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GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 401k Plan overview

Plan NameGOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN
Plan identification number 002

GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. has sponsored the creation of one or more 401k plans.

Company Name:GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC.
Employer identification number (EIN):351905018
NAIC Classification:624310
NAIC Description:Vocational Rehabilitation Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01MARITA CRAWFIS2023-10-13
0022021-01-01MARITA CRAWFIS2022-10-14
0022020-01-01MARITA CRAWFIS2021-10-12
0022019-01-01MARITA CRAWFIS2020-10-12
0022018-01-01
0022017-01-01CRYSTAL SEARS
0022016-01-01CRYSTAL SEARS
0022015-01-01CRYSTAL SEARS
0022014-01-01CRYSTAL SEARS
0022013-01-01CRYSTAL SEARS
0022012-01-01CRYSTAL SEARS
0022011-01-01CRYSTAL SEARS

Plan Statistics for GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN

401k plan membership statisitcs for GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN

Measure Date Value
2022: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01155
Total number of active participants reported on line 7a of the Form 55002022-01-01150
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0118
Total of all active and inactive participants2022-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01168
Number of participants with account balances2022-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-018
2021: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01175
Total number of active participants reported on line 7a of the Form 55002021-01-01138
Number of other retired or separated participants entitled to future benefits2021-01-0117
Total of all active and inactive participants2021-01-01155
Total participants2021-01-01155
Number of participants with account balances2021-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-019
2020: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01133
Total number of active participants reported on line 7a of the Form 55002020-01-01161
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0114
Total of all active and inactive participants2020-01-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01175
Number of participants with account balances2020-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-016
2019: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01120
Total number of active participants reported on line 7a of the Form 55002019-01-01126
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-017
Total of all active and inactive participants2019-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01133
Number of participants with account balances2019-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01138
Total number of active participants reported on line 7a of the Form 55002018-01-01113
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-017
Total of all active and inactive participants2018-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01120
Number of participants with account balances2018-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0114
2017: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01136
Total number of active participants reported on line 7a of the Form 55002017-01-01124
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0110
Total of all active and inactive participants2017-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01134
Number of participants with account balances2017-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01146
Total number of active participants reported on line 7a of the Form 55002016-01-01131
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-013
Total of all active and inactive participants2016-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01134
Number of participants with account balances2016-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0113
2015: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01137
Total number of active participants reported on line 7a of the Form 55002015-01-01130
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-017
Total of all active and inactive participants2015-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01138
Number of participants with account balances2015-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0113
2014: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01142
Total number of active participants reported on line 7a of the Form 55002014-01-01123
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-012
Total of all active and inactive participants2014-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01127
Number of participants with account balances2014-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0115
2013: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01143
Total number of active participants reported on line 7a of the Form 55002013-01-01135
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-012
Total of all active and inactive participants2013-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01137
Number of participants with account balances2013-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01128
Total number of active participants reported on line 7a of the Form 55002012-01-01128
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01132
Number of participants with account balances2012-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01187
Total number of active participants reported on line 7a of the Form 55002011-01-01122
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01127
Number of participants with account balances2011-01-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0112

