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AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 401k Plan overview

Plan NameAXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN
Plan identification number 002

AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HARVEST SUPERMARKETS, INC. has sponsored the creation of one or more 401k plans.

Company Name:HARVEST SUPERMARKETS, INC.
Employer identification number (EIN):351435967
NAIC Classification:445110
NAIC Description:Supermarkets and Other Grocery (except Convenience) Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-01-01ANDREW R ZELT ANDREW R ZELT2018-11-19
0022018-01-01ANDREW R ZELT ANDREW R ZELT2018-11-15
0022017-01-01ANDREW R ZELT ANDREW R ZELT2018-10-15
0022016-01-01ANDREW R ZELT ANDREW R ZELT2017-10-18
0022015-01-01ANDREW R ZELT ANDREW R ZELT2016-10-16
0022014-01-01ANDREW R ZELT
0022013-01-01ANDREW R ZELT ANDREW R ZELT2014-10-13
0022012-10-01ANDREW R ZELT ANDREW R ZELT2013-10-15

Plan Statistics for AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN

401k plan membership statisitcs for AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN

Measure Date Value
2018: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01324
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01234
Total number of active participants reported on line 7a of the Form 55002017-01-01262
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0147
Total of all active and inactive participants2017-01-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01310
Number of participants with account balances2017-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01246
Total number of active participants reported on line 7a of the Form 55002016-01-01198
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0131
Total of all active and inactive participants2016-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01230
Number of participants with account balances2016-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0132
2015: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01256
Total number of active participants reported on line 7a of the Form 55002015-01-01207
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0130
Total of all active and inactive participants2015-01-01237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01237
Number of participants with account balances2015-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0130
2014: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01263
Total number of active participants reported on line 7a of the Form 55002014-01-01218
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01235
Number of participants with account balances2014-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0117
2013: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01221
Total number of active participants reported on line 7a of the Form 55002013-01-01269
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-01281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01281
Number of participants with account balances2013-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01145
Total number of active participants reported on line 7a of the Form 55002012-10-01163
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-013
Total of all active and inactive participants2012-10-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01166
Number of participants with account balances2012-10-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010

