NORTHWESTERN UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN
401k plan membership statisitcs for NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2022: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2022 401k membership |
|---|
| Market value of plan assets | 2022-08-31 | 402,271 |
| Acturial value of plan assets | 2022-08-31 | 402,271 |
| Funding target for retired participants and beneficiaries receiving payment | 2022-08-31 | 120,278 |
| Number of terminated vested participants | 2022-08-31 | 27 |
| Fundng target for terminated vested participants | 2022-08-31 | 393,958 |
| Active participant vested funding target | 2022-08-31 | 0 |
| Number of active participants | 2022-08-31 | 0 |
| Total funding liabilities for active participants | 2022-08-31 | 0 |
| Total participant count | 2022-08-31 | 89 |
| Total funding target for all participants | 2022-08-31 | 514,236 |
| Balance at beginning of prior year after applicable adjustments | 2022-08-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2022-08-31 | 36,089 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2022-08-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2022-08-31 | 28,084 |
| Amount remaining of carryover balance | 2022-08-31 | 0 |
| Amount remaining of prefunding balance | 2022-08-31 | 8,005 |
| Present value of excess contributions | 2022-08-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2022-08-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2022-08-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2022-08-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2022-08-31 | 0 |
| Balance of carryovers at beginning of current year | 2022-08-31 | 0 |
| Balance of prefunding at beginning of current year | 2022-08-31 | 8,302 |
| Total employer contributions | 2022-08-31 | 23,199 |
| Total employee contributions | 2022-08-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2022-08-31 | 22,352 |
| Liquidity shortfalls end of Q1 | 2022-08-31 | 0 |
| Liquidity shortfalls end of Q2 | 2022-08-31 | 0 |
| Liquidity shortfalls end of Q3 | 2022-08-31 | 0 |
| Liquidity shortfalls end of Q4 | 2022-08-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2022-08-31 | 0 |
| Minimum required contributions for current year target normal cost | 2022-08-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2022-08-31 | 120,267 |
| Waiver amortization installment | 2022-08-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2022-08-31 | 30,654 |
| Carryover balance elected to use to offset funding requirement | 2022-08-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2022-08-31 | 8,302 |
| Additional cash requirement | 2022-08-31 | 22,352 |
| Contributions allocatedtoward minimum required contributions for current year | 2022-08-31 | 22,352 |
| Unpaid minimum required contributions for current year | 2022-08-31 | 0 |
| Unpaid minimum required contributions for all years | 2022-08-31 | 0 |
| 2021: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-09-01 | 89 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-09-01 | 0 |
| Number of retired or separated participants receiving benefits | 2021-09-01 | 44 |
| Number of other retired or separated participants entitled to future benefits | 2021-09-01 | 9 |
| Total of all active and inactive participants | 2021-09-01 | 53 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-09-01 | 29 |
| Total participants | 2021-09-01 | 82 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-09-01 | 0 |
| Market value of plan assets | 2021-08-31 | 676,274 |
| Acturial value of plan assets | 2021-08-31 | 676,274 |
| Funding target for retired participants and beneficiaries receiving payment | 2021-08-31 | 139,570 |
| Number of terminated vested participants | 2021-08-31 | 32 |
| Fundng target for terminated vested participants | 2021-08-31 | 646,880 |
| Active participant vested funding target | 2021-08-31 | 1,085 |
| Number of active participants | 2021-08-31 | 1 |
| Total funding liabilities for active participants | 2021-08-31 | 1,085 |
| Total participant count | 2021-08-31 | 102 |
| Total funding target for all participants | 2021-08-31 | 787,535 |
| Balance at beginning of prior year after applicable adjustments | 2021-08-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2021-08-31 | 39,988 |
| Prefunding balanced used to offset prior years funding requirement | 2021-08-31 | 5,310 |
| Amount remaining of carryover balance | 2021-08-31 | 0 |
| Amount remaining of prefunding balance | 2021-08-31 | 34,678 |
| Present value of excess contributions | 2021-08-31 | 5 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2021-08-31 | 5 |
| Reductions in prefunding balances due to elections or deemed elections | 2021-08-31 | 0 |
| Balance of carryovers at beginning of current year | 2021-08-31 | 0 |
| Balance of prefunding at beginning of current year | 2021-08-31 | 36,089 |
| Total employer contributions | 2021-08-31 | 4,409 |
| Total employee contributions | 2021-08-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2021-08-31 | 4,102 |
| Liquidity shortfalls end of Q1 | 2021-08-31 | 0 |
| Liquidity shortfalls end of Q2 | 2021-08-31 | 0 |
| Liquidity shortfalls end of Q3 | 2021-08-31 | 0 |
| Liquidity shortfalls end of Q4 | 2021-08-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2021-08-31 | 0 |
