401k Plan data: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN plan

SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan Name	SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN
Plan identification number	002

SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SHEFSKY & FROELICH LTD has sponsored the creation of one or more 401k plans.

Company Name: SHEFSKY & FROELICH LTD

Employer identification number (EIN): 362693453

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-01-01 ARNOLA STUECK MICHAEL J SCHALLER 2014-09-29
002 2012-01-01 ARNOLA STUECK MICHAEL SCHALLER 2013-10-11
002 2011-01-01 ARNOLA STUECK MICHAEL SCHALLER 2012-10-04
002 2009-01-01 ARNOLA STUECK MICHAEL SCHALLER 2010-09-27

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2013-01-01	ARNOLA STUECK	MICHAEL J SCHALLER	2014-09-29
002	2012-01-01	ARNOLA STUECK	MICHAEL SCHALLER	2013-10-11
002	2011-01-01	ARNOLA STUECK	MICHAEL SCHALLER	2012-10-04
002	2009-01-01	ARNOLA STUECK	MICHAEL SCHALLER	2010-09-27

Plan Statistics for SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN

Measure Date Value
2013: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 126
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 28
Total of all active and inactive participants 2013-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 154
Number of participants with account balances 2013-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 124
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 23
Total of all active and inactive participants 2012-01-01 147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 148
Number of participants with account balances 2012-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 149
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 124
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 23
Total of all active and inactive participants 2011-01-01 147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 148
Number of participants with account balances 2011-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 129
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 27
Total of all active and inactive participants 2009-01-01 156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 157
Number of participants with account balances 2009-01-01 149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	126
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	28
Total of all active and inactive participants	2013-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	154
Number of participants with account balances	2013-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	124
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	23
Total of all active and inactive participants	2012-01-01	147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	148
Number of participants with account balances	2012-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	149
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	124
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	23
Total of all active and inactive participants	2011-01-01	147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	148
Number of participants with account balances	2011-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	129
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	27
Total of all active and inactive participants	2009-01-01	156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	157
Number of participants with account balances	2009-01-01	149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN

Measure	Date	Value
2013 : SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$-29,547
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$29,335
Total unrealized appreciation/depreciation of assets	2013-12-31	$-212
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$68,593
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$91,742
Total income from all sources (including contributions)	2013-12-31	$6,919,578
Total loss/gain on sale of assets	2013-12-31	$-13,455
Total of all expenses incurred	2013-12-31	$1,696,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,608,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,628,939
Value of total assets at end of year	2013-12-31	$28,065,075
Value of total assets at beginning of year	2013-12-31	$22,865,468
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$88,158
Total interest from all sources	2013-12-31	$25,254
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$268,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$268,761
Assets. Real estate other than employer real property at end of year	2013-12-31	$58,000
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$87,547
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$949,205
Participant contributions at end of year	2013-12-31	$423,846
Participant contributions at beginning of year	2013-12-31	$466,931
Participant contributions at end of year	2013-12-31	$86,019
Participant contributions at beginning of year	2013-12-31	$120,991
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$6,057,331
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$4,084,063
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$40,761
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$7,430
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$7,748
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$68,593
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$91,742
Other income not declared elsewhere	2013-12-31	$1,042,774
Administrative expenses (other) incurred	2013-12-31	$71,035
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$5,222,756
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$27,996,482
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$22,773,726
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$440,040
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$393,694
Investment advisory and management fees	2013-12-31	$17,123
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$20,353,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$17,049,725
Interest on participant loans	2013-12-31	$18,335
Interest earned on other investments	2013-12-31	$6,919
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,967,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$638,973
Employer contributions (assets) at end of year	2013-12-31	$638,973
Employer contributions (assets) at beginning of year	2013-12-31	$654,769
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,608,664
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$57,926
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$71,381
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	FINANCIAL REPORTING SERVICES LLC
Accountancy firm EIN	2013-12-31	262700223
2012 : SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$19,367
Total unrealized appreciation/depreciation of assets	2012-12-31	$19,367
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$91,742
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$92,403
Total income from all sources (including contributions)	2012-12-31	$4,187,829
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,073,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$998,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,785,586
Value of total assets at end of year	2012-12-31	$22,865,468
Value of total assets at beginning of year	2012-12-31	$19,751,465
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$75,136
Total interest from all sources	2012-12-31	$18,482
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$277,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$277,384
Assets. Real estate other than employer real property at end of year	2012-12-31	$87,547
Assets. Real estate other than employer real property at beginning of year	2012-12-31	$87,547
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,011,123
Participant contributions at end of year	2012-12-31	$466,931
Participant contributions at beginning of year	2012-12-31	$431,490
Participant contributions at end of year	2012-12-31	$120,991
Participant contributions at beginning of year	2012-12-31	$117,142
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$4,084,063
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$3,841,541
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$119,694
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$7,748
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$15,692
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$91,742
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$92,403
Other income not declared elsewhere	2012-12-31	$341,484
Administrative expenses (other) incurred	2012-12-31	$75,136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,114,664
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$22,773,726
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$19,659,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$393,694
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$306,596
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$17,049,725
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$14,289,176
Interest on participant loans	2012-12-31	$18,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,745,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$654,769
Employer contributions (assets) at end of year	2012-12-31	$654,769
Employer contributions (assets) at beginning of year	2012-12-31	$662,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$998,029
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FINANCIAL REPORTING SERVICES INC
Accountancy firm EIN	2012-12-31	262700223
2011 : SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$92,403
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,326,109
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,227,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,159,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,635,945
Value of total assets at end of year	2011-12-31	$19,751,465
Value of total assets at beginning of year	2011-12-31	$19,560,922
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$68,549
Total interest from all sources	2011-12-31	$20,418
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$271,248
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$271,248
Assets. Real estate other than employer real property at end of year	2011-12-31	$87,547
Assets. Real estate other than employer real property at beginning of year	2011-12-31	$87,547
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$968,600
Participant contributions at end of year	2011-12-31	$431,490
Participant contributions at beginning of year	2011-12-31	$432,426
Participant contributions at end of year	2011-12-31	$117,142
Participant contributions at beginning of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$3,841,541
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$3,703,378
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$5,065
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$15,692
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$301,147
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$92,403
Other income not declared elsewhere	2011-12-31	$148,894
Administrative expenses (other) incurred	2011-12-31	$68,549
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$98,140
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$19,659,062
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$19,560,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$306,596
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$354,514
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$14,289,176
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$14,040,604
Interest on participant loans	2011-12-31	$20,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-750,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$662,280
Employer contributions (assets) at end of year	2011-12-31	$662,281
Employer contributions (assets) at beginning of year	2011-12-31	$641,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,159,420
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FINANCIAL REPORTING SERVICES INC
Accountancy firm EIN	2011-12-31	262700223
2010 : SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$9,448
Total unrealized appreciation/depreciation of assets	2010-12-31	$9,448
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,649,605
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$894,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$871,329
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,611,598
Value of total assets at end of year	2010-12-31	$19,560,922
Value of total assets at beginning of year	2010-12-31	$16,805,371
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$22,725
Total interest from all sources	2010-12-31	$21,435
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$228,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$228,767
Assets. Real estate other than employer real property at end of year	2010-12-31	$87,547
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$87,547
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$913,975
Participant contributions at end of year	2010-12-31	$432,426
Participant contributions at beginning of year	2010-12-31	$317,202
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$128,896
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$3,703,378
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$3,689,894
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$56,317
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$301,147
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$12,838
Other income not declared elsewhere	2010-12-31	$426,386
Administrative expenses (other) incurred	2010-12-31	$22,725
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,755,551
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$19,560,922
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$16,805,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$354,514
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$97,161
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$14,040,604
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$11,811,924
Interest on participant loans	2010-12-31	$21,435
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,351,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$641,306
Employer contributions (assets) at end of year	2010-12-31	$641,306
Employer contributions (assets) at beginning of year	2010-12-31	$659,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$871,329
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FINANCIAL REPORTING SERVICES, INC.
Accountancy firm EIN	2010-12-31	262700223
2009 : SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN

2013: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN [EIN = 310541755]

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Company Name:	SHEFSKY & FROELICH LTD
Employer identification number (EIN):	362693453
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers