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NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan NameNATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN
Plan identification number 001

NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIONAL DISTRIBUTORS INC. has sponsored the creation of one or more 401k plans.

Company Name:NATIONAL DISTRIBUTORS INC.
Employer identification number (EIN):352074701
NAIC Classification:484120
NAIC Description: General Freight Trucking, Long-Distance

Additional information about NATIONAL DISTRIBUTORS INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1999-03-15
Company Identification Number: 1067101
Legal Registered Office Address: 41 S HIGH ST
STE 2900
COLUMBUS
United States of America (USA)
432150000

More information about NATIONAL DISTRIBUTORS INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01JENNIFER HUFFINES2024-05-22 JENNIFER HUFFINES2024-05-22
0012022-01-01JENNIFER HUFFINES2023-07-12
0012021-01-01JENNIFER HUFFINES2022-06-01 JENNIFER HUFFINES2022-06-01
0012020-01-01JENNIFER HUFFINES2021-08-03 JENNIFER HUFFINES2021-08-03
0012020-01-01JENNIFER HUFFINES2021-09-29 JENNIFER HUFFINES2021-09-29
0012019-01-01JENNIFER HUFFINES2020-10-07 JENNIFER HUFFINES2020-10-07
0012018-01-01JENNIFER HUFFINES2019-10-08 JENNIFER HUFFINES2019-10-08
0012018-01-01JENNIFER HUFFINES2020-10-08 JENNIFER HUFFINES2020-10-08
0012017-01-01JENNIFER HUFFINES2018-10-09 JENNIFER HUFFINES2018-10-09
0012017-01-01JENNIFER HUFFINES2019-07-01 JENNIFER HUFFINES2019-07-01
0012016-01-01NICK WHITE NICK WHITE2017-10-16
0012016-01-01
0012016-01-01
0012016-01-01
0012015-01-01NICK WHITE
0012015-01-01NICK WHITE
0012014-01-01GREG MACK
0012014-01-01NICHOLAS WHITE
0012013-01-01SUSAN OSTRADER SUSAN OSTRADER2014-10-14
0012012-01-01SUSAN OSTRADER SUSAN OSTRADER2013-10-11
0012011-01-01SUSAN OSTRADER SUSAN OSTRADER2012-10-04
0012009-01-01SUSAN OSTRADER

Plan Statistics for NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN

401k plan membership statisitcs for NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2016: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0194
Total number of active participants reported on line 7a of the Form 55002016-01-0176
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0122
Total of all active and inactive participants2016-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0198
Number of participants with account balances2016-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01105
Total number of active participants reported on line 7a of the Form 55002015-01-0152
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0140
Total of all active and inactive participants2015-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0192
Number of participants with account balances2015-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
2014: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01126
Total number of active participants reported on line 7a of the Form 55002014-01-0163
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0142
Total of all active and inactive participants2014-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01105
Number of participants with account balances2014-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0113
2013: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01215
Total number of active participants reported on line 7a of the Form 55002013-01-0188
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0137
Total of all active and inactive participants2013-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01125
Number of participants with account balances2013-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0137
2012: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01207
Total number of active participants reported on line 7a of the Form 55002012-01-01187
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0124
Total of all active and inactive participants2012-01-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01211
Number of participants with account balances2012-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0141
2011: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01351
Total number of active participants reported on line 7a of the Form 55002011-01-01179
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0122
Total of all active and inactive participants2011-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01201
Number of participants with account balances2011-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0132
2009: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01371
Total number of active participants reported on line 7a of the Form 55002009-01-01196
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01151
Total of all active and inactive participants2009-01-01347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01347
Number of participants with account balances2009-01-01279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0188