| Minimum required contributions for current year target normal cost | 2021-08-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2021-08-31 | 147,350 |
| Total funding amount beforereflecting carryover/prefunding balances | 2021-08-31 | 32,186 |
| Prefunding balance elected to use to offset funding requirement | 2021-08-31 | 28,084 |
| Additional cash requirement | 2021-08-31 | 4,102 |
| Contributions allocatedtoward minimum required contributions for current year | 2021-08-31 | 4,102 |
| Unpaid minimum required contributions for current year | 2021-08-31 | 0 |
| Unpaid minimum required contributions for all years | 2021-08-31 | 0 |
| 2020: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-09-01 | 102 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-09-01 | 0 |
| Number of retired or separated participants receiving benefits | 2020-09-01 | 50 |
| Number of other retired or separated participants entitled to future benefits | 2020-09-01 | 9 |
| Total of all active and inactive participants | 2020-09-01 | 59 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-09-01 | 30 |
| Total participants | 2020-09-01 | 89 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-09-01 | 0 |
| Market value of plan assets | 2020-08-31 | 789,572 |
| Acturial value of plan assets | 2020-08-31 | 789,572 |
| Funding target for retired participants and beneficiaries receiving payment | 2020-08-31 | 134,191 |
| Number of terminated vested participants | 2020-08-31 | 54 |
| Fundng target for terminated vested participants | 2020-08-31 | 771,773 |
| Active participant vested funding target | 2020-08-31 | 1,034 |
| Number of active participants | 2020-08-31 | 1 |
| Total funding liabilities for active participants | 2020-08-31 | 1,034 |
| Total participant count | 2020-08-31 | 126 |
| Total funding target for all participants | 2020-08-31 | 906,998 |
| Balance at beginning of prior year after applicable adjustments | 2020-08-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2020-08-31 | 0 |
| Amount remaining of carryover balance | 2020-08-31 | 0 |
| Amount remaining of prefunding balance | 2020-08-31 | 0 |
| Present value of excess contributions | 2020-08-31 | 38,033 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2020-08-31 | 39,988 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2020-08-31 | 39,988 |
| Balance of carryovers at beginning of current year | 2020-08-31 | 0 |
| Balance of prefunding at beginning of current year | 2020-08-31 | 39,988 |
| Total employer contributions | 2020-08-31 | 27,218 |
| Total employee contributions | 2020-08-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2020-08-31 | 25,546 |
| Liquidity shortfalls end of Q1 | 2020-08-31 | 0 |
| Liquidity shortfalls end of Q2 | 2020-08-31 | 0 |
| Liquidity shortfalls end of Q3 | 2020-08-31 | 0 |
| Liquidity shortfalls end of Q4 | 2020-08-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2020-08-31 | 0 |
| Minimum required contributions for current year target normal cost | 2020-08-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2020-08-31 | 157,414 |
| Total funding amount beforereflecting carryover/prefunding balances | 2020-08-31 | 30,851 |
| Prefunding balance elected to use to offset funding requirement | 2020-08-31 | 5,310 |
| Additional cash requirement | 2020-08-31 | 25,541 |
| Contributions allocatedtoward minimum required contributions for current year | 2020-08-31 | 25,546 |
| Unpaid minimum required contributions for current year | 2020-08-31 | 0 |
| Unpaid minimum required contributions for all years | 2020-08-31 | 0 |
| 2019: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-09-01 | 126 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-09-01 | 1 |
| Number of retired or separated participants receiving benefits | 2019-09-01 | 56 |
| Number of other retired or separated participants entitled to future benefits | 2019-09-01 | 8 |
| Total of all active and inactive participants | 2019-09-01 | 65 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-09-01 | 37 |
| Total participants | 2019-09-01 | 102 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-09-01 | 0 |
| Market value of plan assets | 2019-08-31 | 731,401 |
| Acturial value of plan assets | 2019-08-31 | 731,401 |
| Funding target for retired participants and beneficiaries receiving payment | 2019-08-31 | 145,277 |
| Number of terminated vested participants | 2019-08-31 | 64 |
| Fundng target for terminated vested participants | 2019-08-31 | 638,375 |
| Active participant vested funding target | 2019-08-31 | 944 |
| Number of active participants | 2019-08-31 | 1 |
| Total funding liabilities for active participants | 2019-08-31 | 944 |
| Total participant count | 2019-08-31 | 143 |
| Total funding target for all participants | 2019-08-31 | 784,596 |
| Balance at beginning of prior year after applicable adjustments | 2019-08-31 | 8,034 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2019-08-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2019-08-31 | 8,034 |
| Amount remaining of carryover balance | 2019-08-31 | 0 |
| Amount remaining of prefunding balance | 2019-08-31 | 0 |
| Present value of excess contributions | 2019-08-31 | 17 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-08-31 | 18 |
| Balance of carryovers at beginning of current year | 2019-08-31 | 0 |
| Balance of prefunding at beginning of current year | 2019-08-31 | 0 |
| Total employer contributions | 2019-08-31 | 50,096 |
