401k Plan data: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN plan

SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC.

Employer identification number (EIN): 351263039

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01 REBECCA R. SANDERS
001 2014-01-01 TRENT MILLER
001 2013-01-01 TRENT MILLER
001 2012-01-01 TRENT MILLER
001 2011-01-01 TRENT MILLER
001 2010-01-01 TRENT MILLER
001 2009-01-01 TRENT MILLER

Plan Statistics for SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2018: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 220
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 197
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 179
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 41
Total of all active and inactive participants 2017-01-01 220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 220
Number of participants with account balances 2017-01-01 220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 13
2016: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 201
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 146
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 46
Total of all active and inactive participants 2016-01-01 192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 192
Number of participants with account balances 2016-01-01 192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 9
2015: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 147
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 47
Total of all active and inactive participants 2015-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 194
Number of participants with account balances 2015-01-01 194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 10
2014: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 187
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 140
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 34
Total of all active and inactive participants 2014-01-01 174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 174
Number of participants with account balances 2014-01-01 174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 15
2013: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 174
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 147
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 33
Total of all active and inactive participants 2013-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 180
Number of participants with account balances 2013-01-01 180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 10
2012: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 140
Number of retired or separated participants receiving benefits 2012-01-01 27
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 167
Number of participants with account balances 2012-01-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 172
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 124
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 47
Total of all active and inactive participants 2011-01-01 171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 171
Number of participants with account balances 2011-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 9
2010: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 127
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 45
Total of all active and inactive participants 2010-01-01 172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 172
Number of participants with account balances 2010-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 3
2009: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 120
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 38
Total of all active and inactive participants 2009-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 158
Number of participants with account balances 2009-01-01 158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 8

Measure	Date	Value
2018: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	220
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	197
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	179
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	41
Total of all active and inactive participants	2017-01-01	220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	220
Number of participants with account balances	2017-01-01	220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	13
2016: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	201
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	146
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	46
Total of all active and inactive participants	2016-01-01	192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	192
Number of participants with account balances	2016-01-01	192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	9
2015: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	147
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	47
Total of all active and inactive participants	2015-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	194
Number of participants with account balances	2015-01-01	194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	10
2014: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	187
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	140
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	34
Total of all active and inactive participants	2014-01-01	174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	174
Number of participants with account balances	2014-01-01	174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	15
2013: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	174
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	147
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	33
Total of all active and inactive participants	2013-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	180
Number of participants with account balances	2013-01-01	180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	10
2012: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	140
Number of retired or separated participants receiving benefits	2012-01-01	27
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	167
Number of participants with account balances	2012-01-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	172
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	124
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	47
Total of all active and inactive participants	2011-01-01	171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	171
Number of participants with account balances	2011-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	9
2010: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	127
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	45
Total of all active and inactive participants	2010-01-01	172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	172
Number of participants with account balances	2010-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	3
2009: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	120
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	38
Total of all active and inactive participants	2009-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	158
Number of participants with account balances	2009-01-01	158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	8

