end of year2014-03-31$8,064
Total plan liabilities at beginning of year2014-03-31$0
Total income from all sources2014-03-31$1,029,666
Expenses. Total of all expenses incurred2014-03-31$197,010
Benefits paid (including direct rollovers)2014-03-31$191,420
Total plan assets at end of year2014-03-31$5,052,006
Total plan assets at beginning of year2014-03-31$4,210,121
Value of fidelity bond covering the plan2014-03-31$500,000
Total contributions received or receivable from participants2014-03-31$178,332
Expenses. Other expenses not covered elsewhere2014-03-31$2,199
Contributions received from other sources (not participants or employers)2014-03-31$119,920
Other income received2014-03-31$561,452
Net income (gross income less expenses)2014-03-31$832,656
Net plan assets at end of year (total assets less liabilities)2014-03-31$5,043,942
Net plan assets at beginning of year (total assets less liabilities)2014-03-31$4,210,121
Assets. Value of participant loans2014-03-31$156,839
Assets. Value of employer securities2014-03-31$2,180,541
Total contributions received or receivable from employer(s)2014-03-31$169,962
Expenses. Administrative service providers (salaries,fees and commissions)2014-03-31$3,391
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
2013 : WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2013 401k financial data
Total plan liabilities at end of year2013-03-31$0
Total plan liabilities at beginning of year2013-03-31$1,126
Total income from all sources2013-03-31$596,212
Expenses. Total of all expenses incurred2013-03-31$228,883
Benefits paid (including direct rollovers)2013-03-31$223,208
Total plan assets at end of year2013-03-31$4,210,121
Total plan assets at beginning of year2013-03-31$3,843,918
Value of fidelity bond covering the plan2013-03-31$500,000
Total contributions received or receivable from participants2013-03-31$176,384
Expenses. Other expenses not covered elsewhere2013-03-31$3,300
Contributions received from other sources (not participants or employers)2013-03-31$4,111
Other income received2013-03-31$294,804
Net income (gross income less expenses)2013-03-31$367,329
Net plan assets at end of year (total assets less liabilities)2013-03-31$4,210,121
Net plan assets at beginning of year (total assets less liabilities)2013-03-31$3,842,792
Assets. Value of participant loans2013-03-31$113,987
Assets. Value of employer securities2013-03-31$1,907,753
Total contributions received or receivable from employer(s)2013-03-31$120,913
Value of certain deemed distributions of participant loans2013-03-31$2,375
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
2012 : WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2012 401k financial data
Total plan liabilities at end of year2012-03-31$1,126
Total plan liabilities at beginning of year2012-03-31$36,333
Total income from all sources2012-03-31$-26,166
Expenses. Total of all expenses incurred2012-03-31$368,084
Benefits paid (including direct rollovers)2012-03-31$364,338
Total plan assets at end of year2012-03-31$3,843,918
Total plan assets at beginning of year2012-03-31$4,273,375
Value of fidelity bond covering the plan2012-03-31$500,000
Total contributions received or receivable from participants2012-03-31$179,338
Expenses. Other expenses not covered elsewhere2012-03-31$3,746
Contributions received from other sources (not participants or employers)2012-03-31$6,290
Other income received2012-03-31$-356,014
Net income (gross income less expenses)2012-03-31$-394,250
Net plan assets at end of year (total assets less liabilities)2012-03-31$3,842,792
Net plan assets at beginning of year (total assets less liabilities)2012-03-31$4,237,042
Assets. Value of participant loans2012-03-31$112,159
Assets. Value of employer securities2012-03-31$1,790,719
Total contributions received or receivable from employer(s)2012-03-31$144,220
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
2011 : WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-03-31$544,593
Total unrealized appreciation/depreciation of assets2011-03-31$544,593
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$36,333
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$5,624
Total income from all sources (including contributions)2011-03-31$1,091,531
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$371,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$367,142
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$540,704
Value of total assets at end of year2011-03-31$4,273,375
Value of total assets at beginning of year2011-03-31$3,522,374
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$4,097
Total interest from all sources2011-03-31$4,831
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$1,403
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-03-31$1,403
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$500,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Contributions received from participants2011-03-31$177,742
Participant contributions at end of year2011-03-31$88,515
Participant contributions at beginning of year2011-03-31$78,961
Income. Received or receivable in cash from other sources (including rollovers)2011-03-31$16,856
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-03-31$37,250
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-03-31$3,251
Administrative expenses (other) incurred2011-03-31$4,097
Total non interest bearing cash at end of year2011-03-31$2,461
Total non interest bearing cash at beginning of year2011-03-31$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$720,292
Value of net assets at end of year (total assets less liabilities)2011-03-31$4,237,042