| Total employee contributions | 2019-08-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-08-31 | 49,133 |
| Liquidity shortfalls end of Q1 | 2019-08-31 | 0 |
| Liquidity shortfalls end of Q2 | 2019-08-31 | 0 |
| Liquidity shortfalls end of Q3 | 2019-08-31 | 0 |
| Liquidity shortfalls end of Q4 | 2019-08-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2019-08-31 | 0 |
| Minimum required contributions for current year target normal cost | 2019-08-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2019-08-31 | 53,195 |
| Total funding amount beforereflecting carryover/prefunding balances | 2019-08-31 | 11,100 |
| Additional cash requirement | 2019-08-31 | 11,100 |
| Contributions allocatedtoward minimum required contributions for current year | 2019-08-31 | 49,133 |
| Unpaid minimum required contributions for current year | 2019-08-31 | 0 |
| Unpaid minimum required contributions for all years | 2019-08-31 | 0 |
| 2018: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-09-01 | 143 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-09-01 | 1 |
| Number of retired or separated participants receiving benefits | 2018-09-01 | 66 |
| Number of other retired or separated participants entitled to future benefits | 2018-09-01 | 23 |
| Total of all active and inactive participants | 2018-09-01 | 90 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-09-01 | 53 |
| Total participants | 2018-09-01 | 143 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-09-01 | 0 |
| Market value of plan assets | 2018-08-31 | 633,434 |
| Acturial value of plan assets | 2018-08-31 | 633,434 |
| Funding target for retired participants and beneficiaries receiving payment | 2018-08-31 | 162,498 |
| Number of terminated vested participants | 2018-08-31 | 64 |
| Fundng target for terminated vested participants | 2018-08-31 | 602,457 |
| Active participant vested funding target | 2018-08-31 | 883 |
| Number of active participants | 2018-08-31 | 1 |
| Total funding liabilities for active participants | 2018-08-31 | 883 |
| Total participant count | 2018-08-31 | 149 |
| Total funding target for all participants | 2018-08-31 | 765,838 |
| Balance at beginning of prior year after applicable adjustments | 2018-08-31 | 104,627 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2018-08-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2018-08-31 | 96,933 |
| Amount remaining of carryover balance | 2018-08-31 | 7,694 |
| Amount remaining of prefunding balance | 2018-08-31 | 0 |
| Present value of excess contributions | 2018-08-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-08-31 | 0 |
| Balance of carryovers at beginning of current year | 2018-08-31 | 8,034 |
| Balance of prefunding at beginning of current year | 2018-08-31 | 0 |
| Total employer contributions | 2018-08-31 | 96,071 |
| Total employee contributions | 2018-08-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-08-31 | 92,174 |
| Liquidity shortfalls end of Q1 | 2018-08-31 | 0 |
| Liquidity shortfalls end of Q2 | 2018-08-31 | 0 |
| Liquidity shortfalls end of Q3 | 2018-08-31 | 0 |
| Liquidity shortfalls end of Q4 | 2018-08-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2018-08-31 | 0 |
| Minimum required contributions for current year target normal cost | 2018-08-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2018-08-31 | 140,438 |
| Total funding amount beforereflecting carryover/prefunding balances | 2018-08-31 | 100,191 |
| Carryover balance elected to use to offset funding requirement | 2018-08-31 | 8,034 |
| Additional cash requirement | 2018-08-31 | 92,157 |
| Contributions allocatedtoward minimum required contributions for current year | 2018-08-31 | 92,174 |
| Unpaid minimum required contributions for current year | 2018-08-31 | 0 |
| Unpaid minimum required contributions for all years | 2018-08-31 | 0 |
| 2017: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-09-01 | 152 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-09-01 | 1 |
| Number of retired or separated participants receiving benefits | 2017-09-01 | 78 |
| Number of other retired or separated participants entitled to future benefits | 2017-09-01 | 64 |
| Total of all active and inactive participants | 2017-09-01 | 143 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-09-01 | 0 |
| Total participants | 2017-09-01 | 143 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-09-01 | 0 |
| Market value of plan assets | 2017-08-31 | 634,454 |
| Acturial value of plan assets | 2017-08-31 | 634,454 |
| Funding target for retired participants and beneficiaries receiving payment | 2017-08-31 | 172,662 |
| Number of terminated vested participants | 2017-08-31 | 64 |
| Fundng target for terminated vested participants | 2017-08-31 | 568,329 |
| Active participant vested funding target | 2017-08-31 | 820 |
| Number of active participants | 2017-08-31 | 1 |
| Total funding liabilities for active participants | 2017-08-31 | 820 |
| Total participant count | 2017-08-31 | 152 |
| Total funding target for all participants | 2017-08-31 | 741,811 |
| Balance at beginning of prior year after applicable adjustments | 2017-08-31 | 195,872 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2017-08-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2017-08-31 | 95,722 |
| Amount remaining of carryover balance | 2017-08-31 | 100,150 |
| Amount remaining of prefunding balance | 2017-08-31 | 0 |