Financial Data on SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2018 : SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-04-26	$0
Total transfer of assets from this plan	2018-04-26	$20,290,819
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-04-26	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-04-26	$370,622
Total income from all sources (including contributions)	2018-04-26	$192,485
Total loss/gain on sale of assets	2018-04-26	$0
Total of all expenses incurred	2018-04-26	$17,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-04-26	$16,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-04-26	$0
Value of total assets at end of year	2018-04-26	$0
Value of total assets at beginning of year	2018-04-26	$20,486,873
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-04-26	$1,087
Total interest from all sources	2018-04-26	$15,689
Total dividends received (eg from common stock, registered investment company shares)	2018-04-26	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-04-26	No
Was this plan covered by a fidelity bond	2018-04-26	Yes
Value of fidelity bond cover	2018-04-26	$500,000
If this is an individual account plan, was there a blackout period	2018-04-26	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-04-26	$0
Were there any nonexempt tranactions with any party-in-interest	2018-04-26	No
Participant contributions at end of year	2018-04-26	$0
Participant contributions at beginning of year	2018-04-26	$130,773
Participant contributions at end of year	2018-04-26	$0
Participant contributions at beginning of year	2018-04-26	$1,615
Assets. Other investments not covered elsewhere at end of year	2018-04-26	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-04-26	$6,071,313
Other income not declared elsewhere	2018-04-26	$34,537
Administrative expenses (other) incurred	2018-04-26	$1,087
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-04-26	No
Value of net income/loss	2018-04-26	$174,568
Value of net assets at end of year (total assets less liabilities)	2018-04-26	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-04-26	$20,116,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-04-26	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-04-26	No
Were any leases to which the plan was party in default or uncollectible	2018-04-26	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-04-26	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-04-26	$12,021,849
Interest earned on other investments	2018-04-26	$15,689
Value of interest in common/collective trusts at end of year	2018-04-26	$0
Value of interest in common/collective trusts at beginning of year	2018-04-26	$1,614,359
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-04-26	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-04-26	$32,298
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-04-26	$32,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-04-26	$142,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-04-26	No
Was there a failure to transmit to the plan any participant contributions	2018-04-26	No
Has the plan failed to provide any benefit when due under the plan	2018-04-26	No
Employer contributions (assets) at end of year	2018-04-26	$0
Employer contributions (assets) at beginning of year	2018-04-26	$614,666
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-04-26	$16,830
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-04-26	Yes
Liabilities. Value of benefit claims payable at beginning of year	2018-04-26	$370,622
Did the plan have assets held for investment	2018-04-26	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-04-26	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-04-26	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-04-26	No
Opinion of an independent qualified public accountant for this plan	2018-04-26	Unqualified
Accountancy firm name	2018-04-26	SOMERSET CPAS, P.C.
Accountancy firm EIN	2018-04-26	201717681
2017 : SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$370,622
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$6,032,820
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$11,769,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$11,671,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,923,315
Value of total assets at end of year	2017-12-31	$20,486,873
Value of total assets at beginning of year	2017-12-31	$25,853,316
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$97,932
Total interest from all sources	2017-12-31	$387,726
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$648,245
Participant contributions at end of year	2017-12-31	$130,773
Participant contributions at beginning of year	2017-12-31	$118,936
Participant contributions at end of year	2017-12-31	$1,615
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$6,071,313
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$12,200,209
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$52,950
Other income not declared elsewhere	2017-12-31	$1,863,453
Administrative expenses (other) incurred	2017-12-31	$97,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-5,737,065
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$20,116,251
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$25,853,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$12,021,849
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$11,873,204
Interest on participant loans	2017-12-31	$6,146
Interest earned on other investments	2017-12-31	$381,580
Value of interest in common/collective trusts at end of year	2017-12-31	$1,614,359
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,414,525
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$32,298
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$97,605
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$97,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,858,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,222,120
Employer contributions (assets) at end of year	2017-12-31	$614,666
Employer contributions (assets) at beginning of year	2017-12-31	$148,837
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$11,671,953
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$370,622
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	SOMERSET CPAS, P.C.
Accountancy firm EIN	2017-12-31	201717681
2016 : SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$1,560
Total income from all sources (including contributions)	2016-12-31	$3,729,946
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$7,277,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$7,172,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,742,190
Value of total assets at end of year	2016-12-31	$25,853,316
Value of total assets at beginning of year	2016-12-31	$29,402,571
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$105,309
Total interest from all sources	2016-12-31	$391,620
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$588,177
Participant contributions at end of year	2016-12-31	$118,936
Participant contributions at beginning of year	2016-12-31	$110,740
Participant contributions at beginning of year	2016-12-31	$14,738
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$12,200,209
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$16,742,821
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$40,229
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$1,560
Other income not declared elsewhere	2016-12-31	$677,795
Administrative expenses (other) incurred	2016-12-31	$105,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-3,547,695
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$25,853,316
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$29,401,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$11,873,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$11,217,149
