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JOHN DEERE SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan NameJOHN DEERE SAVINGS AND INVESTMENT PLAN
Plan identification number 003

JOHN DEERE SAVINGS AND INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DEERE & COMPANY has sponsored the creation of one or more 401k plans.

Company Name:DEERE & COMPANY
Employer identification number (EIN):362382580
NAIC Classification:333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN DEERE SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-11-01
0032020-11-01
0032019-11-01
0032018-11-01C.A. LEWIS2020-08-13
0032018-11-01C.A. LEWIS2020-08-13
0032018-11-01
0032017-11-01
0032016-11-01C.A. LEWIS
0032016-11-01C.A. LEWIS2018-08-09
0032015-11-01C.A. LEWIS
0032014-11-01C.A. LEWIS
0032013-11-01C.A. LEWIS
0032012-11-01C.A. LEWIS
0032011-11-01C.A. LEWIS
0032009-11-01T. K. JARRETT

Plan Statistics for JOHN DEERE SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for JOHN DEERE SAVINGS AND INVESTMENT PLAN

Measure Date Value
2021: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-11-0124,613
Total number of active participants reported on line 7a of the Form 55002021-11-0118,052
Number of retired or separated participants receiving benefits2021-11-01882
Number of other retired or separated participants entitled to future benefits2021-11-017,357
Total of all active and inactive participants2021-11-0126,291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-11-0167
Total participants2021-11-0126,358
Number of participants with account balances2021-11-0125,908
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-11-01399
2020: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-11-0124,982
Total number of active participants reported on line 7a of the Form 55002020-11-0116,467
Number of retired or separated participants receiving benefits2020-11-01445
Number of other retired or separated participants entitled to future benefits2020-11-018,014
Total of all active and inactive participants2020-11-0124,926
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-11-0148
Total participants2020-11-0124,974
Number of participants with account balances2020-11-0124,613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-11-01322
2019: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-11-0125,476
Total number of active participants reported on line 7a of the Form 55002019-11-0116,320
Number of retired or separated participants receiving benefits2019-11-01814
Number of other retired or separated participants entitled to future benefits2019-11-018,037
Total of all active and inactive participants2019-11-0125,171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-11-0157
Total participants2019-11-0125,228
Number of participants with account balances2019-11-0124,982
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-11-01501
2018: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-11-0125,261
Total number of active participants reported on line 7a of the Form 55002018-11-0118,044
Number of retired or separated participants receiving benefits2018-11-01897
Number of other retired or separated participants entitled to future benefits2018-11-016,787
Total of all active and inactive participants2018-11-0125,728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-11-0126
Total participants2018-11-0125,754
Number of participants with account balances2018-11-0125,476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-11-01489
2017: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-11-0124,951
Total number of active participants reported on line 7a of the Form 55002017-11-0117,865
Number of retired or separated participants receiving benefits2017-11-01837
Number of other retired or separated participants entitled to future benefits2017-11-016,882
Total of all active and inactive participants2017-11-0125,584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-11-0123
Total participants2017-11-0125,607
Number of participants with account balances2017-11-0125,261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-11-01421
2016: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-11-0125,203
Total number of active participants reported on line 7a of the Form 55002016-11-0117,479
Number of retired or separated participants receiving benefits2016-11-01801
Number of other retired or separated participants entitled to future benefits2016-11-016,652
Total of all active and inactive participants2016-11-0124,932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-11-0119
Total participants2016-11-0124,951
Number of participants with account balances2016-11-0124,651
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-11-01381
2015: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-11-0124,595
Total number of active participants reported on line 7a of the Form 55002015-11-0117,993
Number of retired or separated participants receiving benefits2015-11-01797
Number of other retired or separated participants entitled to future benefits2015-11-016,396
Total of all active and inactive participants2015-11-0125,186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-11-0117
Total participants2015-11-0125,203
Number of participants with account balances2015-11-0124,776
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-11-01375
2014: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-0125,683
Total number of active participants reported on line 7a of the Form 55002014-11-0117,400
Number of retired or separated participants receiving benefits2014-11-01704
Number of other retired or separated participants entitled to future benefits2014-11-016,476
Total of all active and inactive participants2014-11-0124,580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-11-0115
Total participants2014-11-0124,595
Number of participants with account balances2014-11-0124,274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-01641