| Present value of excess contributions | 2017-08-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-08-31 | 0 |
| Balance of carryovers at beginning of current year | 2017-08-31 | 104,627 |
| Balance of prefunding at beginning of current year | 2017-08-31 | 0 |
| Total employer contributions | 2017-08-31 | 0 |
| Total employee contributions | 2017-08-31 | 0 |
| Liquidity shortfalls end of Q1 | 2017-08-31 | 0 |
| Liquidity shortfalls end of Q2 | 2017-08-31 | 0 |
| Liquidity shortfalls end of Q3 | 2017-08-31 | 0 |
| Liquidity shortfalls end of Q4 | 2017-08-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2017-08-31 | 0 |
| Minimum required contributions for current year target normal cost | 2017-08-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2017-08-31 | 211,984 |
| Total funding amount beforereflecting carryover/prefunding balances | 2017-08-31 | 96,933 |
| Carryover balance elected to use to offset funding requirement | 2017-08-31 | 96,933 |
| Additional cash requirement | 2017-08-31 | 0 |
| Unpaid minimum required contributions for current year | 2017-08-31 | 0 |
| Unpaid minimum required contributions for all years | 2017-08-31 | 0 |
| 2016: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-09-01 | 152 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-09-01 | 1 |
| Number of retired or separated participants receiving benefits | 2016-09-01 | 87 |
| Number of other retired or separated participants entitled to future benefits | 2016-09-01 | 64 |
| Total of all active and inactive participants | 2016-09-01 | 152 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-09-01 | 0 |
| Total participants | 2016-09-01 | 152 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-09-01 | 0 |
| 2015: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-09-01 | 158 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-09-01 | 1 |
| Number of retired or separated participants receiving benefits | 2015-09-01 | 87 |
| Number of other retired or separated participants entitled to future benefits | 2015-09-01 | 64 |
| Total of all active and inactive participants | 2015-09-01 | 152 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-09-01 | 0 |
| Total participants | 2015-09-01 | 152 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-09-01 | 0 |
| 2014: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-09-01 | 169 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-09-01 | 1 |
| Number of retired or separated participants receiving benefits | 2014-09-01 | 81 |
| Number of other retired or separated participants entitled to future benefits | 2014-09-01 | 65 |
| Total of all active and inactive participants | 2014-09-01 | 147 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-09-01 | 11 |
| Total participants | 2014-09-01 | 158 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-09-01 | 0 |
| 2013: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-09-01 | 179 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-09-01 | 2 |
| Number of retired or separated participants receiving benefits | 2013-09-01 | 92 |
| Number of other retired or separated participants entitled to future benefits | 2013-09-01 | 64 |
| Total of all active and inactive participants | 2013-09-01 | 158 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-09-01 | 11 |
| Total participants | 2013-09-01 | 169 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-09-01 | 0 |
| 2012: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-09-01 | 191 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-09-01 | 3 |
| Number of retired or separated participants receiving benefits | 2012-09-01 | 102 |
| Number of other retired or separated participants entitled to future benefits | 2012-09-01 | 63 |
| Total of all active and inactive participants | 2012-09-01 | 168 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-09-01 | 11 |
| Total participants | 2012-09-01 | 179 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-09-01 | 0 |
| 2011: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-09-01 | 199 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-09-01 | 5 |
| Number of retired or separated participants receiving benefits | 2011-09-01 | 113 |
| Number of other retired or separated participants entitled to future benefits | 2011-09-01 | 25 |
| Total of all active and inactive participants | 2011-09-01 | 143 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-09-01 | 48 |
| Total participants | 2011-09-01 | 191 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-09-01 | 0 |
| 2009: NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-09-01 | 226 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-09-01 | 7 |
| Number of retired or separated participants receiving benefits | 2009-09-01 | 90 |
| Number of other retired or separated participants entitled to future benefits | 2009-09-01 | 123 |
| Total of all active and inactive participants | 2009-09-01 | 220 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-09-01 | 0 |
| Total participants | 2009-09-01 | 220 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-09-01 | 0 |
| Measure | Date | Value |
|---|
| 2022 : NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-08-31 | $0 |
| Total income from all sources (including contributions) | 2022-08-31 | $31,586 |
| Total loss/gain on sale of assets | 2022-08-31 | $0 |
