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STUART & BRANIGIN LLP PROFIT SHARING PLAN 401k Plan overview

Plan NameSTUART & BRANIGIN LLP PROFIT SHARING PLAN
Plan identification number 001

STUART & BRANIGIN LLP PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STUART & BRANIGIN LLP has sponsored the creation of one or more 401k plans.

Company Name:STUART & BRANIGIN LLP
Employer identification number (EIN):350916210
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STUART & BRANIGIN LLP PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01BROCK GOODRICK2023-07-05 BROCK GOODRICK2023-07-05
0012021-01-01BROCK GOODRICK2022-07-14 BROCK GOODRICK2022-07-14
0012020-01-01BROCK GOODRICK2021-07-27 BROCK GOODRICK2021-07-27
0012019-01-01BROCK GOODRICK2020-07-31 BROCK GOODRICK2020-07-31
0012018-01-01BROCK GOODRICK2019-07-15 BROCK GOODRICK2019-07-15
0012017-01-01JANET C SADLER2018-07-31 JANET C SADLER2018-07-31
0012016-01-01JANET C. SADLER2017-07-18 JANET C. SADLER2017-07-18
0012015-01-01JANET C. SADLER
0012014-01-01JANET C. SADLER
0012013-01-01JANET C SADLER
0012012-01-01JANET C SADLER
0012011-01-01JANET C SADLER
0012010-01-01JANET C. SADLER
0012009-01-01JANET SADLER

Plan Statistics for STUART & BRANIGIN LLP PROFIT SHARING PLAN

401k plan membership statisitcs for STUART & BRANIGIN LLP PROFIT SHARING PLAN

Measure Date Value
2015: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0167
Total number of active participants reported on line 7a of the Form 55002015-01-0154
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-017
Total of all active and inactive participants2015-01-0165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0165
Number of participants with account balances2015-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0175
Total number of active participants reported on line 7a of the Form 55002014-01-0154
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0167
Number of participants with account balances2014-01-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0165
Total number of active participants reported on line 7a of the Form 55002013-01-0160
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-0110
Total of all active and inactive participants2013-01-0175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0175
Number of participants with account balances2013-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0158
Total number of active participants reported on line 7a of the Form 55002012-01-0157
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-0165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0165
Number of participants with account balances2012-01-0171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0172
Total number of active participants reported on line 7a of the Form 55002011-01-0156
Number of retired or separated participants receiving benefits2011-01-015
Number of other retired or separated participants entitled to future benefits2011-01-0111
Total of all active and inactive participants2011-01-0172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0172
Number of participants with account balances2011-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0175
Total number of active participants reported on line 7a of the Form 55002010-01-0157
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-0112
Total of all active and inactive participants2010-01-0172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0172
Number of participants with account balances2010-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0173
Total number of active participants reported on line 7a of the Form 55002009-01-0162
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-0110
Total of all active and inactive participants2009-01-0175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0175
Number of participants with account balances2009-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on STUART & BRANIGIN LLP PROFIT SHARING PLAN