2013: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-0129,774
Total number of active participants reported on line 7a of the Form 55002013-11-0118,054
Number of retired or separated participants receiving benefits2013-11-01701
Number of other retired or separated participants entitled to future benefits2013-11-016,915
Total of all active and inactive participants2013-11-0125,670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-0113
Total participants2013-11-0125,683
Number of participants with account balances2013-11-0125,234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-01636
2012: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-0129,872
Total number of active participants reported on line 7a of the Form 55002012-11-0120,867
Number of retired or separated participants receiving benefits2012-11-01659
Number of other retired or separated participants entitled to future benefits2012-11-018,239
Total of all active and inactive participants2012-11-0129,765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-019
Total participants2012-11-0129,774
Number of participants with account balances2012-11-0129,100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-01631
2011: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-0128,357
Total number of active participants reported on line 7a of the Form 55002011-11-0121,013
Number of retired or separated participants receiving benefits2011-11-01780
Number of other retired or separated participants entitled to future benefits2011-11-018,073
Total of all active and inactive participants2011-11-0129,866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-016
Total participants2011-11-0129,872
Number of participants with account balances2011-11-0129,071
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-01422
2009: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-0126,121
Total number of active participants reported on line 7a of the Form 55002009-11-0117,606
Number of retired or separated participants receiving benefits2009-11-01793
Number of other retired or separated participants entitled to future benefits2009-11-017,636
Total of all active and inactive participants2009-11-0126,035
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-11-0113
Total participants2009-11-0126,048
Number of participants with account balances2009-11-0125,372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-11-01325

Financial Data on JOHN DEERE SAVINGS AND INVESTMENT PLAN

Measure Date Value
2022 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-10-31$0
Total transfer of assets to this plan2022-10-31$4,732,746
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-31$0
Total income from all sources (including contributions)2022-10-31$-1,152,649,688
Total loss/gain on sale of assets2022-10-31$0
Total of all expenses incurred2022-10-31$472,872,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-10-31$472,592,873
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-10-31$412,330,913
Value of total assets at end of year2022-10-31$8,208,283,404
Value of total assets at beginning of year2022-10-31$9,829,073,236
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-10-31$280,017
Total interest from all sources2022-10-31$2,000,416
Total dividends received (eg from common stock, registered investment company shares)2022-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-10-31No
Administrative expenses professional fees incurred2022-10-31$280,017
Was this plan covered by a fidelity bond2022-10-31Yes
Value of fidelity bond cover2022-10-31$20,000,000
If this is an individual account plan, was there a blackout period2022-10-31No
Were there any nonexempt tranactions with any party-in-interest2022-10-31No
Contributions received from participants2022-10-31$214,162,095
Participant contributions at end of year2022-10-31$35,553,508
Participant contributions at beginning of year2022-10-31$35,120,540
Other income not declared elsewhere2022-10-31$357
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-31No
Value of net income/loss2022-10-31$-1,625,522,578
Value of net assets at end of year (total assets less liabilities)2022-10-31$8,208,283,404
Value of net assets at beginning of year (total assets less liabilities)2022-10-31$9,829,073,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-10-31No
Were any leases to which the plan was party in default or uncollectible2022-10-31No
Interest on participant loans2022-10-31$2,000,416
Value of interest in master investment trust accounts at end of year2022-10-31$8,172,729,896
Value of interest in master investment trust accounts at beginning of year2022-10-31$9,793,952,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-10-31No
Was there a failure to transmit to the plan any participant contributions2022-10-31No
Has the plan failed to provide any benefit when due under the plan2022-10-31No
Contributions received in cash from employer2022-10-31$198,168,818
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-10-31$472,592,873
Did the plan have assets held for investment2022-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-10-31No
Opinion of an independent qualified public accountant for this plan2022-10-31Unqualified
Accountancy firm name2022-10-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2022-10-31133891517
2021 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-10-31$0
Total transfer of assets to this plan2021-10-31$1,108,810
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-10-31$0
Total income from all sources (including contributions)2021-10-31$2,848,062,759
Total loss/gain on sale of assets2021-10-31$0
Total of all expenses incurred2021-10-31$576,524,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-10-31$576,251,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-10-31$340,112,926
Value of total assets at end of year2021-10-31$9,829,073,236
Value of total assets at beginning of year2021-10-31$7,556,426,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-10-31$273,812