| Total of all expenses incurred | 2022-08-31 | $17,799 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-08-31 | $17,799 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-08-31 | $16,663 |
| Value of total assets at end of year | 2022-08-31 | $411,758 |
| Value of total assets at beginning of year | 2022-08-31 | $397,971 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-08-31 | $0 |
| Total interest from all sources | 2022-08-31 | $14,923 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-08-31 | No |
| Was this plan covered by a fidelity bond | 2022-08-31 | Yes |
| Value of fidelity bond cover | 2022-08-31 | $100,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-08-31 | No |
| Total non interest bearing cash at end of year | 2022-08-31 | $411,758 |
| Total non interest bearing cash at beginning of year | 2022-08-31 | $397,971 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-08-31 | No |
| Value of net income/loss | 2022-08-31 | $13,787 |
| Value of net assets at end of year (total assets less liabilities) | 2022-08-31 | $411,758 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-08-31 | $397,971 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-08-31 | No |
| Interest earned on other investments | 2022-08-31 | $14,923 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-08-31 | No |
| Contributions received in cash from employer | 2022-08-31 | $16,663 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-08-31 | $17,799 |
| Did the plan have assets held for investment | 2022-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-08-31 | No |
| 2021 : NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-08-31 | $0 |
| Total income from all sources (including contributions) | 2021-08-31 | $37,010 |
| Total loss/gain on sale of assets | 2021-08-31 | $0 |
| Total of all expenses incurred | 2021-08-31 | $294,206 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-08-31 | $294,206 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-08-31 | $21,668 |
| Value of total assets at end of year | 2021-08-31 | $397,971 |
| Value of total assets at beginning of year | 2021-08-31 | $655,167 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-08-31 | $0 |
| Total interest from all sources | 2021-08-31 | $15,342 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-08-31 | No |
| Was this plan covered by a fidelity bond | 2021-08-31 | Yes |
| Value of fidelity bond cover | 2021-08-31 | $100,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-08-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-08-31 | No |
| Total non interest bearing cash at end of year | 2021-08-31 | $397,971 |
| Total non interest bearing cash at beginning of year | 2021-08-31 | $655,167 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-08-31 | No |
| Value of net income/loss | 2021-08-31 | $-257,196 |
| Value of net assets at end of year (total assets less liabilities) | 2021-08-31 | $397,971 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-08-31 | $655,167 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-08-31 | No |
| Interest earned on other investments | 2021-08-31 | $15,342 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-08-31 | No |
| Contributions received in cash from employer | 2021-08-31 | $21,668 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-08-31 | $294,206 |
| Did the plan have assets held for investment | 2021-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-08-31 | No |
| 2020 : NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-08-31 | $0 |
| Total income from all sources (including contributions) | 2020-08-31 | $35,120 |
| Total loss/gain on sale of assets | 2020-08-31 | $0 |
| Total of all expenses incurred | 2020-08-31 | $169,525 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-08-31 | $169,525 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-08-31 | $5,550 |
| Value of total assets at end of year | 2020-08-31 | $655,167 |
| Value of total assets at beginning of year | 2020-08-31 | $789,572 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-08-31 | $0 |
| Total interest from all sources | 2020-08-31 | $29,570 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-08-31 | No |
| Was this plan covered by a fidelity bond | 2020-08-31 | Yes |
| Value of fidelity bond cover | 2020-08-31 | $100,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-08-31 | No |
| Total non interest bearing cash at end of year | 2020-08-31 | $655,167 |
| Total non interest bearing cash at beginning of year | 2020-08-31 | $789,572 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-08-31 | No |
| Value of net income/loss | 2020-08-31 | $-134,405 |
| Value of net assets at end of year (total assets less liabilities) | 2020-08-31 | $655,167 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-08-31 | $789,572 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-08-31 | No |
| Interest earned on other investments | 2020-08-31 | $29,570 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-08-31 | No |
| Contributions received in cash from employer | 2020-08-31 | $5,550 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-08-31 | $169,525 |
| Did the plan have assets held for investment | 2020-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-08-31 | No |
| 2019 : NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-08-31 | $0 |