Financial Data on GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN

Measure Date Value
2022 : GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-276,212
Total of all expenses incurred2022-12-31$685,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$653,499
Value of total corrective distributions2022-12-31$480
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$324,095
Value of total assets at end of year2022-12-31$2,998,541
Value of total assets at beginning of year2022-12-31$3,959,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$31,082
Total interest from all sources2022-12-31$439
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$87,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$87,669
Administrative expenses professional fees incurred2022-12-31$31,082
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$370,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$230,905
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-961,273
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,998,541
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,959,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,922,175
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,900,188
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$76,366
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$59,626
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$59,626
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$439
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-688,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$93,190
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$653,499
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2022-12-31351939627
2021 : GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$816,709
Total of all expenses incurred2021-12-31$460,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$430,725
Value of total corrective distributions2021-12-31$1,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$305,791
Value of total assets at end of year2021-12-31$3,959,814
Value of total assets at beginning of year2021-12-31$3,603,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$28,928
Total interest from all sources2021-12-31$64
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$280,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$280,386
Administrative expenses professional fees incurred2021-12-31$28,928
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$370,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$213,703
Participant contributions at beginning of year2021-12-31$7,358
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$356,017
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,959,814
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,603,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,900,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,522,035
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$59,626
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$71,065
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$71,065
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$64
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$230,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$92,088
Employer contributions (assets) at beginning of year2021-12-31$3,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$430,725
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BADEN GAGE AND SCHROEDER, LLC
Accountancy firm EIN2021-12-31351939627
2020 : GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$679,881
Total of all expenses incurred2020-12-31$130,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$105,808
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$284,614
Value of total assets at end of year2020-12-31$3,603,797
Value of total assets at beginning of year2020-12-31$3,054,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$24,573
Total interest from all sources2020-12-31$269
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$94,712
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$94,712
Administrative expenses professional fees incurred2020-12-31$24,573
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$370,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$197,727
Participant contributions at end of year2020-12-31$7,358
Other income not declared elsewhere2020-12-31$-1,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$549,500
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,603,797
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,054,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,522,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,952,219
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$71,065
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$64,873
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$64,873
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$269
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$37,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$301,782
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$86,887
Employer contributions (assets) at end of year2020-12-31$3,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$105,808
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BADEN GAGE AND SCHROEDER, LLC
Accountancy firm EIN2020-12-31351939627
2019 : GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$731,266
Total of all expenses incurred2019-12-31$67,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$48,138
Value of total corrective distributions2019-12-31$1,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$270,500
Value of total assets at end of year2019-12-31$3,054,297
Value of total assets at beginning of year2019-12-31$2,390,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$17,655
Total interest from all sources2019-12-31$1,145
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$78,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$78,891
Administrative expenses professional fees incurred2019-12-31$17,041
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$322,500
If this is an individual account plan, was there a blackout period2019-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$192,337
Administrative expenses (other) incurred2019-12-31$614
Total non interest bearing cash at beginning of year2019-12-31$2,352,727
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$664,084
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,054,297
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,390,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,952,219
Interest earned on other investments2019-12-31$333
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$64,873
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$812
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$37,205
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$37,486
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$380,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$78,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$48,138
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BADEN GAGE AND SCHROEDER, LLC
Accountancy firm EIN2019-12-31351939627
2018 : GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$131,339
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$866,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$831,464
Value of total corrective distributions2018-12-31$1,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$233,393
Value of total assets at end of year2018-12-31$2,390,213
Value of total assets at beginning of year2018-12-31$3,125,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$33,739
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$322,500
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$164,646
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Other income not declared elsewhere2018-12-31$300
Administrative expenses (other) incurred2018-12-31$2,715
Total non interest bearing cash at end of year2018-12-31$2,352,727
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-735,302
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,390,213
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,125,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$13,680
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,091,372
Interest earned on other investments2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$10
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$10
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$37,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$34,133
Net investment gain/loss from pooled separate accounts2018-12-31$-102,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$68,747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$831,464
Contract administrator fees2018-12-31$17,344
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BADEN, GAGE & SCHROEDER
Accountancy firm EIN2018-12-31351939627
2017 : GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$622,904
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$98,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$85,983
Value of total corrective distributions2017-12-31$1,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$237,732
Value of total assets at end of year2017-12-31$3,125,515
Value of total assets at beginning of year2017-12-31$2,600,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$10,712
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$300,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$167,552
Other income not declared elsewhere2017-12-31$243
Administrative expenses (other) incurred2017-12-31$2,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$524,727
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,125,515
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,600,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$3,091,372
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,570,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$10
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$331
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$34,133
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$30,202
Net investment gain/loss from pooled separate accounts2017-12-31$384,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$70,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$85,983
Contract administrator fees2017-12-31$8,547
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BADEN, GAGE & SCHROEDER
Accountancy firm EIN2017-12-31351939627
2016 : GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$406,444
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$78,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$62,949
Value of total corrective distributions2016-12-31$1,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$254,088
Value of total assets at end of year2016-12-31$2,600,788
Value of total assets at beginning of year2016-12-31$2,272,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$13,703
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$250,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$175,870
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,360
Other income not declared elsewhere2016-12-31$580
Administrative expenses (other) incurred2016-12-31$4,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$328,229
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,600,788
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,272,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$2,238
Value of interest in pooled separate accounts at end of year2016-12-31$2,570,255
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,244,984
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$331
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$11
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$11
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$30,202
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$27,564
Net investment gain/loss from pooled separate accounts2016-12-31$151,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$75,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$62,949
Contract administrator fees2016-12-31$6,618
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BADEN GAGE & SCHROEDER
Accountancy firm EIN2016-12-31351939627
2015 : GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$212
Total income from all sources (including contributions)2015-12-31$212,792
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$287,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$276,293
Value of total corrective distributions2015-12-31$1,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$246,562
Value of total assets at end of year2015-12-31$2,272,559
Value of total assets at beginning of year2015-12-31$2,347,591
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,841
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$250,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$171,167
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$212
Other income not declared elsewhere2015-12-31$184
Administrative expenses (other) incurred2015-12-31$1,716
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-74,820
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,272,559
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,347,379
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$1,652
Value of interest in pooled separate accounts at end of year2015-12-31$2,244,984
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,323,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$11
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$155
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$155
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$27,564
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$24,179
Net investment gain/loss from pooled separate accounts2015-12-31$-33,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$75,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$276,293
Contract administrator fees2015-12-31$6,473
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BADEN GAGE & SCHROEDER
Accountancy firm EIN2015-12-31351939627
2014 : GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$212
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$350,181
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$127,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$113,756
Value of total corrective distributions2014-12-31$1,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$246,963
Value of total assets at end of year2014-12-31$2,347,591
Value of total assets at beginning of year2014-12-31$2,124,500
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,956
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$2,154
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$250,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$162,954
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$12,254
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$212
Other income not declared elsewhere2014-12-31$237
Administrative expenses (other) incurred2014-12-31$3,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$222,879
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,347,379
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,124,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$2,323,257
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,096,808
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$155
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$24,179
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$27,692
Net investment gain/loss from pooled separate accounts2014-12-31$102,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$71,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$113,756
Contract administrator fees2014-12-31$6,151
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BADEN GAGE & SCHROEDER
Accountancy firm EIN2014-12-31351939627
2013 : GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$457,078
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$111,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$100,850
Value of total corrective distributions2013-12-31$2,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$224,201
Value of total assets at end of year2013-12-31$2,124,500
Value of total assets at beginning of year2013-12-31$1,779,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,867
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$1,567
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$149,435
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,044
Other income not declared elsewhere2013-12-31$408
Administrative expenses (other) incurred2013-12-31$2,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$345,143
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,124,500
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,779,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$2,096,808
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,742,010
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$27,692
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$37,347
Net investment gain/loss from pooled separate accounts2013-12-31$232,469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$72,722
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$100,850
Contract administrator fees2013-12-31$5,243
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BADEN GAGE & SCHROEDER
Accountancy firm EIN2013-12-31351913962
2012 : GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$370,780
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$42,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$32,663
Value of total corrective distributions2012-12-31$2,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$200,694
Value of total assets at end of year2012-12-31$1,779,357
Value of total assets at beginning of year2012-12-31$1,450,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,000
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$2,564
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$134,574
Other income not declared elsewhere2012-12-31$1,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$328,741
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,779,357
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,450,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,742,010
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,410,376
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$37,347
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$40,240
Net investment gain/loss from pooled separate accounts2012-12-31$168,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$66,120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$32,663
Contract administrator fees2012-12-31$4,436
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BADEN GAGE & SCHROEDER, LLC
Accountancy firm EIN2012-12-31351939627
2011 : GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,544,407
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$93,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$88,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,552,481
Value of total assets at end of year2011-12-31$1,450,616
Value of total assets at beginning of year2011-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,654
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$126,350
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,362,260
Other income not declared elsewhere2011-12-31$1,617
Administrative expenses (other) incurred2011-12-31$1,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,450,616
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,450,616
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$3
Value of interest in pooled separate accounts at end of year2011-12-31$1,410,376
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$40,240
Net investment gain/loss from pooled separate accounts2011-12-31$-9,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$63,871
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$88,137
Contract administrator fees2011-12-31$3,764
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BADEN GAGE & SCHROEDER, LLC
Accountancy firm EIN2011-12-31351939627