Total interest from all sources2021-10-31$2,353,625
Total dividends received (eg from common stock, registered investment company shares)2021-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-10-31No
Administrative expenses professional fees incurred2021-10-31$275,298
Was this plan covered by a fidelity bond2021-10-31Yes
Value of fidelity bond cover2021-10-31$20,000,000
If this is an individual account plan, was there a blackout period2021-10-31No
Were there any nonexempt tranactions with any party-in-interest2021-10-31No
Contributions received from participants2021-10-31$181,734,912
Participant contributions at end of year2021-10-31$35,120,540
Participant contributions at beginning of year2021-10-31$39,598,421
Administrative expenses (other) incurred2021-10-31$-1,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-31No
Value of net income/loss2021-10-31$2,271,537,877
Value of net assets at end of year (total assets less liabilities)2021-10-31$9,829,073,236
Value of net assets at beginning of year (total assets less liabilities)2021-10-31$7,556,426,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-10-31No
Were any leases to which the plan was party in default or uncollectible2021-10-31No
Interest on participant loans2021-10-31$2,353,625
Value of interest in master investment trust accounts at end of year2021-10-31$9,793,952,696
Value of interest in master investment trust accounts at beginning of year2021-10-31$7,516,828,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-10-31No
Was there a failure to transmit to the plan any participant contributions2021-10-31No
Has the plan failed to provide any benefit when due under the plan2021-10-31No
Contributions received in cash from employer2021-10-31$158,378,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-10-31$576,251,070
Did the plan have assets held for investment2021-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-10-31No
Opinion of an independent qualified public accountant for this plan2021-10-31Unqualified
Accountancy firm name2021-10-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2021-10-31133891517
2020 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-10-31$0
Total transfer of assets to this plan2020-10-31$3,155,505
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-10-31$0
Total income from all sources (including contributions)2020-10-31$1,252,714,034
Total loss/gain on sale of assets2020-10-31$0
Total of all expenses incurred2020-10-31$641,880,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-10-31$641,581,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-10-31$319,516,378
Value of total assets at end of year2020-10-31$7,556,426,549
Value of total assets at beginning of year2020-10-31$6,942,437,268
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-10-31$299,007
Total interest from all sources2020-10-31$2,860,297
Total dividends received (eg from common stock, registered investment company shares)2020-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-10-31No
Administrative expenses professional fees incurred2020-10-31$299,007
Was this plan covered by a fidelity bond2020-10-31Yes
Value of fidelity bond cover2020-10-31$20,000,000
If this is an individual account plan, was there a blackout period2020-10-31No
Were there any nonexempt tranactions with any party-in-interest2020-10-31No
Contributions received from participants2020-10-31$178,580,920
Participant contributions at end of year2020-10-31$39,598,421
Participant contributions at beginning of year2020-10-31$47,949,494
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-10-31No
Value of net income/loss2020-10-31$610,833,776
Value of net assets at end of year (total assets less liabilities)2020-10-31$7,556,426,549
Value of net assets at beginning of year (total assets less liabilities)2020-10-31$6,942,437,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-10-31No
Were any leases to which the plan was party in default or uncollectible2020-10-31No
Interest on participant loans2020-10-31$2,860,297
Value of interest in master investment trust accounts at end of year2020-10-31$7,516,828,128
Value of interest in master investment trust accounts at beginning of year2020-10-31$6,894,487,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-10-31No
Was there a failure to transmit to the plan any participant contributions2020-10-31No
Has the plan failed to provide any benefit when due under the plan2020-10-31No
Contributions received in cash from employer2020-10-31$140,935,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-10-31$641,581,251
Did the plan have assets held for investment2020-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-10-31No
Opinion of an independent qualified public accountant for this plan2020-10-31Unqualified
Accountancy firm name2020-10-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2020-10-31133891517
2019 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-10-31$0
Total transfer of assets to this plan2019-10-31$3,225,286
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-31$0
Total income from all sources (including contributions)2019-10-31$1,137,113,680
Total loss/gain on sale of assets2019-10-31$0
Total of all expenses incurred2019-10-31$336,769,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-10-31$336,471,714
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-10-31$355,728,057
Value of total assets at end of year2019-10-31$6,942,437,268
Value of total assets at beginning of year2019-10-31$6,138,868,038
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-10-31$298,022
Total interest from all sources2019-10-31$2,902,588
Total dividends received (eg from common stock, registered investment company shares)2019-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-10-31No
Administrative expenses professional fees incurred2019-10-31$298,022