Financial Data on AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN

Measure Date Value
2018 : AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-01-25$0
Total transfer of assets from this plan2018-01-25$1,667,773
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-01-25$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-01-25$2,063
Total income from all sources (including contributions)2018-01-25$76,732
Total loss/gain on sale of assets2018-01-25$0
Total of all expenses incurred2018-01-25$4,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-01-25$2,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-01-25$3,252
Value of total assets at end of year2018-01-25$0
Value of total assets at beginning of year2018-01-25$1,597,530
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-01-25$1,495
Total interest from all sources2018-01-25$42
Total dividends received (eg from common stock, registered investment company shares)2018-01-25$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-01-25No
Was this plan covered by a fidelity bond2018-01-25Yes
Value of fidelity bond cover2018-01-25$148,577
If this is an individual account plan, was there a blackout period2018-01-25No
Were there any nonexempt tranactions with any party-in-interest2018-01-25No
Contributions received from participants2018-01-25$3,252
Participant contributions at end of year2018-01-25$0
Participant contributions at beginning of year2018-01-25$17,425
Participant contributions at end of year2018-01-25$0
Participant contributions at beginning of year2018-01-25$1,044
Income. Received or receivable in cash from other sources (including rollovers)2018-01-25$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-01-25$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-01-25$278
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-01-25$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-01-25$2,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-01-25No
Income. Non cash contributions2018-01-25$0
Value of net income/loss2018-01-25$72,306
Value of net assets at end of year (total assets less liabilities)2018-01-25$0
Value of net assets at beginning of year (total assets less liabilities)2018-01-25$1,595,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-01-25No
Were any loans by the plan or fixed income obligations due to the plan in default2018-01-25No
Were any leases to which the plan was party in default or uncollectible2018-01-25No
Value of interest in pooled separate accounts at beginning of year2018-01-25$1,307,544
Income. Interest from loans (other than to participants)2018-01-25$42
Value of interest in common/collective trusts at end of year2018-01-25$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-01-25$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-01-25$242,384
Net investment gain/loss from pooled separate accounts2018-01-25$73,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-01-25No
Was there a failure to transmit to the plan any participant contributions2018-01-25No
Has the plan failed to provide any benefit when due under the plan2018-01-25No
Contributions received in cash from employer2018-01-25$0
Employer contributions (assets) at end of year2018-01-25$0
Employer contributions (assets) at beginning of year2018-01-25$28,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-01-25$2,931
Contract administrator fees2018-01-25$1,495
Did the plan have assets held for investment2018-01-25Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-01-25No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-01-25Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-01-25Yes
Opinion of an independent qualified public accountant for this plan2018-01-25Disclaimer
Accountancy firm name2018-01-25TEMPLETON & COMPANY
Accountancy firm EIN2018-01-25141918990
2017 : AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,063
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,468
Total income from all sources (including contributions)2017-12-31$388,567
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$72,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$59,849
Value of total corrective distributions2017-12-31$2,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$178,945
Value of total assets at end of year2017-12-31$1,597,530
Value of total assets at beginning of year2017-12-31$1,280,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$10,534
Total interest from all sources2017-12-31$1,043
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$148,577
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$61,840
Participant contributions at end of year2017-12-31$17,425
Participant contributions at beginning of year2017-12-31$31,283
Participant contributions at end of year2017-12-31$1,044
Participant contributions at beginning of year2017-12-31$1,168
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$88,250
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$278
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$287
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$2,063
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$1,468
Other income not declared elsewhere2017-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$316,121
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,595,467
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,279,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$1,307,544
Interest on participant loans2017-12-31$1,043
Value of interest in common/collective trusts at beginning of year2017-12-31$1,011,159
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$242,384
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$208,291
Net investment gain/loss from pooled separate accounts2017-12-31$208,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$28,855
Employer contributions (assets) at end of year2017-12-31$28,855
Employer contributions (assets) at beginning of year2017-12-31$28,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$59,849
Contract administrator fees2017-12-31$10,534
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31TEMPLETON & COMPANY
Accountancy firm EIN2017-12-31141918990
2016 : AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,468
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$528
Total income from all sources (including contributions)2016-12-31$191,142
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$235,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$213,409
Expenses. Certain deemed distributions of participant loans2016-12-31$1,806
Value of total corrective distributions2016-12-31$1,468
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$91,793
Value of total assets at end of year2016-12-31$1,280,814
Value of total assets at beginning of year2016-12-31$1,324,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18,822
Total interest from all sources2016-12-31$1,601
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$148,577
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$63,167
Participant contributions at end of year2016-12-31$31,283
Participant contributions at beginning of year2016-12-31$43,640
Participant contributions at end of year2016-12-31$1,168
Participant contributions at beginning of year2016-12-31$1,103
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$14,989
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$287
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$283
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$1,468
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$528
Administrative expenses (other) incurred2016-12-31$11,294
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-44,363
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,279,346
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,323,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$7,528
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,022,897
Interest on participant loans2016-12-31$1,601
Value of interest in common/collective trusts at end of year2016-12-31$1,011,159
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$208,291
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$228,468
Net investment gain/loss from pooled separate accounts2016-12-31$97,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$28,626
Employer contributions (assets) at end of year2016-12-31$28,626
Employer contributions (assets) at beginning of year2016-12-31$27,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$198,420
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31TEMPLETON & COMPANY
Accountancy firm EIN2016-12-31141918990
2015 : AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$528
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$15,664
Total income from all sources (including contributions)2015-12-31$45,385
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$197,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$175,473
Value of total corrective distributions2015-12-31$528
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$100,200
Value of total assets at end of year2015-12-31$1,324,237
Value of total assets at beginning of year2015-12-31$1,491,500
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$21,511
Total interest from all sources2015-12-31$1,963
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$148,577
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$72,354
Participant contributions at end of year2015-12-31$43,640
Participant contributions at beginning of year2015-12-31$51,652
Participant contributions at end of year2015-12-31$1,103
Participant contributions at beginning of year2015-12-31$1,699
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$283
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$269
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$528
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$15,664
Administrative expenses (other) incurred2015-12-31$7,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-152,127
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,323,709
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,475,836
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$9,851
Value of interest in pooled separate accounts at end of year2015-12-31$1,022,897
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,153,882
Interest on participant loans2015-12-31$1,963
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$228,468
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$240,564
Net investment gain/loss from pooled separate accounts2015-12-31$-56,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$27,846
Employer contributions (assets) at end of year2015-12-31$27,846
Employer contributions (assets) at beginning of year2015-12-31$43,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$175,473
Contract administrator fees2015-12-31$4,479
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31TEMPLETON & COMPANY
Accountancy firm EIN2015-12-31141918990
2014 : AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$15,664
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$655
Total income from all sources (including contributions)2014-12-31$144,173
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$153,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$117,948
Value of total corrective distributions2014-12-31$15,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$139,672
Value of total assets at end of year2014-12-31$1,491,500
Value of total assets at beginning of year2014-12-31$1,485,775
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,845
Total interest from all sources2014-12-31$1,960
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$12,382
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$148,577
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$96,238
Participant contributions at end of year2014-12-31$51,652
Participant contributions at end of year2014-12-31$1,699
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$269
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$15,664
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$655
Other income not declared elsewhere2014-12-31$27
Administrative expenses (other) incurred2014-12-31$7,463
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-9,284
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,475,836
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,485,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$1,153,882
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,180,745
Interest on participant loans2014-12-31$1,960
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$240,564
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$280,603
Net investment gain/loss from pooled separate accounts2014-12-31$2,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$43,434
Employer contributions (assets) at end of year2014-12-31$43,434
Employer contributions (assets) at beginning of year2014-12-31$24,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$117,948
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31TEMPLETON & COMPANY
Accountancy firm EIN2014-12-31141918990
2013 : AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$655
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$908
Total income from all sources (including contributions)2013-12-31$264,269
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$100,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$81,495
Value of total corrective distributions2013-12-31$645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$106,581
Value of total assets at end of year2013-12-31$1,485,775
Value of total assets at beginning of year2013-12-31$1,322,049
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$18,150
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$10,818
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$132,205
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$82,154
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$19,207
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$655
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$908
Administrative expenses (other) incurred2013-12-31$6,762
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$163,979
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,485,120
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,321,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$1,180,745
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,070,627
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$280,603
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$224,066
Net investment gain/loss from pooled separate accounts2013-12-31$157,688
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$24,427
Employer contributions (assets) at end of year2013-12-31$24,427
Employer contributions (assets) at beginning of year2013-12-31$8,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$81,495
Contract administrator fees2013-12-31$570
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31TEMPLETON & COMPANY
Accountancy firm EIN2013-12-31141918990
2012 : AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$1,271,177
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$908
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$52,613
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$0
Value of total corrective distributions2012-12-31$908
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$32,746
Value of total assets at end of year2012-12-31$1,322,049
Value of total assets at beginning of year2012-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,741
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$132,205
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$24,597
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$19,207
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$908
Other income not declared elsewhere2012-12-31$19,208
Administrative expenses (other) incurred2012-12-31$108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$49,964
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,321,141
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,070,627
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$224,066
Net investment gain/loss from pooled separate accounts2012-12-31$659
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$8,149
Employer contributions (assets) at end of year2012-12-31$8,149
Contract administrator fees2012-12-31$1,633
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31TEMPLETON & COMPANY
Accountancy firm EIN2012-12-31141918990