Interest on participant loans	2016-12-31	$3,806
Interest earned on other investments	2016-12-31	$387,814
Value of interest in common/collective trusts at end of year	2016-12-31	$1,414,525
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,118,773
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$97,605
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$4,837
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$4,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$918,341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,113,784
Employer contributions (assets) at end of year	2016-12-31	$148,837
Employer contributions (assets) at beginning of year	2016-12-31	$193,513
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$7,172,332
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	SOMERSET CPAS, P.C.
Accountancy firm EIN	2016-12-31	201717681
2015 : SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$1,560
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$36,484
Total income from all sources (including contributions)	2015-12-31	$806,108
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$814,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$712,994
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,557,666
Value of total assets at end of year	2015-12-31	$29,402,571
Value of total assets at beginning of year	2015-12-31	$29,446,210
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$101,829
Total interest from all sources	2015-12-31	$459,082
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$536,669
Participant contributions at end of year	2015-12-31	$110,740
Participant contributions at beginning of year	2015-12-31	$93,522
Participant contributions at end of year	2015-12-31	$14,738
Participant contributions at beginning of year	2015-12-31	$12,254
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$16,742,821
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$16,216,474
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$1,560
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$36,484
Other income not declared elsewhere	2015-12-31	$-889,538
Administrative expenses (other) incurred	2015-12-31	$101,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-8,715
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$29,401,011
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$29,409,726
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$11,217,149
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$12,068,442
Interest on participant loans	2015-12-31	$3,865
Interest earned on other investments	2015-12-31	$455,217
Value of interest in common/collective trusts at end of year	2015-12-31	$1,118,773
Value of interest in common/collective trusts at beginning of year	2015-12-31	$888,352
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$4,837
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$62,605
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$62,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-321,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,020,997
Employer contributions (assets) at end of year	2015-12-31	$193,513
Employer contributions (assets) at beginning of year	2015-12-31	$104,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$712,994
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	SOMERSET CPAS, P.C.
Accountancy firm EIN	2015-12-31	201717681
2014 : SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$36,484
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$42,218
Total income from all sources (including contributions)	2014-12-31	$3,060,479
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$945,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$870,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,569,812
Value of total assets at end of year	2014-12-31	$29,446,210
Value of total assets at beginning of year	2014-12-31	$27,336,567
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$74,898
Total interest from all sources	2014-12-31	$540,608
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$551,764
Participant contributions at end of year	2014-12-31	$93,522
Participant contributions at beginning of year	2014-12-31	$97,799
Participant contributions at end of year	2014-12-31	$12,254
Participant contributions at beginning of year	2014-12-31	$4,375
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$16,216,474
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$15,095,906
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$36,484
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$42,218
Other income not declared elsewhere	2014-12-31	$316,556
Administrative expenses (other) incurred	2014-12-31	$74,898
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,115,377
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$29,409,726
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$27,294,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$12,068,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$11,246,304
Interest on participant loans	2014-12-31	$4,183
Interest earned on other investments	2014-12-31	$536,425
Value of interest in common/collective trusts at end of year	2014-12-31	$888,352
Value of interest in common/collective trusts at beginning of year	2014-12-31	$753,202
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$62,605
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$14,327
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$14,327
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$633,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,018,048
Employer contributions (assets) at end of year	2014-12-31	$104,561
Employer contributions (assets) at beginning of year	2014-12-31	$124,654
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$870,204
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	SOMERSET CPAS, P.C.
Accountancy firm EIN	2014-12-31	201717681
2013 : SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$42,218
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$5,723,726
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$5,319,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,246,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,697,210
Value of total assets at end of year	2013-12-31	$27,336,567
Value of total assets at beginning of year	2013-12-31	$26,889,957
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$72,893
Total interest from all sources	2013-12-31	$502,704
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$552,914
Participant contributions at end of year	2013-12-31	$97,799
Participant contributions at beginning of year	2013-12-31	$73,347
Participant contributions at end of year	2013-12-31	$4,375
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$15,095,906
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$17,392,367
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$80,340
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$42,218
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$1,919,054
Administrative expenses (other) incurred	2013-12-31	$72,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$404,392
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$27,294,349
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$26,889,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$11,246,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,683,482
Interest on participant loans	2013-12-31	$2,842
Interest earned on other investments	2013-12-31	$499,862
Value of interest in common/collective trusts at end of year	2013-12-31	$753,202
Value of interest in common/collective trusts at beginning of year	2013-12-31	$572,873
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$14,327