Was this plan covered by a fidelity bond2019-10-31Yes
Value of fidelity bond cover2019-10-31$20,000,000
If this is an individual account plan, was there a blackout period2019-10-31No
Were there any nonexempt tranactions with any party-in-interest2019-10-31No
Contributions received from participants2019-10-31$184,058,826
Participant contributions at end of year2019-10-31$47,949,494
Participant contributions at beginning of year2019-10-31$46,281,166
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-31No
Value of net income/loss2019-10-31$800,343,944
Value of net assets at end of year (total assets less liabilities)2019-10-31$6,942,437,268
Value of net assets at beginning of year (total assets less liabilities)2019-10-31$6,138,868,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-10-31No
Were any leases to which the plan was party in default or uncollectible2019-10-31No
Interest on participant loans2019-10-31$2,902,588
Value of interest in master investment trust accounts at end of year2019-10-31$6,894,487,774
Value of interest in master investment trust accounts at beginning of year2019-10-31$6,092,586,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-10-31No
Was there a failure to transmit to the plan any participant contributions2019-10-31No
Has the plan failed to provide any benefit when due under the plan2019-10-31No
Contributions received in cash from employer2019-10-31$171,669,231
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-10-31$336,471,714
Did the plan have assets held for investment2019-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-10-31No
Opinion of an independent qualified public accountant for this plan2019-10-31Unqualified
Accountancy firm name2019-10-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2019-10-31133891517
2018 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-10-31$0
Total transfer of assets to this plan2018-10-31$4,488,597
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-31$0
Total income from all sources (including contributions)2018-10-31$486,990,112
Total loss/gain on sale of assets2018-10-31$0
Total of all expenses incurred2018-10-31$306,415,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-10-31$306,121,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-10-31$339,008,063
Value of total assets at end of year2018-10-31$6,138,868,038
Value of total assets at beginning of year2018-10-31$5,953,804,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-10-31$293,685
Total interest from all sources2018-10-31$2,527,363
Total dividends received (eg from common stock, registered investment company shares)2018-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-10-31No
Administrative expenses professional fees incurred2018-10-31$293,685
Was this plan covered by a fidelity bond2018-10-31Yes
Value of fidelity bond cover2018-10-31$20,000,000
If this is an individual account plan, was there a blackout period2018-10-31No
Were there any nonexempt tranactions with any party-in-interest2018-10-31No
Contributions received from participants2018-10-31$175,251,926
Participant contributions at end of year2018-10-31$46,281,166
Participant contributions at beginning of year2018-10-31$43,182,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-31No
Value of net income/loss2018-10-31$180,574,963
Value of net assets at end of year (total assets less liabilities)2018-10-31$6,138,868,038
Value of net assets at beginning of year (total assets less liabilities)2018-10-31$5,953,804,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-10-31No
Were any leases to which the plan was party in default or uncollectible2018-10-31No
Interest on participant loans2018-10-31$2,527,363
Value of interest in master investment trust accounts at end of year2018-10-31$6,092,586,872
Value of interest in master investment trust accounts at beginning of year2018-10-31$5,910,622,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-10-31No
Was there a failure to transmit to the plan any participant contributions2018-10-31No
Has the plan failed to provide any benefit when due under the plan2018-10-31No
Contributions received in cash from employer2018-10-31$163,756,137
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-10-31$306,121,464
Did the plan have assets held for investment2018-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-10-31No
Opinion of an independent qualified public accountant for this plan2018-10-31Unqualified
Accountancy firm name2018-10-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2018-10-31133891517
2017 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-10-31$0
Total transfer of assets to this plan2017-10-31$3,680,570
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total income from all sources (including contributions)2017-10-31$1,362,041,200
Total loss/gain on sale of assets2017-10-31$0
Total of all expenses incurred2017-10-31$419,489,584
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-10-31$419,190,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-10-31$315,429,214
Value of total assets at end of year2017-10-31$5,953,804,478
Value of total assets at beginning of year2017-10-31$5,007,572,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-10-31$298,920
Total interest from all sources2017-10-31$2,216,092
Total dividends received (eg from common stock, registered investment company shares)2017-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-10-31No
Administrative expenses professional fees incurred2017-10-31$298,920
Was this plan covered by a fidelity bond2017-10-31Yes
Value of fidelity bond cover2017-10-31$20,000,000
If this is an individual account plan, was there a blackout period2017-10-31No
Were there any nonexempt tranactions with any party-in-interest2017-10-31No
Contributions received from participants2017-10-31$163,753,478
Participant contributions at end of year2017-10-31$43,182,052
Participant contributions at beginning of year2017-10-31$42,103,298
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Value of net income/loss2017-10-31$942,551,616
Value of net assets at end of year (total assets less liabilities)2017-10-31$5,953,804,478
Value of net assets at beginning of year (total assets less liabilities)2017-10-31$5,007,572,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-10-31No
Were any leases to which the plan was party in default or uncollectible2017-10-31No
Interest on participant loans2017-10-31$2,216,092
Value of interest in master investment trust accounts at end of year2017-10-31$5,910,622,426
Value of interest in master investment trust accounts at beginning of year2017-10-31$4,965,468,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-10-31No
Was there a failure to transmit to the plan any participant contributions2017-10-31No
Has the plan failed to provide any benefit when due under the plan2017-10-31No
Contributions received in cash from employer2017-10-31$151,675,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-10-31$419,190,664
Did the plan have assets held for investment2017-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-10-31No
Opinion of an independent qualified public accountant for this plan2017-10-31Unqualified
Accountancy firm name2017-10-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2017-10-31133891517
2016 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-10-31$0
Total transfer of assets to this plan2016-10-31$1,659,260
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Total income from all sources (including contributions)2016-10-31$506,678,311
Total loss/gain on sale of assets2016-10-31$0
Total of all expenses incurred2016-10-31$265,431,264
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-10-31$265,133,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-10-31$331,063,391
Value of total assets at end of year2016-10-31$5,007,572,292
Value of total assets at beginning of year2016-10-31$4,764,665,985
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-10-31$297,443
Total interest from all sources2016-10-31$2,152,127
Total dividends received (eg from common stock, registered investment company shares)2016-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-10-31No
Administrative expenses professional fees incurred2016-10-31$297,443
Was this plan covered by a fidelity bond2016-10-31Yes
Value of fidelity bond cover2016-10-31$20,000,000
If this is an individual account plan, was there a blackout period2016-10-31No
Were there any nonexempt tranactions with any party-in-interest2016-10-31No
Contributions received from participants2016-10-31$171,700,999
Participant contributions at end of year2016-10-31$42,103,298
Participant contributions at beginning of year2016-10-31$42,763,461
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Value of net income/loss2016-10-31$241,247,047
Value of net assets at end of year (total assets less liabilities)2016-10-31$5,007,572,292
Value of net assets at beginning of year (total assets less liabilities)2016-10-31$4,764,665,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-10-31No
Were any leases to which the plan was party in default or uncollectible2016-10-31No
Interest on participant loans2016-10-31$2,152,127
Value of interest in master investment trust accounts at end of year2016-10-31$4,965,468,994
Value of interest in master investment trust accounts at beginning of year2016-10-31$4,721,902,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-10-31No
Was there a failure to transmit to the plan any participant contributions2016-10-31No
Has the plan failed to provide any benefit when due under the plan2016-10-31No
Contributions received in cash from employer2016-10-31$159,362,392
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-10-31$265,133,821
Did the plan have assets held for investment2016-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-10-31No
Opinion of an independent qualified public accountant for this plan2016-10-31Unqualified
Accountancy firm name2016-10-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2016-10-31133891517
2015 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-10-31$0
Total transfer of assets to this plan2015-10-31$682,636
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$0
Total income from all sources (including contributions)2015-10-31$407,301,320
Total loss/gain on sale of assets2015-10-31$0
Total of all expenses incurred2015-10-31$308,016,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-10-31$307,711,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-10-31$323,616,181
Value of total assets at end of year2015-10-31$4,764,665,985
Value of total assets at beginning of year2015-10-31$4,664,698,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-10-31$304,852
Total interest from all sources2015-10-31$2,132,094
Total dividends received (eg from common stock, registered investment company shares)2015-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-10-31No
Administrative expenses professional fees incurred2015-10-31$304,852
Was this plan covered by a fidelity bond2015-10-31Yes
Value of fidelity bond cover2015-10-31$20,000,000
If this is an individual account plan, was there a blackout period2015-10-31No
Were there any nonexempt tranactions with any party-in-interest2015-10-31No
Contributions received from participants2015-10-31$169,889,646
Participant contributions at end of year2015-10-31$42,763,461
Participant contributions at beginning of year2015-10-31$41,165,448
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Value of net income/loss2015-10-31$99,285,066
Value of net assets at end of year (total assets less liabilities)2015-10-31$4,764,665,985
Value of net assets at beginning of year (total assets less liabilities)2015-10-31$4,664,698,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-10-31No
Were any leases to which the plan was party in default or uncollectible2015-10-31No