| Total income from all sources (including contributions) | 2019-08-31 | $117,862 |
| Total loss/gain on sale of assets | 2019-08-31 | $0 |
| Total of all expenses incurred | 2019-08-31 | $23,482 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-08-31 | $23,482 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-08-31 | $86,693 |
| Value of total assets at end of year | 2019-08-31 | $789,572 |
| Value of total assets at beginning of year | 2019-08-31 | $695,192 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-08-31 | $0 |
| Total interest from all sources | 2019-08-31 | $31,169 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-08-31 | No |
| Was this plan covered by a fidelity bond | 2019-08-31 | Yes |
| Value of fidelity bond cover | 2019-08-31 | $100,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-08-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-08-31 | No |
| Total non interest bearing cash at end of year | 2019-08-31 | $789,572 |
| Total non interest bearing cash at beginning of year | 2019-08-31 | $695,192 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-08-31 | No |
| Value of net income/loss | 2019-08-31 | $94,380 |
| Value of net assets at end of year (total assets less liabilities) | 2019-08-31 | $789,572 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-08-31 | $695,192 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-08-31 | No |
| Interest earned on other investments | 2019-08-31 | $31,169 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-08-31 | No |
| Contributions received in cash from employer | 2019-08-31 | $86,693 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-08-31 | $23,482 |
| Did the plan have assets held for investment | 2019-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-08-31 | No |
| 2018 : NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-08-31 | $0 |
| Total income from all sources (including contributions) | 2018-08-31 | $86,661 |
| Total loss/gain on sale of assets | 2018-08-31 | $0 |
| Total of all expenses incurred | 2018-08-31 | $24,903 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-08-31 | $24,903 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-08-31 | $59,474 |
| Value of total assets at end of year | 2018-08-31 | $695,192 |
| Value of total assets at beginning of year | 2018-08-31 | $633,434 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-08-31 | $0 |
| Total interest from all sources | 2018-08-31 | $27,187 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-08-31 | No |
| Was this plan covered by a fidelity bond | 2018-08-31 | Yes |
| Value of fidelity bond cover | 2018-08-31 | $100,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-08-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-08-31 | No |
| Total non interest bearing cash at end of year | 2018-08-31 | $695,192 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-08-31 | No |
| Value of net income/loss | 2018-08-31 | $61,758 |
| Value of net assets at end of year (total assets less liabilities) | 2018-08-31 | $695,192 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-08-31 | $633,434 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-08-31 | No |
| Interest earned on other investments | 2018-08-31 | $27,187 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-08-31 | $633,434 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-08-31 | No |
| Contributions received in cash from employer | 2018-08-31 | $59,474 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-08-31 | $24,903 |
| Did the plan have assets held for investment | 2018-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-08-31 | No |
| 2017 : NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-08-31 | $0 |
| Total income from all sources (including contributions) | 2017-08-31 | $27,109 |
| Total loss/gain on sale of assets | 2017-08-31 | $0 |
| Total of all expenses incurred | 2017-08-31 | $28,129 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-08-31 | $28,129 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-08-31 | $0 |
| Value of total assets at end of year | 2017-08-31 | $633,434 |
| Value of total assets at beginning of year | 2017-08-31 | $634,454 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-08-31 | $0 |
| Total interest from all sources | 2017-08-31 | $27,109 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-08-31 | No |
| Was this plan covered by a fidelity bond | 2017-08-31 | Yes |
| Value of fidelity bond cover | 2017-08-31 | $100,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-08-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-08-31 | No |
| Value of net income/loss | 2017-08-31 | $-1,020 |
| Value of net assets at end of year (total assets less liabilities) | 2017-08-31 | $633,434 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-08-31 | $634,454 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-08-31 | No |
| Interest earned on other investments | 2017-08-31 | $27,109 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-08-31 | $633,434 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-08-31 | $634,454 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-08-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-08-31 | $28,129 |
| Did the plan have assets held for investment | 2017-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-08-31 | No |