Form 5500 Responses for AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN

2018: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AXIOM MULTIPLE EMPLOYER 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-10-01Type of plan entityMulitple employer plan
2012-10-01First time form 5500 has been submittedYes
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP19219
Policy instance 1
Insurance contract or identification numberGP19219
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $969
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $969
Insurance broker organization code?4
Insurance broker nameTHURSTON SPRINGER MILLERHEAD
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP19219
Policy instance 1
Insurance contract or identification numberGP19219
Number of Individuals Covered103
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,313
Total amount of fees paid to insurance companyUSD $1,568
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,313
Insurance broker organization code?4
Amount paid for insurance broker fees944
Additional information about fees paid to insurance brokerTPA SUBSIDY
Insurance broker namePINNACLE FINANCIAL SERVICES, INC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP19219
Policy instance 1
Insurance contract or identification numberGP19219
Number of Individuals Covered80
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,357
Total amount of fees paid to insurance companyUSD $2,853
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,357
Insurance broker organization code?4
Amount paid for insurance broker fees2014
Additional information about fees paid to insurance brokerTPA SUBSIDY
Insurance broker name
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP19219
Policy instance 1
Insurance contract or identification numberGP19219
Number of Individuals Covered85
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,555
Total amount of fees paid to insurance companyUSD $3,006
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2133
Additional information about fees paid to insurance brokerTPA SUBSIDY
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $3,555
Insurance broker nameTHURSTON SPRINGER MILLERHERD &
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP19219
Policy instance 1
Insurance contract or identification numberGP19219
Number of Individuals Covered82
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,672
Total amount of fees paid to insurance companyUSD $3,105
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2080
Additional information about fees paid to insurance brokerTPA SUBSIDY
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $898
Insurance broker namePINNACLE FINANCIAL SERVICES, INC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP19219
Policy instance 1
Insurance contract or identification numberGP19219
Number of Individuals Covered84
Insurance policy start date2012-10-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $12,938
Total amount of fees paid to insurance companyUSD $3,028
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,938
Insurance broker organization code?4
Amount paid for insurance broker fees3000
Additional information about fees paid to insurance brokerTPA AWARDS
Insurance broker namePINNACLE FINANCIAL SERVICES, INC

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