Interest on participant loans2015-10-31$2,132,094
Value of interest in master investment trust accounts at end of year2015-10-31$4,721,902,524
Value of interest in master investment trust accounts at beginning of year2015-10-31$4,623,532,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-10-31No
Was there a failure to transmit to the plan any participant contributions2015-10-31No
Has the plan failed to provide any benefit when due under the plan2015-10-31No
Contributions received in cash from employer2015-10-31$153,726,535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-10-31$307,711,402
Did the plan have assets held for investment2015-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-10-31No
Opinion of an independent qualified public accountant for this plan2015-10-31Unqualified
Accountancy firm name2015-10-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2015-10-31133891517
2014 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-10-31$0
Total transfer of assets to this plan2014-10-31$578,402
Total transfer of assets from this plan2014-10-31$117,381,378
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total income from all sources (including contributions)2014-10-31$699,838,705
Total loss/gain on sale of assets2014-10-31$0
Total of all expenses incurred2014-10-31$273,476,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-10-31$273,138,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-10-31$319,483,662
Value of total assets at end of year2014-10-31$4,664,698,283
Value of total assets at beginning of year2014-10-31$4,355,138,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-10-31$337,574
Total interest from all sources2014-10-31$2,058,514
Total dividends received (eg from common stock, registered investment company shares)2014-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-10-31No
Administrative expenses professional fees incurred2014-10-31$337,574
Was this plan covered by a fidelity bond2014-10-31Yes
Value of fidelity bond cover2014-10-31$20,000,000
If this is an individual account plan, was there a blackout period2014-10-31No
Were there any nonexempt tranactions with any party-in-interest2014-10-31No
Contributions received from participants2014-10-31$166,791,257
Participant contributions at end of year2014-10-31$41,165,448
Participant contributions at beginning of year2014-10-31$43,449,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Value of net income/loss2014-10-31$426,362,642
Value of net assets at end of year (total assets less liabilities)2014-10-31$4,664,698,283
Value of net assets at beginning of year (total assets less liabilities)2014-10-31$4,355,138,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-10-31No
Were any leases to which the plan was party in default or uncollectible2014-10-31No
Interest on participant loans2014-10-31$2,058,514
Value of interest in master investment trust accounts at end of year2014-10-31$4,623,532,835
Value of interest in master investment trust accounts at beginning of year2014-10-31$4,311,688,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-10-31No
Was there a failure to transmit to the plan any participant contributions2014-10-31No
Has the plan failed to provide any benefit when due under the plan2014-10-31No
Contributions received in cash from employer2014-10-31$152,692,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-10-31$273,138,489
Did the plan have assets held for investment2014-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-10-31No
Opinion of an independent qualified public accountant for this plan2014-10-31Unqualified
Accountancy firm name2014-10-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2014-10-31133891517
2013 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-10-31$0
Total transfer of assets to this plan2013-10-31$1,510,338
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total income from all sources (including contributions)2013-10-31$842,938,354
Total loss/gain on sale of assets2013-10-31$0
Total of all expenses incurred2013-10-31$236,413,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-10-31$235,789,125
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-10-31$313,939,834
Value of total assets at end of year2013-10-31$4,355,138,617
Value of total assets at beginning of year2013-10-31$3,747,103,293
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-10-31$624,243
Total interest from all sources2013-10-31$2,091,547
Total dividends received (eg from common stock, registered investment company shares)2013-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-10-31No
Was this plan covered by a fidelity bond2013-10-31Yes
Value of fidelity bond cover2013-10-31$20,000,000
Were there any nonexempt tranactions with any party-in-interest2013-10-31No
Contributions received from participants2013-10-31$166,569,575
Participant contributions at end of year2013-10-31$43,449,896
Participant contributions at beginning of year2013-10-31$41,145,098
Administrative expenses (other) incurred2013-10-31$624,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Value of net income/loss2013-10-31$606,524,986
Value of net assets at end of year (total assets less liabilities)2013-10-31$4,355,138,617
Value of net assets at beginning of year (total assets less liabilities)2013-10-31$3,747,103,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-10-31No
Were any leases to which the plan was party in default or uncollectible2013-10-31No
Interest on participant loans2013-10-31$2,091,547
Value of interest in master investment trust accounts at end of year2013-10-31$4,311,688,721
Value of interest in master investment trust accounts at beginning of year2013-10-31$3,705,958,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-10-31No
Was there a failure to transmit to the plan any participant contributions2013-10-31No
Has the plan failed to provide any benefit when due under the plan2013-10-31No
Contributions received in cash from employer2013-10-31$147,370,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-10-31$235,789,125
Did the plan have assets held for investment2013-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-10-31No
Opinion of an independent qualified public accountant for this plan2013-10-31Unqualified
Accountancy firm name2013-10-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2013-10-31133891517
2012 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-10-31$0
Total transfer of assets to this plan2012-10-31$11,693,414
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total income from all sources (including contributions)2012-10-31$586,653,744
Total loss/gain on sale of assets2012-10-31$0
Total of all expenses incurred2012-10-31$201,590,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-10-31$201,590,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-10-31$284,508,228
Value of total assets at end of year2012-10-31$3,747,103,293
Value of total assets at beginning of year2012-10-31$3,350,346,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-10-31$0
Total interest from all sources2012-10-31$2,018,498
Total dividends received (eg from common stock, registered investment company shares)2012-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-10-31No
Was this plan covered by a fidelity bond2012-10-31Yes
Value of fidelity bond cover2012-10-31$20,000,000
Were there any nonexempt tranactions with any party-in-interest2012-10-31No
Contributions received from participants2012-10-31$155,798,900
Participant contributions at end of year2012-10-31$41,145,098
Participant contributions at beginning of year2012-10-31$38,091,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Value of net income/loss2012-10-31$385,063,022
Value of net assets at end of year (total assets less liabilities)2012-10-31$3,747,103,293
Value of net assets at beginning of year (total assets less liabilities)2012-10-31$3,350,346,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-10-31No
Were any leases to which the plan was party in default or uncollectible2012-10-31No
Interest on participant loans2012-10-31$2,018,498
Value of interest in master investment trust accounts at end of year2012-10-31$3,705,958,195
Value of interest in master investment trust accounts at beginning of year2012-10-31$3,312,255,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-10-31No
Was there a failure to transmit to the plan any participant contributions2012-10-31No
Has the plan failed to provide any benefit when due under the plan2012-10-31No
Contributions received in cash from employer2012-10-31$128,709,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-10-31$201,590,722
Did the plan have assets held for investment2012-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-10-31No
Opinion of an independent qualified public accountant for this plan2012-10-31Unqualified
Accountancy firm name2012-10-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2012-10-31133891517
2011 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-10-31$-39,026,927
Total unrealized appreciation/depreciation of assets2011-10-31$-39,026,927
Total transfer of assets to this plan2011-10-31$1,340,841
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$21,549,528
Total income from all sources (including contributions)2011-10-31$344,727,256
Total loss/gain on sale of assets2011-10-31$0
Total of all expenses incurred2011-10-31$224,321,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-10-31$224,321,119
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-10-31$222,154,627
Value of total assets at end of year2011-10-31$3,350,346,857
Value of total assets at beginning of year2011-10-31$3,250,149,407
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-10-31$0
Total interest from all sources2011-10-31$10,983,385
Total dividends received (eg from common stock, registered investment company shares)2011-10-31$32,644,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-10-31No
Was this plan covered by a fidelity bond2011-10-31Yes
Value of fidelity bond cover2011-10-31$20,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-10-31$0
Were there any nonexempt tranactions with any party-in-interest2011-10-31No
Contributions received from participants2011-10-31$136,493,944
Participant contributions at end of year2011-10-31$38,091,471
Participant contributions at beginning of year2011-10-31$35,560,808
Participant contributions at beginning of year2011-10-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-10-31$175,504,912
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-10-31$6,282,679
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-10-31$21,549,528
Total non interest bearing cash at beginning of year2011-10-31$361,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Value of net income/loss2011-10-31$120,406,137
Value of net assets at end of year (total assets less liabilities)2011-10-31$3,350,346,857
Value of net assets at beginning of year (total assets less liabilities)2011-10-31$3,228,599,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-10-31No
Were any leases to which the plan was party in default or uncollectible2011-10-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-10-31$1,749,088,698
Interest on participant loans2011-10-31$1,904,769
Interest earned on other investments2011-10-31$9,078,616
Value of interest in master investment trust accounts at end of year2011-10-31$3,312,255,386
Value of interest in common/collective trusts at beginning of year2011-10-31$83,846,553
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-10-31$188,321,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-10-31$188,321,521
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-10-31$539,154,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-10-31No
Was there a failure to transmit to the plan any participant contributions2011-10-31No