Measure Date Value
2015 : STUART & BRANIGIN LLP PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$705,971
Expenses. Total of all expenses incurred2015-12-31$749,340
Benefits paid (including direct rollovers)2015-12-31$693,399
Total plan assets at end of year2015-12-31$19,814,460
Total plan assets at beginning of year2015-12-31$19,857,829
Total contributions received or receivable from participants2015-12-31$333,100
Expenses. Other expenses not covered elsewhere2015-12-31$8,509
Contributions received from other sources (not participants or employers)2015-12-31$89,066
Other income received2015-12-31$-178,417
Net income (gross income less expenses)2015-12-31$-43,369
Net plan assets at end of year (total assets less liabilities)2015-12-31$19,814,460
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$19,857,829
Assets. Value of participant loans2015-12-31$120,854
Total contributions received or receivable from employer(s)2015-12-31$462,222
Value of certain deemed distributions of participant loans2015-12-31$33,588
Value of corrective distributions2015-12-31$13,844
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : STUART & BRANIGIN LLP PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$2,119,476
Expenses. Total of all expenses incurred2014-12-31$5,138,980
Benefits paid (including direct rollovers)2014-12-31$5,132,691
Total plan assets at end of year2014-12-31$19,857,829
Total plan assets at beginning of year2014-12-31$22,877,333
Total contributions received or receivable from participants2014-12-31$329,560
Expenses. Other expenses not covered elsewhere2014-12-31$5,146
Contributions received from other sources (not participants or employers)2014-12-31$22,353
Other income received2014-12-31$1,259,765
Net income (gross income less expenses)2014-12-31$-3,019,504
Net plan assets at end of year (total assets less liabilities)2014-12-31$19,857,829
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$22,877,333
Assets. Value of participant loans2014-12-31$123,465
Total contributions received or receivable from employer(s)2014-12-31$507,798
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$1,143
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : STUART & BRANIGIN LLP PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$4,063,160
Expenses. Total of all expenses incurred2013-12-31$607,189
Benefits paid (including direct rollovers)2013-12-31$601,263
Total plan assets at end of year2013-12-31$22,877,333
Total plan assets at beginning of year2013-12-31$19,421,362
Total contributions received or receivable from participants2013-12-31$322,274
Expenses. Other expenses not covered elsewhere2013-12-31$3,857
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$3,176,313
Net income (gross income less expenses)2013-12-31$3,455,971
Net plan assets at end of year (total assets less liabilities)2013-12-31$22,877,333
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$19,421,362
Assets. Value of participant loans2013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$564,573
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$2,069
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : STUART & BRANIGIN LLP PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$3,030,616
Expenses. Total of all expenses incurred2012-12-31$1,476,881
Benefits paid (including direct rollovers)2012-12-31$1,465,037
Total plan assets at end of year2012-12-31$19,421,362
Total plan assets at beginning of year2012-12-31$17,867,627
Total contributions received or receivable from participants2012-12-31$283,516
Expenses. Other expenses not covered elsewhere2012-12-31$299
Contributions received from other sources (not participants or employers)2012-12-31$354,782
Other income received2012-12-31$1,839,285
Net income (gross income less expenses)2012-12-31$1,553,735
Net plan assets at end of year (total assets less liabilities)2012-12-31$19,421,362
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$17,867,627
Assets. Value of participant loans2012-12-31$0
Total contributions received or receivable from employer(s)2012-12-31$553,033
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$11,545
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : STUART & BRANIGIN LLP PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$924,720
Expenses. Total of all expenses incurred2011-12-31$619,837
Benefits paid (including direct rollovers)2011-12-31$615,533
Total plan assets at end of year2011-12-31$17,867,627
Total plan assets at beginning of year2011-12-31$17,562,744
Total contributions received or receivable from participants2011-12-31$256,881
Expenses. Other expenses not covered elsewhere2011-12-31$213
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$110,580
Net income (gross income less expenses)2011-12-31$304,883
Net plan assets at end of year (total assets less liabilities)2011-12-31$17,867,627
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$17,562,744
Assets. Value of participant loans2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$557,259
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$4,091
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : STUART & BRANIGIN LLP PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$2,438,221
Expenses. Total of all expenses incurred2010-12-31$730,576
Benefits paid (including direct rollovers)2010-12-31$714,018
Total plan assets at end of year2010-12-31$17,562,744
Total plan assets at beginning of year2010-12-31$15,855,099
Total contributions received or receivable from participants2010-12-31$267,684
Expenses. Other expenses not covered elsewhere2010-12-31$175
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$1,586,518
Net income (gross income less expenses)2010-12-31$1,707,645
Net plan assets at end of year (total assets less liabilities)2010-12-31$17,562,744
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$15,855,099
Assets. Value of participant loans2010-12-31$0
Total contributions received or receivable from employer(s)2010-12-31$584,019
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$16,383
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : STUART & BRANIGIN LLP PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for STUART & BRANIGIN LLP PROFIT SHARING PLAN

2015: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: STUART & BRANIGIN LLP PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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