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$29,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$29,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,604,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,063,956
Employer contributions (assets) at end of year	2013-12-31	$124,654
Employer contributions (assets) at beginning of year	2013-12-31	$138,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,246,441
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	SOMERSET CPAS, P.C.
Accountancy firm EIN	2013-12-31	201717681
2012 : SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,039,521
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$842,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$720,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,492,520
Value of total assets at end of year	2012-12-31	$26,889,957
Value of total assets at beginning of year	2012-12-31	$23,693,040
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$122,421
Total interest from all sources	2012-12-31	$528,350
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$567,251
Participant contributions at end of year	2012-12-31	$73,347
Participant contributions at beginning of year	2012-12-31	$80,039
Participant contributions at beginning of year	2012-12-31	$565
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$17,392,367
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$15,433,961
Other income not declared elsewhere	2012-12-31	$1,140,049
Administrative expenses (other) incurred	2012-12-31	$122,421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,196,917
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$26,889,957
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$23,693,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,683,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$7,437,693
Interest on participant loans	2012-12-31	$3,577
Interest earned on other investments	2012-12-31	$524,773
Value of interest in common/collective trusts at end of year	2012-12-31	$572,873
Value of interest in common/collective trusts at beginning of year	2012-12-31	$581,329
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$29,338
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$27,021
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$27,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$878,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$925,269
Employer contributions (assets) at end of year	2012-12-31	$138,550
Employer contributions (assets) at beginning of year	2012-12-31	$132,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$720,183
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	SOMERSET CPAS, P.C.
Accountancy firm EIN	2012-12-31	201717681
2011 : SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$993,527
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$421,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$300,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,535,154
Value of total assets at end of year	2011-12-31	$23,693,040
Value of total assets at beginning of year	2011-12-31	$23,120,852
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$120,588
Total interest from all sources	2011-12-31	$303,555
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$538,019
Participant contributions at end of year	2011-12-31	$80,039
Participant contributions at beginning of year	2011-12-31	$104,342
Participant contributions at end of year	2011-12-31	$565
Participant contributions at beginning of year	2011-12-31	$13,035
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$15,433,961
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$15,321,597
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$19,920
Other income not declared elsewhere	2011-12-31	$-710,492
Administrative expenses (other) incurred	2011-12-31	$120,588
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$572,188
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$23,693,040
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$23,120,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,437,693
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,300,619
Interest on participant loans	2011-12-31	$3,481
Interest earned on other investments	2011-12-31	$300,074
Value of interest in common/collective trusts at end of year	2011-12-31	$581,329
Value of interest in common/collective trusts at beginning of year	2011-12-31	$255,271
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$27,021
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$12,231
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$12,231
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-134,690
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$977,215
Employer contributions (assets) at end of year	2011-12-31	$132,432
Employer contributions (assets) at beginning of year	2011-12-31	$113,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$300,751
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	SOMERSET CPAS, P.C.
Accountancy firm EIN	2011-12-31	201717681
2010 : SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,036,216
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$710,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$603,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,610,938
Value of total assets at end of year	2010-12-31	$23,120,852
Value of total assets at beginning of year	2010-12-31	$19,795,087
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$107,303
Total interest from all sources	2010-12-31	$448,802
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$523,437
Participant contributions at end of year	2010-12-31	$104,342
Participant contributions at beginning of year	2010-12-31	$99,535
Participant contributions at end of year	2010-12-31	$13,035
Participant contributions at beginning of year	2010-12-31	$6,624
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$15,321,597
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$13,387,563
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$188,146
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$268
Other income not declared elsewhere	2010-12-31	$1,242,554
Administrative expenses (other) incurred	2010-12-31	$107,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,325,765
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$23,120,852
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$19,795,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,300,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,703,453
Interest on participant loans	2010-12-31	$5,062
Interest earned on other investments	2010-12-31	$443,808
Value of interest in common/collective trusts at end of year	2010-12-31	$255,271
Value of interest in common/collective trusts at beginning of year	2010-12-31	$514,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$12,231
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$10,803
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$10,803
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$-68
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$722,914
Net investment gain or loss from common/collective trusts	2010-12-31	$11,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$899,355
Employer contributions (assets) at end of year	2010-12-31	$113,757
Employer contributions (assets) at beginning of year	2010-12-31	$72,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$603,148
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	SOMERSET CPAS, P.C.
Accountancy firm EIN	2010-12-31	201717681
2009 : SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

2018: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	Yes
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SOUTH BEND ORTHOPAEDIC ASSOCIATES, INC.
Employer identification number (EIN):	351263039
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)