Has the plan failed to provide any benefit when due under the plan2011-10-31No
Assets. Invements in employer securities at beginning of year2011-10-31$472,028,576
Contributions received in cash from employer2011-10-31$85,660,683
Employer contributions (assets) at beginning of year2011-10-31$0
Income. Dividends from common stock2011-10-31$32,644,456
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-10-31$224,321,119
Did the plan have assets held for investment2011-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-10-31No
Opinion of an independent qualified public accountant for this plan2011-10-31Unqualified
Accountancy firm name2011-10-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2011-10-31133891517
2010 : JOHN DEERE SAVINGS AND INVESTMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-10-31$0

Form 5500 Responses for JOHN DEERE SAVINGS AND INVESTMENT PLAN

2021: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2021 form 5500 responses
2021-11-01Type of plan entitySingle employer plan
2021-11-01Submission has been amendedNo
2021-11-01This submission is the final filingNo
2021-11-01This return/report is a short plan year return/report (less than 12 months)No
2021-11-01Plan is a collectively bargained planNo
2021-11-01Plan funding arrangement – TrustYes
2021-11-01Plan benefit arrangement - TrustYes
2020: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2020 form 5500 responses
2020-11-01Type of plan entitySingle employer plan
2020-11-01Submission has been amendedNo
2020-11-01This submission is the final filingNo
2020-11-01This return/report is a short plan year return/report (less than 12 months)No
2020-11-01Plan is a collectively bargained planNo
2020-11-01Plan funding arrangement – TrustYes
2020-11-01Plan benefit arrangement - TrustYes
2019: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2019 form 5500 responses
2019-11-01Type of plan entitySingle employer plan
2019-11-01Submission has been amendedNo
2019-11-01This submission is the final filingNo
2019-11-01This return/report is a short plan year return/report (less than 12 months)No
2019-11-01Plan is a collectively bargained planNo
2019-11-01Plan funding arrangement – TrustYes
2019-11-01Plan benefit arrangement - TrustYes
2018: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2018 form 5500 responses
2018-11-01Type of plan entitySingle employer plan
2018-11-01Submission has been amendedYes
2018-11-01This submission is the final filingNo
2018-11-01This return/report is a short plan year return/report (less than 12 months)No
2018-11-01Plan is a collectively bargained planNo
2018-11-01Plan funding arrangement – TrustYes
2018-11-01Plan benefit arrangement - TrustYes
2017: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2017 form 5500 responses
2017-11-01Type of plan entitySingle employer plan
2017-11-01Submission has been amendedNo
2017-11-01This submission is the final filingNo
2017-11-01This return/report is a short plan year return/report (less than 12 months)No
2017-11-01Plan is a collectively bargained planNo
2017-11-01Plan funding arrangement – TrustYes
2017-11-01Plan benefit arrangement - TrustYes
2016: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Submission has been amendedNo
2016-11-01This submission is the final filingNo
2016-11-01This return/report is a short plan year return/report (less than 12 months)No
2016-11-01Plan is a collectively bargained planNo
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement - TrustYes
2015: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Submission has been amendedNo
2015-11-01This submission is the final filingNo
2015-11-01This return/report is a short plan year return/report (less than 12 months)No
2015-11-01Plan is a collectively bargained planNo
2015-11-01Plan funding arrangement – TrustYes
2015-11-01Plan benefit arrangement - TrustYes
2014: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedNo
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)No
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement - TrustYes
2013: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement - TrustYes
2012: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement - TrustYes
2011: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement - TrustYes
2009: JOHN DEERE SAVINGS AND INVESTMENT PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01Submission has been amendedNo
2009-11-01This submission is the final filingNo
2009-11-01This return/report is a short plan year return/report (less than 12 months)No
2009-11-01Plan is a collectively bargained planNo
2009-11-01Plan funding arrangement – InsuranceYes
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIXIS FINANCIAL PRODUCTS LLC (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number1204-01
Policy instance 1
Insurance contract or identification number1204-01
Number of Individuals Covered0
Insurance policy start date2010-11-01
Insurance policy end date2011-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JP MORGAN CHASE BANK, N.A. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract numberADEERESAV-2-07
Policy instance 2
Insurance contract or identification numberADEERESAV-2-07
Number of Individuals Covered0
Insurance policy start date2010-11-01
Insurance policy end date2011-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STATE STREET BANK & TRUST COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number107026
Policy instance 3
Insurance contract or identification number107026
Number of Individuals Covered0
Insurance policy start date2010-11-01
Insurance policy end date2011-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract numberMDA01059TR
Policy instance 4
Insurance contract or identification numberMDA01059TR
Number of Individuals Covered0
Insurance policy start date2010-11-01
Insurance policy end date2011-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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