| 2016 : NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-08-31 | $0 |
| Total income from all sources (including contributions) | 2016-08-31 | $28,432 |
| Total loss/gain on sale of assets | 2016-08-31 | $0 |
| Total of all expenses incurred | 2016-08-31 | $50,036 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-08-31 | $50,036 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-08-31 | $0 |
| Value of total assets at end of year | 2016-08-31 | $634,454 |
| Value of total assets at beginning of year | 2016-08-31 | $656,058 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-08-31 | $0 |
| Total interest from all sources | 2016-08-31 | $28,432 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-08-31 | No |
| Was this plan covered by a fidelity bond | 2016-08-31 | Yes |
| Value of fidelity bond cover | 2016-08-31 | $100,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-08-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-08-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-08-31 | No |
| Value of net income/loss | 2016-08-31 | $-21,604 |
| Value of net assets at end of year (total assets less liabilities) | 2016-08-31 | $634,454 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-08-31 | $656,058 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-08-31 | No |
| Interest earned on other investments | 2016-08-31 | $28,432 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-08-31 | $634,454 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-08-31 | $656,058 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-08-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-08-31 | $50,036 |
| Did the plan have assets held for investment | 2016-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-08-31 | No |
| 2015 : NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-08-31 | $0 |
| Total income from all sources (including contributions) | 2015-08-31 | $27,773 |
| Total loss/gain on sale of assets | 2015-08-31 | $0 |
| Total of all expenses incurred | 2015-08-31 | $33,490 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-08-31 | $33,490 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-08-31 | $0 |
| Value of total assets at end of year | 2015-08-31 | $656,058 |
| Value of total assets at beginning of year | 2015-08-31 | $661,775 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-08-31 | $0 |
| Total interest from all sources | 2015-08-31 | $27,773 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-08-31 | No |
| Was this plan covered by a fidelity bond | 2015-08-31 | Yes |
| Value of fidelity bond cover | 2015-08-31 | $100,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-08-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-08-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-08-31 | No |
| Value of net income/loss | 2015-08-31 | $-5,717 |
| Value of net assets at end of year (total assets less liabilities) | 2015-08-31 | $656,058 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-08-31 | $661,775 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-08-31 | No |
| Interest earned on other investments | 2015-08-31 | $27,773 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-08-31 | $656,058 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-08-31 | $661,775 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-08-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-08-31 | $33,490 |
| Did the plan have assets held for investment | 2015-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-08-31 | No |
| 2014 : NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-08-31 | $0 |
| Total income from all sources (including contributions) | 2014-08-31 | $28,437 |
| Total loss/gain on sale of assets | 2014-08-31 | $0 |
| Total of all expenses incurred | 2014-08-31 | $34,994 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-08-31 | $34,994 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-08-31 | $0 |
| Value of total assets at end of year | 2014-08-31 | $661,775 |
| Value of total assets at beginning of year | 2014-08-31 | $668,332 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-08-31 | $0 |
| Total interest from all sources | 2014-08-31 | $28,437 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-08-31 | No |
| Was this plan covered by a fidelity bond | 2014-08-31 | Yes |
| Value of fidelity bond cover | 2014-08-31 | $100,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-08-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-08-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-08-31 | No |
| Value of net income/loss | 2014-08-31 | $-6,557 |
| Value of net assets at end of year (total assets less liabilities) | 2014-08-31 | $661,775 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-08-31 | $668,332 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-08-31 | No |
| Interest earned on other investments | 2014-08-31 | $28,437 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-08-31 | $661,775 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-08-31 | $668,332 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-08-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-08-31 | $34,994 |
| Did the plan have assets held for investment | 2014-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-08-31 | No |
| 2013 : NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-08-31 | $0 |
