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RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH
Plan identification number 003

RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

IU HEALTH has sponsored the creation of one or more 401k plans.

Company Name:IU HEALTH
Employer identification number (EIN):351125434
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032018-01-01
0032017-01-01
0032016-01-01
0032015-01-01
0032014-01-01STEVEN TIMM
0032013-01-01STEVE TIMM
0032012-01-01STEVEN TIMM STEVEN TIMM2013-10-15
0032011-01-01STEPHANIE SMITH STEPHANIE SMITH2012-10-10
0032009-01-01STEPHANIE SMITH STEPHANIE SMITH2010-10-13
0032009-01-01STEPHANIE SMITH STEPHANIE SMITH2010-12-03

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH

Measure Date Value
2018: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2018 401k membership
Total participants, beginning-of-year2018-01-01593
Total of all active and inactive participants2018-01-010
Total participants2018-01-010
2017: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2017 401k membership
Total participants, beginning-of-year2017-01-011,287
Number of retired or separated participants receiving benefits2017-01-01593
Total of all active and inactive participants2017-01-01593
Total participants2017-01-01593
2016: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2016 401k membership
Market value of plan assets2016-12-3147,465,325
Acturial value of plan assets2016-12-3149,460,899
Funding target for retired participants and beneficiaries receiving payment2016-12-3117,001,632
Number of terminated vested participants2016-12-31430
Fundng target for terminated vested participants2016-12-3110,746,107
Active participant vested funding target2016-12-3110,437,456
Number of active participants2016-12-31462
Total funding liabilities for active participants2016-12-3110,437,456
Total participant count2016-12-311,296
Total funding target for all participants2016-12-3138,185,195
Balance at beginning of prior year after applicable adjustments2016-12-31457,511
Prefunding balance at beginning of prior year after applicable adjustments2016-12-31782,233
Amount remaining of carryover balance2016-12-31457,511
Amount remaining of prefunding balance2016-12-31782,233
Present value of excess contributions2016-12-318,193,534
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-318,710,546
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-31447,537
Balance of prefunding at beginning of current year2016-12-31765,180
Minimum required contributions for current year target normal cost2016-12-31520,000
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-011,296
Number of retired or separated participants receiving benefits2016-01-01428
Number of other retired or separated participants entitled to future benefits2016-01-01834
Total of all active and inactive participants2016-01-011,262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0125
Total participants2016-01-011,287
2015: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2015 401k membership
Total participants, beginning-of-year2015-01-011,308
Total number of active participants reported on line 7a of the Form 55002015-01-01462
Number of retired or separated participants receiving benefits2015-01-01393
Number of other retired or separated participants entitled to future benefits2015-01-01419
Total of all active and inactive participants2015-01-011,274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0122
Total participants2015-01-011,296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2014 401k membership
Total participants, beginning-of-year2014-01-011,333
Total number of active participants reported on line 7a of the Form 55002014-01-01491
Number of retired or separated participants receiving benefits2014-01-01353
Number of other retired or separated participants entitled to future benefits2014-01-01444
Total of all active and inactive participants2014-01-011,288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0120
Total participants2014-01-011,308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2013 401k membership
Total participants, beginning-of-year2013-01-011,342
Total number of active participants reported on line 7a of the Form 55002013-01-01573
Number of retired or separated participants receiving benefits2013-01-01335
Number of other retired or separated participants entitled to future benefits2013-01-01412
Total of all active and inactive participants2013-01-011,320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0113
Total participants2013-01-011,333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2012 401k membership
Total participants, beginning-of-year2012-01-011,367
Total number of active participants reported on line 7a of the Form 55002012-01-01680
Number of retired or separated participants receiving benefits2012-01-01290
Number of other retired or separated participants entitled to future benefits2012-01-01361
Total of all active and inactive participants2012-01-011,331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0112
Total participants2012-01-011,343
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2011 401k membership
Total participants, beginning-of-year2011-01-011,421
Total number of active participants reported on line 7a of the Form 55002011-01-01728
Number of retired or separated participants receiving benefits2011-01-01274
Number of other retired or separated participants entitled to future benefits2011-01-01347
Total of all active and inactive participants2011-01-011,349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0113
Total participants2011-01-011,362
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2009 401k membership
Total participants, beginning-of-year2009-01-011,485
Total number of active participants reported on line 7a of the Form 55002009-01-01830
Number of retired or separated participants receiving benefits2009-01-01246
Number of other retired or separated participants entitled to future benefits2009-01-01328
Total of all active and inactive participants2009-01-011,404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-018
Total participants2009-01-011,412
Number of participants with account balances2009-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH

Measure Date Value
2018 : RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$15,625
Total income from all sources (including contributions)2018-04-30$16,938
Total of all expenses incurred2018-04-30$616,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-04-30$159,567
Value of total assets at end of year2018-04-30$0
Value of total assets at beginning of year2018-04-30$615,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-04-30$457,053
Total interest from all sources2018-04-30$1,313
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-04-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-04-30$0
Was this plan covered by a fidelity bond2018-04-30Yes
Value of fidelity bond cover2018-04-30$20,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-04-300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-04-30$0
Minimum employer required contribution for this plan year2018-04-30$0
Amount contributed by the employer to the plan for this plan year2018-04-30$0
Were there any nonexempt tranactions with any party-in-interest2018-04-30No
Assets. Other investments not covered elsewhere at end of year2018-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2018-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-04-30$1,256
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-04-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-04-30$15,625
Other income not declared elsewhere2018-04-30$15,625
Administrative expenses (other) incurred2018-04-30$457,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Value of net income/loss2018-04-30$-599,682
Value of net assets at end of year (total assets less liabilities)2018-04-30$0
Value of net assets at beginning of year (total assets less liabilities)2018-04-30$599,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-04-30No
Were any leases to which the plan was party in default or uncollectible2018-04-30No
Interest earned on other investments2018-04-30$1,313
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-04-30$614,051
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-04-30$614,051
Asset value of US Government securities at end of year2018-04-30$0
Asset value of US Government securities at beginning of year2018-04-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-04-30Yes
Was there a failure to transmit to the plan any participant contributions2018-04-30No
Has the plan failed to provide any benefit when due under the plan2018-04-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-04-30$159,567
Did the plan have assets held for investment2018-04-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-04-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-04-30Yes
Opinion of an independent qualified public accountant for this plan2018-04-30Disclaimer
Accountancy firm name2018-04-30BKD, LLP
Accountancy firm EIN2018-04-30440160260
2017 : RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$3,838,584
Total unrealized appreciation/depreciation of assets2017-12-31$3,838,584
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$15,625
Total income from all sources (including contributions)2017-12-31$8,113,221
Total of all expenses incurred2017-12-31$54,403,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$54,303,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,999,477
Value of total assets at end of year2017-12-31$615,307
Value of total assets at beginning of year2017-12-31$46,890,144
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$99,736
Total interest from all sources2017-12-31$266,410
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$40,132,011
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$31,378,395
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$1,256
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$35,695
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$15,625
Other income not declared elsewhere2017-12-31$8,750
Administrative expenses (other) incurred2017-12-31$75,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-46,290,462
Value of net assets at end of year (total assets less liabilities)2017-12-31$599,682
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$46,890,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Interest earned on other investments2017-12-31$266,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$614,051
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$849,535
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$849,535
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$5,872,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,999,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$22,925,552
Contract administrator fees2017-12-31$24,736
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BKD, LLP
Accountancy firm EIN2017-12-31440160260
2016 : RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$1,040,478
Total unrealized appreciation/depreciation of assets2016-12-31$1,040,478
Total income from all sources (including contributions)2016-12-31$1,317,177
Total of all expenses incurred2016-12-31$2,181,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,890,567
Value of total assets at end of year2016-12-31$46,890,144
Value of total assets at beginning of year2016-12-31$47,754,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$291,245
Total interest from all sources2016-12-31$276,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$342,143
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$35,695
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$260,178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-864,635
Value of net assets at end of year (total assets less liabilities)2016-12-31$46,890,144
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$47,754,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,418,930
Interest earned on other investments2016-12-31$276,699
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$9,651,250
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$849,535
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$167,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$167,650
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$40,132,011
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$10,953,311
Asset value of US Government securities at end of year2016-12-31$5,872,903
Asset value of US Government securities at beginning of year2016-12-31$4,757,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$9,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,890,567
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$364,329
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$2,099,830
Contract administrator fees2016-12-31$31,067
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BKD, LLP
Accountancy firm EIN2016-12-31440160260
2015 : RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-664,844
Total unrealized appreciation/depreciation of assets2015-12-31$-664,844
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$8,113,540
Total loss/gain on sale of assets2015-12-31$164,291
Total of all expenses incurred2015-12-31$1,993,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,675,986
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,000,000
Value of total assets at end of year2015-12-31$47,754,779
Value of total assets at beginning of year2015-12-31$41,634,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$317,548
Total interest from all sources2015-12-31$280,479
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$521,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$521,983
Administrative expenses professional fees incurred2015-12-31$100,031
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$342,143
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$179,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,120,006
Value of net assets at end of year (total assets less liabilities)2015-12-31$47,754,779
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$41,634,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$2,683
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,418,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$22,038,423
Interest earned on other investments2015-12-31$8,486
Income. Interest from US Government securities2015-12-31$134,990
Income. Interest from corporate debt instruments2015-12-31$136,983
Value of interest in common/collective trusts at end of year2015-12-31$9,651,250
Value of interest in common/collective trusts at beginning of year2015-12-31$11,068,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$167,650
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$266,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$266,620
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$20
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$10,953,311
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$8,261,671
Asset value of US Government securities at end of year2015-12-31$4,757,336
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-840,718
Net investment gain or loss from common/collective trusts2015-12-31$-135,751
Net gain/loss from 103.12 investment entities2015-12-31$-211,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$9,000,000
Employer contributions (assets) at end of year2015-12-31$9,000,000
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,675,986
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$364,329
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$2,099,830
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$35,734
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$164,291
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BKD, LLP
Accountancy firm EIN2015-12-31440160260
2014 : RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,530,381