Financial Data on NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2016 : NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$114,037
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$118,688
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$102,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$52,868
Value of total assets at end of year2016-12-31$1,029,431
Value of total assets at beginning of year2016-12-31$1,034,082
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,624
Total interest from all sources2016-12-31$848
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$16,624
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$300,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$52,868
Participant contributions at end of year2016-12-31$22,034
Participant contributions at beginning of year2016-12-31$15,837
Participant contributions at end of year2016-12-31$1,362
Participant contributions at beginning of year2016-12-31$1,767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-4,651
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,029,431
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,034,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$855,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$870,155
Interest on participant loans2016-12-31$848
Income. Interest from loans (other than to participants)2016-12-31$848
Value of interest in common/collective trusts at end of year2016-12-31$150,570
Value of interest in common/collective trusts at beginning of year2016-12-31$146,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$56,922
Net investment gain or loss from common/collective trusts2016-12-31$3,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$102,064
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HARDING, SHYMANSKI & COMPANY, PSC
Accountancy firm EIN2016-12-31351346211
2015 : NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$74,201
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$320,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$301,434
Expenses. Certain deemed distributions of participant loans2015-12-31$681
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$67,472
Value of total assets at end of year2015-12-31$1,035,238
Value of total assets at beginning of year2015-12-31$1,281,181
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$18,029
Total interest from all sources2015-12-31$242
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$18,029
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$300,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$67,472
Participant contributions at end of year2015-12-31$15,837
Participant contributions at beginning of year2015-12-31$6,562
Participant contributions at end of year2015-12-31$2,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-245,943
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,035,238
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,281,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$870,155
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,116,114
Interest on participant loans2015-12-31$242
Value of interest in common/collective trusts at end of year2015-12-31$146,323
Value of interest in common/collective trusts at beginning of year2015-12-31$158,505
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$2,784
Net investment gain or loss from common/collective trusts2015-12-31$3,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$301,434
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HARDING, SHYMANSKI & COMPANY, PSC
Accountancy firm EIN2015-12-31351346211
2014 : NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$170,560
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$234,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$214,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$89,044
Value of total assets at end of year2014-12-31$1,281,181
Value of total assets at beginning of year2014-12-31$1,344,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,188
Total interest from all sources2014-12-31$799
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$19,188
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$300,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$87,986
Participant contributions at end of year2014-12-31$6,562
Participant contributions at beginning of year2014-12-31$39,378
Participant contributions at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-63,479
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,281,181
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,344,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,116,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,142,833
Interest on participant loans2014-12-31$799
Value of interest in common/collective trusts at end of year2014-12-31$158,505
Value of interest in common/collective trusts at beginning of year2014-12-31$162,449
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$77,003
Net investment gain or loss from common/collective trusts2014-12-31$3,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$214,851
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HARDING, SHYMANSKI & COMPANY, PSC
Accountancy firm EIN2014-12-31351346211
2013 : NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$345,034
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$267,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$241,589
Expenses. Certain deemed distributions of participant loans2013-12-31$6,572
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$117,128
Value of total assets at end of year2013-12-31$1,344,660
Value of total assets at beginning of year2013-12-31$1,267,313
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$19,526
Total interest from all sources2013-12-31$1,255
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$15,849
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$300,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$117,128
Participant contributions at end of year2013-12-31$39,378
Participant contributions at beginning of year2013-12-31$32,486
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$1,629
Administrative expenses (other) incurred2013-12-31$3,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$77,347
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,344,660
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,267,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,142,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,043,795
Interest on participant loans2013-12-31$1,255
Value of interest in common/collective trusts at end of year2013-12-31$162,449
Value of interest in common/collective trusts at beginning of year2013-12-31$189,403
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$222,148
Net investment gain or loss from common/collective trusts2013-12-31$4,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$241,589
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HARDING, SHYMANSKI & COMPANY, PSC
Accountancy firm EIN2013-12-31351346211
2012 : NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$348,326
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$239,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$215,182
Expenses. Certain deemed distributions of participant loans2012-12-31$3,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$178,890
Value of total assets at end of year2012-12-31$1,267,313
Value of total assets at beginning of year2012-12-31$1,158,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$20,602
Total interest from all sources2012-12-31$1,347
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$20,602
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$177,787
Participant contributions at end of year2012-12-31$32,486
Participant contributions at beginning of year2012-12-31$27,171
Participant contributions at end of year2012-12-31$1,629
Participant contributions at beginning of year2012-12-31$5,042
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$108,756
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,267,313
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,158,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,043,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$932,045
Interest on participant loans2012-12-31$1,347
Value of interest in common/collective trusts at end of year2012-12-31$189,403
Value of interest in common/collective trusts at beginning of year2012-12-31$194,299
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$167,293
Net investment gain or loss from common/collective trusts2012-12-31$796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$215,182
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HARDING, SHYMANSKI & COMPANY, PSC
Accountancy firm EIN2012-12-31351346211
2011 : NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$89,720
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$263,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$240,295
Value of total corrective distributions2011-12-31$259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$172,916
Value of total assets at end of year2011-12-31$1,158,557
Value of total assets at beginning of year2011-12-31$1,332,759
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$23,368
Total interest from all sources2011-12-31$1,493
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$23,949
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$23,949
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$172,916
Participant contributions at end of year2011-12-31$27,171
Participant contributions at beginning of year2011-12-31$29,339
Participant contributions at end of year2011-12-31$5,042
Participant contributions at beginning of year2011-12-31$3,391
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$23,368
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-174,202
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,158,557
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,332,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$932,045
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,064,281
Interest on participant loans2011-12-31$1,493
Value of interest in common/collective trusts at end of year2011-12-31$194,299
Value of interest in common/collective trusts at beginning of year2011-12-31$235,748
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-109,360
Net investment gain or loss from common/collective trusts2011-12-31$722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$240,295
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KATZ SAPPER & MILLER, LLP
Accountancy firm EIN2011-12-31351090346
2010 : NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,295
Total income from all sources (including contributions)2010-12-31$323,812
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$372,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$344,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$141,969
Value of total assets at end of year2010-12-31$1,332,759
Value of total assets at beginning of year2010-12-31$1,387,738
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$27,791
Total interest from all sources2010-12-31$2,217
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$26,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$26,699
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$141,969
Participant contributions at end of year2010-12-31$29,339
Participant contributions at beginning of year2010-12-31$55,485
Participant contributions at end of year2010-12-31$3,391
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$6,295
Administrative expenses (other) incurred2010-12-31$27,791
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-48,684
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,332,759
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,381,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,064,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$991,186
Interest on participant loans2010-12-31$2,217
Value of interest in common/collective trusts at end of year2010-12-31$235,748
Value of interest in common/collective trusts at beginning of year2010-12-31$341,067
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$152,182
Net investment gain or loss from common/collective trusts2010-12-31$745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$344,705
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KATZ SAPPER & MILLER, LLP
Accountancy firm EIN2010-12-31351090346
2009 : NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN

2016: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NATIONAL HOLDING COMPANY, INC. AND RELATED COMPANIES PROFIT SHARING AND 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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