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PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 401k Plan overview

Plan NamePAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN
Plan identification number 001

PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PAUL W. KAISER & ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:PAUL W. KAISER & ASSOCIATES
Employer identification number (EIN):362535458
NAIC Classification:333900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01CHRISTOPHER J TOMEK2024-09-13
0012022-01-01CHRISTOPHER J TOMEK2023-07-21
0012021-01-01CHRISTOPHER J TOMEK2022-06-13 CHRISTOPHER J TOMEK2022-06-13
0012020-01-01CHRISTOPHER J TOMEK2021-07-19 CHRISTOPHER J TOMEK2021-07-19
0012018-01-01CHRISTOPHER J TOMEK2019-09-24 CHRISTOPHER J TOMEK2019-09-24
0012017-01-01CHRISTOPHER J TOMEK2018-06-15 CHRISTOPHER J TOMEK2018-06-15
0012016-01-01CHRISTOPHER J TOMEK2017-06-01 CHRISTOPHER J TOMEK2017-06-01
0012015-01-01CHRISTOPHER J TOMEK2016-06-06 CHRISTOPHER J TOMEK2016-06-06
0012014-01-01CHRISTOPHER J TOMEK CHRISTOPHER J TOMEK2015-06-15
0012013-01-01CHRISTOPHER TOMEK
0012012-01-01CHRISTOPHER TOMEK CHRISTOPHER TOMEK2013-06-18
0012011-01-01CHRISTOPHER TOMEK

Plan Statistics for PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN

401k plan membership statisitcs for PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN

Measure Date Value
2025: PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2025 401k membership
Total number of particpants at beginning of year2025-07-1611
Total number of particpants at end of year2025-07-1612
Number of Participants With Account Balances2025-07-1612
2024: PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2024 401k membership
Total number of particpants at beginning of year2024-09-1310
Total number of particpants at end of year2024-09-1310
Number of Participants With Account Balances2024-09-139
2014: PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016
Total number of active participants reported on line 7a of the Form 55002014-01-016
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-016
Number of participants with account balances2014-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016
Total number of active participants reported on line 7a of the Form 55002013-01-016
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-016
Number of participants with account balances2013-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016
Total number of active participants reported on line 7a of the Form 55002012-01-016
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-016
Number of participants with account balances2012-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-017
Total number of active participants reported on line 7a of the Form 55002011-01-017
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-017
Number of participants with account balances2011-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN

Measure Date Value
2025 : PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2025 401k financial data
Total transfers to/from plan in this plan year2025-07-160
Total liabilities as of the end of the plan year2025-07-160
Total liabilities as of the beginning of the plan year2025-07-160
Total expenses incurred by plan in this plan year2025-07-1645828
Net assets as of the end of the plan year2025-07-161954102
Total assets as of the beginning of the plan year2025-07-161762054
Value of plan covered by a fidelity bond2025-07-16175000
Participant contributions to plan in this plan year2025-07-1641417
Value of participant loans at end of plan year2025-07-166191
Other expenses paid from plan in this plan year2025-07-160
Other contributions to plan in this plan year2025-07-160
Other income to plan in this plan year2025-07-16187795
Plan net income in this plan year2025-07-16192048
Net assets as of the end of the plan year2025-07-161954102
Net assets as of the beginning of the plan year2025-07-161762054
Employer contributions to plan in this plan year2025-07-168664
Fees paid to broker by Benefit Provider2025-07-162453
Expensese paid to adminstrative service provicers from plan in this plan year2025-07-16121
2024 : PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-09-130
Total liabilities as of the end of the plan year2024-09-130
Total liabilities as of the beginning of the plan year2024-09-130
Total expenses incurred by plan in this plan year2024-09-1339541
Net assets as of the end of the plan year2024-09-131762054
Total assets as of the beginning of the plan year2024-09-131507086
Value of plan covered by a fidelity bond2024-09-13175000
Participant contributions to plan in this plan year2024-09-1370991
Value of participant loans at end of plan year2024-09-1314627
Other expenses paid from plan in this plan year2024-09-130
Other contributions to plan in this plan year2024-09-130
Other income to plan in this plan year2024-09-13202917
Plan net income in this plan year2024-09-13254968
Net assets as of the end of the plan year2024-09-131762054
Net assets as of the beginning of the plan year2024-09-131507086
Employer contributions to plan in this plan year2024-09-1320601
Fees paid to broker by Benefit Provider2024-09-132134
Expensese paid to adminstrative service provicers from plan in this plan year2024-09-1378
2014 : PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total income from all sources2014-12-31$113,967
Expenses. Total of all expenses incurred2014-12-31$22,245
Benefits paid (including direct rollovers)2014-12-31$22,221
Total plan assets at end of year2014-12-31$1,078,561
Total plan assets at beginning of year2014-12-31$986,839
Value of fidelity bond covering the plan2014-12-31$150,000
Total contributions received or receivable from participants2014-12-31$47,131
Expenses. Other expenses not covered elsewhere2014-12-31$24
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$53,607
Net income (gross income less expenses)2014-12-31$91,722
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,078,561
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$986,839
Assets. Value of participant loans2014-12-31$3,784
Total contributions received or receivable from employer(s)2014-12-31$13,229
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total income from all sources2013-12-31$96,869
Expenses. Total of all expenses incurred2013-12-31$20,994
Benefits paid (including direct rollovers)2013-12-31$20,970
Total plan assets at end of year2013-12-31$986,839
Total plan assets at beginning of year2013-12-31$910,964
Value of fidelity bond covering the plan2013-12-31$100,000
Total contributions received or receivable from participants2013-12-31$39,619
Expenses. Other expenses not covered elsewhere2013-12-31$24
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$53,561
Net income (gross income less expenses)2013-12-31$75,875
Net plan assets at end of year (total assets less liabilities)2013-12-31$986,839
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$910,964
Assets. Value of participant loans2013-12-31$8,457
Total contributions received or receivable from employer(s)2013-12-31$3,689
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total income from all sources2012-12-31$111,333
Expenses. Total of all expenses incurred2012-12-31$19,067
Benefits paid (including direct rollovers)2012-12-31$19,043
Total plan assets at end of year2012-12-31$910,964
Total plan assets at beginning of year2012-12-31$818,698
Value of fidelity bond covering the plan2012-12-31$100,000
Total contributions received or receivable from participants2012-12-31$39,619
Expenses. Other expenses not covered elsewhere2012-12-31$24
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$67,329
Net income (gross income less expenses)2012-12-31$92,266
Net plan assets at end of year (total assets less liabilities)2012-12-31$910,964
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$818,698
Assets. Value of participant loans2012-12-31$13,015
Total contributions received or receivable from employer(s)2012-12-31$4,385
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total income from all sources2011-12-31$80,013
Expenses. Total of all expenses incurred2011-12-31$7,901
Benefits paid (including direct rollovers)2011-12-31$7,808
Total plan assets at end of year2011-12-31$818,698
Total plan assets at beginning of year2011-12-31$746,586
Value of fidelity bond covering the plan2011-12-31$100,000
Total contributions received or receivable from participants2011-12-31$106,620
Expenses. Other expenses not covered elsewhere2011-12-31$93
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-26,607
Net income (gross income less expenses)2011-12-31$72,112
Net plan assets at end of year (total assets less liabilities)2011-12-31$818,698
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$746,586
Assets. Value of participant loans2011-12-31$17,459
Total contributions received or receivable from employer(s)2011-12-31$0
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$-1,228
Total income from all sources2010-12-31$86,647
Expenses. Total of all expenses incurred2010-12-31$720
Benefits paid (including direct rollovers)2010-12-31$695
Total plan assets at end of year2010-12-31$746,586
Total plan assets at beginning of year2010-12-31$661,887
Value of fidelity bond covering the plan2010-12-31$100,000
Total contributions received or receivable from participants2010-12-31$8,200
Expenses. Other expenses not covered elsewhere2010-12-31$25
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$33,287
Net income (gross income less expenses)2010-12-31$85,927
Net plan assets at end of year (total assets less liabilities)2010-12-31$746,586
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$661,887
Assets. Value of participant loans2010-12-31$0
Total contributions received or receivable from employer(s)2010-12-31$45,160
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0

Form 5500 Responses for PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN

2014: PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: PAUL W. KAISER & ASSOCIATES, INC. PROFIT SHARING & 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-814682
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-814682
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-814682
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-814682
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-814682
Policy instance 1

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