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VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 401k Plan overview

Plan NameVISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN
Plan identification number 002

VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA, INC. has sponsored the creation of one or more 401k plans.

Company Name:VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA, INC.
Employer identification number (EIN):350868076
NAIC Classification:621610
NAIC Description:Home Health Care Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022013-01-01GLORIA HORTON GLORIA HORTON2014-07-24
0022012-01-01GLORIA HORTON GLORIA HORTON2013-10-09
0022011-01-01GLORIA D HORTON GLORIA D HORTON2012-10-12
0022009-05-01GLORIA D HORTON GLORIA D HORTON2010-10-14

Plan Statistics for VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN

401k plan membership statisitcs for VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN

Measure Date Value
2013: VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01229
Total number of active participants reported on line 7a of the Form 55002013-01-01120
Number of other retired or separated participants entitled to future benefits2013-01-0174
Total of all active and inactive participants2013-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01196
Number of participants with account balances2013-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01250
Total number of active participants reported on line 7a of the Form 55002012-01-01151
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0177
Total of all active and inactive participants2012-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01229
Number of participants with account balances2012-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01238
Total number of active participants reported on line 7a of the Form 55002011-01-01172
Number of other retired or separated participants entitled to future benefits2011-01-0177
Total of all active and inactive participants2011-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01250
Number of participants with account balances2011-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2009: VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-05-010
Total number of active participants reported on line 7a of the Form 55002009-05-01137
Number of other retired or separated participants entitled to future benefits2009-05-0165
Total of all active and inactive participants2009-05-01202
Total participants2009-05-01202
Number of participants with account balances2009-05-01202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-05-014

Financial Data on VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN

Measure Date Value
2013 : VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,001,646
Total of all expenses incurred2013-12-31$452,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$452,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$249,872
Value of total assets at end of year2013-12-31$5,978,505
Value of total assets at beginning of year2013-12-31$5,429,610
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$513
Total interest from all sources2013-12-31$22,077
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$300,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$205,057
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$13,429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$548,895
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,978,505
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,429,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,998,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,358,479
Interest earned on other investments2013-12-31$22,077
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,980,446
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,071,131
Net investment gain/loss from pooled separate accounts2013-12-31$729,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$31,386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$452,238
Contract administrator fees2013-12-31$513
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WEINZAPFEL & CO., LLC
Accountancy firm EIN2013-12-31352152081
2012 : VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$649,931
Total of all expenses incurred2012-12-31$548,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$548,682
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$241,400
Value of total assets at end of year2012-12-31$5,429,610
Value of total assets at beginning of year2012-12-31$5,328,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$277
Total interest from all sources2012-12-31$35,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$300,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$206,357
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,491
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$100,972
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,429,610
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,328,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,358,479
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,043,139
Interest earned on other investments2012-12-31$35,337
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,071,131
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,285,499
Net investment gain/loss from pooled separate accounts2012-12-31$373,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$30,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$548,682
Contract administrator fees2012-12-31$277
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WEINZAPFEL & CO., LLC
Accountancy firm EIN2012-12-31352152081
2011 : VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$664,773
Total of all expenses incurred2011-12-31$424,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$424,463
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$668,523
Value of total assets at end of year2011-12-31$5,328,638
Value of total assets at beginning of year2011-12-31$5,088,678
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$350
Total interest from all sources2011-12-31$39,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$300,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$246,035
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$324,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$239,960
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,328,638
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,088,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,043,139
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,157,250
Interest earned on other investments2011-12-31$39,495
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,285,499
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,931,428
Net investment gain/loss from pooled separate accounts2011-12-31$-43,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$98,217
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$424,463
Contract administrator fees2011-12-31$350
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WEINZAPFEL & CO., LLC
Accountancy firm EIN2011-12-31352152081
2010 : VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$1,123,197
Total of all expenses incurred2010-12-31$404,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$404,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$663,413
Value of total assets at end of year2010-12-31$5,088,678
Value of total assets at beginning of year2010-12-31$4,370,245
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$203
Total interest from all sources2010-12-31$53,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$228,584
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$320,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$718,433
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,088,678
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,370,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,157,250
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,517,261
Interest earned on other investments2010-12-31$53,001
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,931,428
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,852,984
Net investment gain/loss from pooled separate accounts2010-12-31$406,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$113,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$404,561
Contract administrator fees2010-12-31$203
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WEINZAPFEL & CO., LLC
Accountancy firm EIN2010-12-31352152081

Form 5500 Responses for VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN

2013: VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: VISITING NURSE ASSOCIATION OF SOUTHWESTERN INDIANA INC.S PROTOTYPE 401K PROFIT-SHARING PLAN 2009 form 5500 responses
2009-05-01Type of plan entitySingle employer plan
2009-05-01First time form 5500 has been submittedYes
2009-05-01This submission is the final filingNo
2009-05-01This return/report is a short plan year return/report (less than 12 months)Yes
2009-05-01Plan funding arrangement – InsuranceYes
2009-05-01Plan benefit arrangement – InsuranceYes

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