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CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 401k Plan overview

Plan NameCUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST
Plan identification number 103

CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST Benefits

No plan benefit data available

401k Sponsoring company profile

CUMMINS INC has sponsored the creation of one or more 401k plans.

Company Name:CUMMINS INC
Employer identification number (EIN):362872395

Additional information about CUMMINS INC

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 698310

More information about CUMMINS INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
1032019-01-01
1032018-01-01
1032017-01-01DONALD JACKSON
1032016-01-01DONALD JACKSON
1032015-01-01DONALD JACKSON
1032014-01-012015-10-09
1032013-01-012014-09-09
1032012-01-012013-10-01
1032011-01-012012-10-04
1032010-01-012011-08-10
1032009-01-012010-10-11
1032009-01-012010-10-11

Plan Statistics for CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST

401k plan membership statisitcs for CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST

Measure Date Value
2018: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2018 401k membership
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
2017: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2017 401k membership
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
2016: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-010
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
2015: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2015 401k membership
Total of all active and inactive participants2015-01-010
2009: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-010
Total number of active participants reported on line 7a of the Form 55002009-01-010
Total of all active and inactive participants2009-01-010
Total participants2009-01-010

Financial Data on CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST

Measure Date Value
2019 : CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$154,155,314
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$154,155,314
Total unrealized appreciation/depreciation of assets2019-12-31$154,155,314
Total unrealized appreciation/depreciation of assets2019-12-31$154,155,314
Total transfer of assets to this plan2019-12-31$1,105,191,197
Total transfer of assets to this plan2019-12-31$1,105,191,197
Total transfer of assets from this plan2019-12-31$1,174,302,125
Total transfer of assets from this plan2019-12-31$1,174,302,125
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$701,908
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$701,908
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$92,096,166
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$92,096,166
Total income from all sources (including contributions)2019-12-31$503,162,050
Total income from all sources (including contributions)2019-12-31$503,162,050
Total loss/gain on sale of assets2019-12-31$48,076,593
Total loss/gain on sale of assets2019-12-31$48,076,593
Total of all expenses incurred2019-12-31$13,528,600
Total of all expenses incurred2019-12-31$13,528,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$3,357,629,127
Value of total assets at end of year2019-12-31$3,357,629,127
Value of total assets at beginning of year2019-12-31$3,028,500,863
Value of total assets at beginning of year2019-12-31$3,028,500,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$13,528,600
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$13,528,600
Total income from rents2019-12-31$4,126,269
Total income from rents2019-12-31$4,126,269
Total interest from all sources2019-12-31$23,380,857
Total interest from all sources2019-12-31$23,380,857
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,228,007
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,228,007
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$560,975
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$560,975
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$102,981,960
Administrative expenses professional fees incurred2019-12-31$3,324,226
Administrative expenses professional fees incurred2019-12-31$3,324,226
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$184,826,868
Assets. Other investments not covered elsewhere at end of year2019-12-31$184,826,868
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$179,735,766
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$179,735,766
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$5,917,379
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$5,917,379
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$105,505,795
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$105,505,795
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$701,908
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$701,908
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$92,096,166
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$92,096,166
Other income not declared elsewhere2019-12-31$5,246,769
Other income not declared elsewhere2019-12-31$5,246,769
Administrative expenses (other) incurred2019-12-31$3,952,405
Administrative expenses (other) incurred2019-12-31$3,952,405
Total non interest bearing cash at end of year2019-12-31$12,310,911
Total non interest bearing cash at end of year2019-12-31$12,310,911
Total non interest bearing cash at beginning of year2019-12-31$-1,040,389
Total non interest bearing cash at beginning of year2019-12-31$-1,040,389
Value of net income/loss2019-12-31$489,633,450
Value of net income/loss2019-12-31$489,633,450
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,356,927,219
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,356,927,219
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,936,404,697
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,936,404,697
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$393,453,581
Assets. partnership/joint venture interests at end of year2019-12-31$393,453,581
Assets. partnership/joint venture interests at beginning of year2019-12-31$327,587,179
Investment advisory and management fees2019-12-31$2,949,757
Investment advisory and management fees2019-12-31$2,949,757
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$39,806,763
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$39,806,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$31,887,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$31,887,655
Value of interest in pooled separate accounts at end of year2019-12-31$88,580,017
Value of interest in pooled separate accounts at end of year2019-12-31$88,580,017
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest earned on other investments2019-12-31$396,360
Interest earned on other investments2019-12-31$396,360
Income. Interest from US Government securities2019-12-31$782,831
Income. Interest from US Government securities2019-12-31$782,831
Income. Interest from corporate debt instruments2019-12-31$16,456,399
Income. Interest from corporate debt instruments2019-12-31$16,456,399
Value of interest in common/collective trusts at end of year2019-12-31$1,741,741,721