Form 5500 Responses for GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN

2022: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GOODWILL INDUSTRIES OF NORTHEAST INDIANA, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01First time form 5500 has been submittedYes
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99324
Policy instance 1
Insurance contract or identification number99324
Total amount of fees paid to insurance companyUSD $1,496
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planYes
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99324
Policy instance 1
Insurance contract or identification number99324
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of fees paid to insurance companyUSD $614
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planYes
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitYes
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Unemployment Insurance Welfare BenefitYes
Amount paid for insurance broker fees614
Additional information about fees paid to insurance brokerTPA FEES PAID
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99324
Policy instance 1
Insurance contract or identification number99324
Number of Individuals Covered2
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,259
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees2715
Additional information about fees paid to insurance brokerTPA FEES PAID
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99324
Policy instance 1
Insurance contract or identification number99324
Number of Individuals Covered107
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,596
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees2165
Additional information about fees paid to insurance brokerTPA FEES PAID
Insurance broker organization code?5
Insurance broker nameASCENSUS CONSULTING
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99324
Policy instance 1
Insurance contract or identification number99324
Number of Individuals Covered108
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $14,775
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees11922
Additional information about fees paid to insurance brokerRIA FEES PAID
Insurance broker organization code?4
Insurance broker nameASCENSUS CONSULTING
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99324
Policy instance 1
Insurance contract or identification number99324
Number of Individuals Covered107
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $14,602
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees11322
Additional information about fees paid to insurance brokerRIA FEES PAID
Insurance broker organization code?4
Insurance broker nameASCENSUS CONSULTING
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99324
Policy instance 1
Insurance contract or identification number99324
Number of Individuals Covered116
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $6,970
Total amount of fees paid to insurance companyUSD $6,006
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $6,970
Insurance broker organization code?4
Amount paid for insurance broker fees3417
Additional information about fees paid to insurance brokerRIA FEES PAID
Insurance broker nameBADEN RETIREMENT PLAN SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99324
Policy instance 1
Insurance contract or identification number99324
Number of Individuals Covered110
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $8,025
Total amount of fees paid to insurance companyUSD $2,715
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $6,589
Insurance broker organization code?4
Amount paid for insurance broker fees1753
Additional information about fees paid to insurance brokerFEES PAID
Insurance broker nameBADEN RETIREMENT PLAN SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99324
Policy instance 1
Insurance contract or identification number99324
Number of Individuals Covered88
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $6,327
Total amount of fees paid to insurance companyUSD $5,925
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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