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$3,516,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-03-31$115,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-03-31$80,898
Value of interest in pooled separate accounts at end of year2011-03-31$1,838,665
Value of interest in pooled separate accounts at beginning of year2011-03-31$1,440,369
Interest on participant loans2011-03-31$4,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-03-31$37,089
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-03-31$2,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-03-31$2,066
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-03-31$2,925
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-03-31$3,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Assets. Invements in employer securities at end of year2011-03-31$2,177,901
Assets. Invements in employer securities at beginning of year2011-03-31$1,835,597
Contributions received in cash from employer2011-03-31$346,106
Employer contributions (assets) at end of year2011-03-31$10,517
Employer contributions (assets) at beginning of year2011-03-31$43,284
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$367,142
Liabilities. Value of benefit claims payable at end of year2011-03-31$36,333
Liabilities. Value of benefit claims payable at beginning of year2011-03-31$2,373
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31No
Opinion of an independent qualified public accountant for this plan2011-03-31Qualified
Accountancy firm name2011-03-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2011-03-31351939627

Form 5500 Responses for WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

2018: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingYes
2018-04-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-04-01Plan is a collectively bargained planNo
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement - TrustYes
2017: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)No
2017-04-01Plan is a collectively bargained planNo
2017-04-01Plan funding arrangement – InsuranceYes
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement – InsuranceYes
2017-04-01Plan benefit arrangement - TrustYes
2016: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement – InsuranceYes
2016-04-01Plan benefit arrangement - TrustYes
2015: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes
2011: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes
2009: WARSAW CHEMICAL COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – InsuranceYes
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement – InsuranceYes
2009-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number92834
Policy instance 1
Insurance contract or identification number92834
Number of Individuals Covered0
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Total amount of commissions paid to insurance brokerUSD $16,798
Total amount of fees paid to insurance companyUSD $1,275
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,415
Insurance broker organization code?3
Amount paid for insurance broker fees1275
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameCROWE HORWATH LLP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number92834
Policy instance 1
Insurance contract or identification number92834
Number of Individuals Covered65
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $18,411
Total amount of fees paid to insurance companyUSD $1,375
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,411
Insurance broker organization code?3
Amount paid for insurance broker fees1300
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameCROWE HORWATH LLP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number92834
Policy instance 1
Insurance contract or identification number92834
Number of Individuals Covered79
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $19,279
Total amount of fees paid to insurance companyUSD $1,789
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,279
Insurance broker organization code?3
Amount paid for insurance broker fees1789
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameCROWE HORWATH LLP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number92834
Policy instance 1
Insurance contract or identification number92834
Number of Individuals Covered80
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $15,871
Total amount of fees paid to insurance companyUSD $1,214
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,557
Insurance broker organization code?3
Amount paid for insurance broker fees1214
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameCROWE HORWATH LLP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number92834
Policy instance 1
Insurance contract or identification number92834
Number of Individuals Covered75
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $15,219
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees14252
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
Insurance broker nameT ROWE PRICE ASSOCIATES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number92834
Policy instance 1
Insurance contract or identification number92834
Number of Individuals Covered76
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $15,402
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number92834
Policy instance 1
Insurance contract or identification number92834
Number of Individuals Covered78
Insurance policy start date2010-04-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $12,403
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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