| Total income from all sources (including contributions) | 2013-08-31 | $27,947 |
| Total loss/gain on sale of assets | 2013-08-31 | $0 |
| Total of all expenses incurred | 2013-08-31 | $42,324 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-08-31 | $42,324 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-08-31 | $0 |
| Value of total assets at end of year | 2013-08-31 | $668,332 |
| Value of total assets at beginning of year | 2013-08-31 | $682,709 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-08-31 | $0 |
| Total interest from all sources | 2013-08-31 | $27,947 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-08-31 | No |
| Was this plan covered by a fidelity bond | 2013-08-31 | Yes |
| Value of fidelity bond cover | 2013-08-31 | $100,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-08-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-08-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-08-31 | No |
| Value of net income/loss | 2013-08-31 | $-14,377 |
| Value of net assets at end of year (total assets less liabilities) | 2013-08-31 | $668,332 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-08-31 | $682,709 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-08-31 | No |
| Interest earned on other investments | 2013-08-31 | $27,947 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-08-31 | $668,332 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-08-31 | $682,709 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-08-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-08-31 | $42,324 |
| Did the plan have assets held for investment | 2013-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-08-31 | No |
| 2012 : NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-08-31 | $0 |
| Total income from all sources (including contributions) | 2012-08-31 | $27,993 |
| Total loss/gain on sale of assets | 2012-08-31 | $0 |
| Total of all expenses incurred | 2012-08-31 | $42,393 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-08-31 | $42,393 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-08-31 | $0 |
| Value of total assets at end of year | 2012-08-31 | $682,709 |
| Value of total assets at beginning of year | 2012-08-31 | $697,109 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-08-31 | $0 |
| Total interest from all sources | 2012-08-31 | $27,993 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-08-31 | No |
| Was this plan covered by a fidelity bond | 2012-08-31 | Yes |
| Value of fidelity bond cover | 2012-08-31 | $100,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-08-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-08-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-08-31 | No |
| Value of net income/loss | 2012-08-31 | $-14,400 |
| Value of net assets at end of year (total assets less liabilities) | 2012-08-31 | $682,709 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-08-31 | $697,109 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-08-31 | No |
| Interest earned on other investments | 2012-08-31 | $27,993 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-08-31 | $682,709 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-08-31 | $697,109 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-08-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-08-31 | $42,393 |
| Did the plan have assets held for investment | 2012-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-08-31 | No |
| 2011 : NORTHWESTERN UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-08-31 | $0 |
| Total income from all sources (including contributions) | 2011-08-31 | $27,992 |
| Total loss/gain on sale of assets | 2011-08-31 | $0 |
| Total of all expenses incurred | 2011-08-31 | $46,617 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-08-31 | $46,617 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-08-31 | $0 |
| Value of total assets at end of year | 2011-08-31 | $697,109 |
| Value of total assets at beginning of year | 2011-08-31 | $715,734 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-08-31 | $0 |
| Total interest from all sources | 2011-08-31 | $27,992 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-08-31 | No |
| Was this plan covered by a fidelity bond | 2011-08-31 | Yes |
| Value of fidelity bond cover | 2011-08-31 | $100,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-08-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-08-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-08-31 | No |
| Value of net income/loss | 2011-08-31 | $-18,625 |
| Value of net assets at end of year (total assets less liabilities) | 2011-08-31 | $697,109 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-08-31 | $715,734 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-08-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-08-31 | $697,109 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-08-31 | $715,734 |
| Interest earned on other investments | 2011-08-31 | $27,992 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-08-31 | $697,109 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-08-31 | $715,734 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-08-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-08-31 | $46,617 |
| Did the plan have assets held for investment | 2011-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-08-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-08-31 | No |
