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MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 401k Plan overview

Plan NameMUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN
Plan identification number 003

MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

MUSEUM OF SCIENCE AND INDUSTRY has sponsored the creation of one or more 401k plans.

Company Name:MUSEUM OF SCIENCE AND INDUSTRY
Employer identification number (EIN):362167797
NAIC Classification:712100
NAIC Description: Museums, Historical Sites, and Similar Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032015-01-01ROSE FEALY
0032014-01-01STACEY KRAFT
0032013-01-01STACEY KRAFT
0032012-01-01STACEY KRAFT
0032011-01-01DENISE JOHNSON
0032009-01-01JEREMY YONAN

Plan Statistics for MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN

401k plan membership statisitcs for MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN

Measure Date Value
2015: MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01491
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Total participants2015-01-010
2014: MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01517
Total number of active participants reported on line 7a of the Form 55002014-01-01405
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0184
Total of all active and inactive participants2014-01-01490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01491
Number of participants with account balances2014-01-01434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01476
Total number of active participants reported on line 7a of the Form 55002013-01-01419
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0195
Total of all active and inactive participants2013-01-01514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-01517
Number of participants with account balances2013-01-01449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01461
Total number of active participants reported on line 7a of the Form 55002012-01-01374
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01101
Total of all active and inactive participants2012-01-01475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01476
Number of participants with account balances2012-01-01419
2011: MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01259
Total number of active participants reported on line 7a of the Form 55002011-01-01359
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0199
Total of all active and inactive participants2011-01-01458
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01461
Number of participants with account balances2011-01-01404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01269
Total number of active participants reported on line 7a of the Form 55002009-01-01259
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01268
Number of participants with account balances2009-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN

Measure Date Value
2015 : MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-03-31$0
Total transfer of assets from this plan2015-03-31$102
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total income from all sources (including contributions)2015-03-31$263,661
Total loss/gain on sale of assets2015-03-31$0
Total of all expenses incurred2015-03-31$15,275,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$15,273,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$0
Value of total assets at end of year2015-03-31$0
Value of total assets at beginning of year2015-03-31$15,011,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$2,043
Total interest from all sources2015-03-31$16,134
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$9,150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-03-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-03-31$9,150
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$1,000,000
If this is an individual account plan, was there a blackout period2015-03-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Contributions received from participants2015-03-31$0
Participant contributions at end of year2015-03-31$0
Participant contributions at beginning of year2015-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-03-31$0
Other income not declared elsewhere2015-03-31$22,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Income. Non cash contributions2015-03-31$0
Value of net income/loss2015-03-31$-15,011,533
Value of net assets at end of year (total assets less liabilities)2015-03-31$0
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$15,011,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Investment advisory and management fees2015-03-31$2,043
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-03-31$12,244,173
Value of interest in pooled separate accounts at end of year2015-03-31$0
Value of interest in pooled separate accounts at beginning of year2015-03-31$352,674
Interest earned on other investments2015-03-31$16,130
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-03-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-03-31$357,963
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-03-31$357,963
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-03-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-03-31$2,056,825
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-03-31$205,526
Net investment gain/loss from pooled separate accounts2015-03-31$9,998
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31No
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$15,273,151
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-03-31Yes
Did the plan have assets held for investment2015-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31WASHINGTON, PITTMAN & MCKEEVER, LLC
Accountancy firm EIN2015-03-31364189747
2014 : MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,102,000
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,251,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,244,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,014,278
Value of total assets at end of year2014-12-31$15,011,635
Value of total assets at beginning of year2014-12-31$15,160,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,541
Total interest from all sources2014-12-31$73,065
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$541,003
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$541,003
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$938,754
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$64,857
Administrative expenses (other) incurred2014-12-31$6,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-149,280
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,011,635
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$15,160,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,244,173
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,251,261
Value of interest in pooled separate accounts at end of year2014-12-31$352,674
Value of interest in pooled separate accounts at beginning of year2014-12-31$372,477
Interest on participant loans2014-12-31$16
Interest earned on other investments2014-12-31$72,919
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$357,963
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$443,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$443,745
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$130
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,056,825
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,093,432
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$17,357
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$434,363
Net investment gain/loss from pooled separate accounts2014-12-31$39,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$10,667
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,227,382
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WASHINGTON, PITTMAN & MCKEEVER, LLC
Accountancy firm EIN2014-12-31364189747
2013 : MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,573,247
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,106,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,100,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,120,741
Value of total assets at end of year2013-12-31$15,160,915
Value of total assets at beginning of year2013-12-31$12,694,044
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,112
Total interest from all sources2013-12-31$71,002
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$387,667
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$387,667
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$158,352
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$2
Administrative expenses (other) incurred2013-12-31$6,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,466,871
Value of net assets at end of year (total assets less liabilities)2013-12-31$15,160,915
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$12,694,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,251,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,651,273
Value of interest in pooled separate accounts at end of year2013-12-31$372,477
Value of interest in pooled separate accounts at beginning of year2013-12-31$291,832
Interest on participant loans2013-12-31$4
Interest earned on other investments2013-12-31$70,937
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$443,745
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$816,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$816,091
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$61
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,093,432
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,934,848
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,967,113
Net investment gain/loss from pooled separate accounts2013-12-31$26,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$962,389
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,100,264
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WASHINGTON, PITTMAN & MCKEEVER, LLC
Accountancy firm EIN2013-12-31364189747
2012 : MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$85,065
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,314,281
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$373,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$366,416
Value of total corrective distributions2012-12-31$989
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,033,921
Value of total assets at end of year2012-12-31$12,694,044
Value of total assets at beginning of year2012-12-31$10,667,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,657
Total interest from all sources2012-12-31$64,434
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$127,976
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$127,976
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$904,397
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$7,688
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$129,524
Administrative expenses (other) incurred2012-12-31$5,657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,941,219
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,694,044
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,667,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,651,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,270,234
Value of interest in pooled separate accounts at end of year2012-12-31$291,832
Value of interest in pooled separate accounts at beginning of year2012-12-31$236,607
Interest earned on other investments2012-12-31$64,339
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$816,091
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$509,647
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$509,647
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$95
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,934,848
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,643,584
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,062,432
Net investment gain/loss from pooled separate accounts2012-12-31$25,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$366,416
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WASHINGTON, PITTMAN & MCKEEVER, LLC
Accountancy firm EIN2012-12-31364189747
2011 : MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$792,306
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$645,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$640,382
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$909,794
Value of total assets at end of year2011-12-31$10,667,760
Value of total assets at beginning of year2011-12-31$10,520,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,001
Total interest from all sources2011-12-31$54,485
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$120,912
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$120,912
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$791,916
Participant contributions at end of year2011-12-31$7,688
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$117,878
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Administrative expenses (other) incurred2011-12-31$5,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$146,923
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,667,760
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,520,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,270,234
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,606,032
Value of interest in pooled separate accounts at end of year2011-12-31$236,607
Value of interest in pooled separate accounts at beginning of year2011-12-31$259,245
Interest earned on other investments2011-12-31$54,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$509,647
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$62
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,643,584
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,655,560
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-325,572
Net investment gain/loss from pooled separate accounts2011-12-31$32,687
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$640,382
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WASHINGTON, PITTMAN & MCKEEVER, LLC
Accountancy firm EIN2011-12-31364189747
2010 : MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets from this plan2010-12-31$26,994
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,815,883
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$419,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$414,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$730,141
Value of total assets at end of year2010-12-31$10,520,837
Value of total assets at beginning of year2010-12-31$9,151,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,684
Total interest from all sources2010-12-31$52,464
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$718,852
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$11,289
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,396,578
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,520,837
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,151,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$4,684
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,606,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,199,453
Value of interest in pooled separate accounts at end of year2010-12-31$259,245
Value of interest in pooled separate accounts at beginning of year2010-12-31$243,318
Interest earned on other investments2010-12-31$52,464
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,655,560
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,708,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,001,152
Net investment gain/loss from pooled separate accounts2010-12-31$32,126
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$414,621
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WASHINGTON, PITTMAN & MCKEEVER, LLC
Accountancy firm EIN2010-12-31364189747
2009 : MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN

2015: MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MUSEUM OF SCIENCE & INDUSTRY RETIREMENT INCOME SAVINGS 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365824
Policy instance 1
Insurance contract or identification number365824
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365824
Policy instance 1
Insurance contract or identification number365824
Number of Individuals Covered166
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365824
Policy instance 1
Insurance contract or identification number365824
Number of Individuals Covered180
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker name
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365824
Policy instance 1
Insurance contract or identification number365824
Number of Individuals Covered181
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365824
Policy instance 1
Insurance contract or identification number365824
Number of Individuals Covered183
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number105
Policy instance 1
Insurance contract or identification number105
Number of Individuals Covered190
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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