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,758,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,497,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$41,634,773
Value of total assets at beginning of year2014-12-31$39,862,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$260,821
Total interest from all sources2014-12-31$20
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$705,468
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$705,468
Administrative expenses professional fees incurred2014-12-31$84,059
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31Yes
Amount of non-exempt transactions with any party-in-interest2014-12-31$524
Other income not declared elsewhere2014-12-31$998
Administrative expenses (other) incurred2014-12-31$144,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,772,308
Value of net assets at end of year (total assets less liabilities)2014-12-31$41,634,773
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$39,862,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$30
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$22,038,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$11,068,059
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$266,620
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$20
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$8,261,671
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$39,862,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,956,089
Net investment gain or loss from common/collective trusts2014-12-31$496,899
Net gain/loss from 103.12 investment entities2014-12-31$370,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,497,252
Contract administrator fees2014-12-31$31,845
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BKD, LLP
Accountancy firm EIN2014-12-31440160260
2013 : RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,577,913
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,415,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,318,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$39,892,465
Value of total assets at beginning of year2013-12-31$36,730,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$97,016
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$441,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$441,871
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$516
Administrative expenses (other) incurred2013-12-31$97,016
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,162,316
Value of net assets at end of year (total assets less liabilities)2013-12-31$39,892,465
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$36,730,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$31,055,482
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,574,667
Interest earned on other investments2013-12-31$391,054
Value of interest in master investment trust accounts at end of year2013-12-31$39,892,465
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$39,862,465
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,986,842
Net investment gain/loss from pooled separate accounts2013-12-31$110,482
Net gain/loss from 103.12 investment entities2013-12-31$4,136,042
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$4,100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,318,581
Contract administrator fees2013-12-31$40,162
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,523,906
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,272,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,225,270
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,027,000
Value of total assets at end of year2012-12-31$36,730,149
Value of total assets at beginning of year2012-12-31$29,478,610
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$47,097
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$519,800
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$519,800
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$0
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$7,251,539
Value of net assets at end of year (total assets less liabilities)2012-12-31$36,730,149
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$29,478,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$29,852
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$31,055,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$27,209,438
Value of interest in pooled separate accounts at end of year2012-12-31$1,574,667
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,269,172
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,856,080
Net investment gain/loss from pooled separate accounts2012-12-31$121,026
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,027,000
Employer contributions (assets) at end of year2012-12-31$4,100,000
Employer contributions (assets) at beginning of year2012-12-31$1,000,000
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,225,270
Contract administrator fees2012-12-31$17,245
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$297,543
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,299,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,258,065
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,000,000
Value of total assets at end of year2011-12-31$29,478,610
Value of total assets at beginning of year2011-12-31$30,480,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$41,727
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$722,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$722,614
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$0
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,002,249
Value of net assets at end of year (total assets less liabilities)2011-12-31$29,478,610
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$30,480,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$21,827
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$27,209,438
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$28,731,255
Value of interest in pooled separate accounts at end of year2011-12-31$1,269,172
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,712,104
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,418,517
Net investment gain/loss from pooled separate accounts2011-12-31$-6,554
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,000,000
Employer contributions (assets) at end of year2011-12-31$1,000,000
Employer contributions (assets) at beginning of year2011-12-31$37,500
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,258,065
Contract administrator fees2011-12-31$19,900
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,428,884
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,224,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,187,546
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$150,000
Value of total assets at end of year2010-12-31$30,480,859
Value of total assets at beginning of year2010-12-31$28,276,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$36,796
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$527,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$527,444
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$0
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,204,542
Value of net assets at end of year (total assets less liabilities)2010-12-31$30,480,859
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$28,276,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$19,484
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$28,731,255
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$26,927,104
Value of interest in pooled separate accounts at end of year2010-12-31$1,712,104
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,349,213
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,476,919
Net investment gain/loss from pooled separate accounts2010-12-31$274,521
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$150,000
Employer contributions (assets) at end of year2010-12-31$37,500
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,187,546
Contract administrator fees2010-12-31$17,312
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH

2018: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR EMPLOYEES OF IU HEALTH 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number455956
Policy instance 1
Insurance contract or identification number455956
Insurance policy start date2013-01-01
Insurance policy end date2013-06-17
Total amount of commissions paid to insurance brokerUSD $1,604
Total amount of fees paid to insurance companyUSD $34,296
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,604
Insurance broker organization code?3
Amount paid for insurance broker fees34296
Additional information about fees paid to insurance brokerREFERRAL SERVICE FEE
Insurance broker nameSIGNATOR INVESTORS INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number455956
Policy instance 1
Insurance contract or identification number455956
Number of Individuals Covered1343
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,181
Total amount of fees paid to insurance companyUSD $55,358
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,181
Amount paid for insurance broker fees16431
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameSIGNATOR INVESTORS INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number455956
Policy instance 1
Insurance contract or identification number455956
Number of Individuals Covered1362
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $2,052
Total amount of fees paid to insurance companyUSD $61,735
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number455956
Policy instance 1
Insurance contract or identification number455956
Number of Individuals Covered1419
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,771
Total amount of fees paid to insurance companyUSD $59,721
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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