Value of interest in common/collective trusts at end of year2019-12-31$1,741,741,721
Value of interest in common/collective trusts at beginning of year2019-12-31$1,609,045,813
Value of interest in common/collective trusts at beginning of year2019-12-31$1,609,045,813
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$325,738,373
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$325,738,373
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$169,629,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$169,629,003
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$169,629,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$169,629,003
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$5,745,267
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$5,745,267
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$28,286,387
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$28,286,387
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$33,288,699
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$33,288,699
Asset value of US Government securities at end of year2019-12-31$64,310,706
Asset value of US Government securities at end of year2019-12-31$64,310,706
Asset value of US Government securities at beginning of year2019-12-31$41,091,501
Asset value of US Government securities at beginning of year2019-12-31$41,091,501
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,358,133
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,358,133
Net investment gain/loss from pooled separate accounts2019-12-31$2,348,550
Net investment gain/loss from pooled separate accounts2019-12-31$2,348,550
Net investment gain or loss from common/collective trusts2019-12-31$252,543,044
Net investment gain or loss from common/collective trusts2019-12-31$252,543,044
Net gain/loss from 103.12 investment entities2019-12-31$2,698,514
Net gain/loss from 103.12 investment entities2019-12-31$2,698,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Income. Dividends from common stock2019-12-31$1,667,032
Income. Dividends from common stock2019-12-31$1,667,032
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$25,972,655
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$25,972,655
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$18,933,943
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$343,554,195
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$343,554,195
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$323,220,609
Contract administrator fees2019-12-31$3,302,212
Contract administrator fees2019-12-31$3,302,212
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$103,129,571
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$103,129,571
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$86,633,329
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Aggregate proceeds on sale of assets2019-12-31$1,327,093,976
Aggregate proceeds on sale of assets2019-12-31$1,327,093,976
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,279,017,383
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,279,017,383
2018 : CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$4,056,719
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-18,687,447
Total unrealized appreciation/depreciation of assets2018-12-31$-14,630,728
Total transfer of assets to this plan2018-12-31$4,483,448,854
Total transfer of assets from this plan2018-12-31$4,671,369,983
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$92,096,166
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$237,514,414
Total income from all sources (including contributions)2018-12-31$-26,373,807
Total loss/gain on sale of assets2018-12-31$-36,538,345
Total of all expenses incurred2018-12-31$16,822,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$3,028,500,863
Value of total assets at beginning of year2018-12-31$3,405,036,138
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$16,822,091
Total income from rents2018-12-31$4,305,323
Total interest from all sources2018-12-31$44,189,661
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,957,179
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,082,280
Assets. Real estate other than employer real property at end of year2018-12-31$102,981,960
Assets. Real estate other than employer real property at beginning of year2018-12-31$95,505,177
Administrative expenses professional fees incurred2018-12-31$3,235,272
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$179,735,766
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$248,310,574
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$105,505,795
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$153,537,301
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$92,096,166
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$237,514,414
Other income not declared elsewhere2018-12-31$6,648,548
Administrative expenses (other) incurred2018-12-31$4,620,404
Total non interest bearing cash at end of year2018-12-31$-1,040,389
Total non interest bearing cash at beginning of year2018-12-31$1,686,813
Value of net income/loss2018-12-31$-43,195,898
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,936,404,697
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,167,521,724
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$327,587,179
Assets. partnership/joint venture interests at beginning of year2018-12-31$249,683,913
Investment advisory and management fees2018-12-31$6,065,293
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$31,887,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$39,673,907
Interest earned on other investments2018-12-31$2,802,404
Income. Interest from US Government securities2018-12-31$13,802,886
Income. Interest from corporate debt instruments2018-12-31$27,135,361
Value of interest in common/collective trusts at end of year2018-12-31$1,609,045,813
Value of interest in common/collective trusts at beginning of year2018-12-31$1,040,917,292
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$169,629,003
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$42,410,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$42,410,197
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$449,010
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$33,288,699
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$37,995,458
Asset value of US Government securities at end of year2018-12-31$41,091,501
Asset value of US Government securities at beginning of year2018-12-31$642,450,139
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,972,288
Net investment gain or loss from common/collective trusts2018-12-31$-34,885,575
Net gain/loss from 103.12 investment entities2018-12-31$5,552,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Income. Dividends from common stock2018-12-31$1,874,899
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$18,933,943
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$43,655,554
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$323,220,609
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$690,248,469
Contract administrator fees2018-12-31$2,901,122
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$86,633,329
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$118,961,344
Did the plan have assets held for investment2018-12-31Yes
Aggregate proceeds on sale of assets2018-12-31$7,038,625,950
Aggregate carrying amount (costs) on sale of assets2018-12-31$7,075,164,295
2017 : CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$3,016,908
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$91,466,181
Total unrealized appreciation/depreciation of assets2017-12-31$94,483,089
Total transfer of assets to this plan2017-12-31$1,514,011,009
Total transfer of assets from this plan2017-12-31$1,446,697,279
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$237,514,414
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$178,402,253
Total income from all sources (including contributions)2017-12-31$364,460,182
Total loss/gain on sale of assets2017-12-31$70,697,858
Total of all expenses incurred2017-12-31$14,533,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$3,405,036,138
Value of total assets at beginning of year2017-12-31$2,928,683,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$14,533,459
Total income from rents2017-12-31$4,114,464
Total interest from all sources2017-12-31$44,874,463
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,230,959
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,270,158
Assets. Real estate other than employer real property at end of year2017-12-31$95,505,177
Assets. Real estate other than employer real property at beginning of year2017-12-31$89,206,360
Administrative expenses professional fees incurred2017-12-31$1,891,276
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$248,310,574
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$224,824,843
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$153,537,301
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$106,165,142
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$237,514,414
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$178,402,253
Other income not declared elsewhere2017-12-31$7,157,879
Administrative expenses (other) incurred2017-12-31$4,122,156
Total non interest bearing cash at end of year2017-12-31$1,686,813
Total non interest bearing cash at beginning of year2017-12-31$1,980,870
Value of net income/loss2017-12-31$349,926,723
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,167,521,724
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,750,281,271
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$249,683,913
Assets. partnership/joint venture interests at beginning of year2017-12-31$210,227,040
Investment advisory and management fees2017-12-31$5,948,763
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$39,673,907
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$51,663,835
Interest earned on other investments2017-12-31$2,920,745
Income. Interest from US Government securities2017-12-31$12,737,743
Income. Interest from corporate debt instruments2017-12-31$28,939,867
Value of interest in common/collective trusts at end of year2017-12-31$1,040,917,292
Value of interest in common/collective trusts at beginning of year2017-12-31$808,498,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$42,410,197
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$13,952,753
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$13,952,753
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$276,108
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$37,995,458
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$41,954,502
Asset value of US Government securities at end of year2017-12-31$642,450,139
Asset value of US Government securities at beginning of year2017-12-31$510,694,862
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$8,333,819
Net investment gain or loss from common/collective trusts2017-12-31$123,968,676
Net gain/loss from 103.12 investment entities2017-12-31$5,598,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Income. Dividends from common stock2017-12-31$3,960,801
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$43,655,554
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$41,159,672
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$690,248,469
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$591,624,010
Contract administrator fees2017-12-31$2,571,264
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$118,961,344
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$236,731,185
Did the plan have assets held for investment2017-12-31Yes
Aggregate proceeds on sale of assets2017-12-31$4,954,372,483
Aggregate carrying amount (costs) on sale of assets2017-12-31$4,883,674,625
2016 : CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$3,913,275
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-645,432
Total unrealized appreciation/depreciation of assets2016-12-31$3,267,843
Total transfer of assets to this plan2016-12-31$1,158,149,812
Total transfer of assets from this plan2016-12-31$1,241,512,626
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$178,402,253
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$77,546,131
Total income from all sources (including contributions)2016-12-31$210,919,771
Total loss/gain on sale of assets2016-12-31$52,761,540
Total of all expenses incurred2016-12-31$13,746,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$2,928,683,524
Value of total assets at beginning of year2016-12-31$2,714,017,077
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$13,746,632
Total income from rents2016-12-31$3,925,987
Total interest from all sources2016-12-31$41,760,259
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$6,224,872
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$930,625
Assets. Real estate other than employer real property at end of year2016-12-31$89,206,360
Assets. Real estate other than employer real property at beginning of year2016-12-31$82,023,781
Administrative expenses professional fees incurred2016-12-31$4,252,344
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$224,824,843
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$75,459,511
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$106,165,142
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$61,221,822
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$178,402,253
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$77,546,131
Other income not declared elsewhere2016-12-31$5,295,581
Administrative expenses (other) incurred2016-12-31$3,578,160
Total non interest bearing cash at end of year2016-12-31$1,980,870
Total non interest bearing cash at beginning of year2016-12-31$4,234,034
Value of net income/loss2016-12-31$197,173,139
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,750,281,271
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,636,470,946
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$210,227,040
Assets. partnership/joint venture interests at beginning of year2016-12-31$239,997,548
Investment advisory and management fees2016-12-31$5,916,128
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$51,663,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,415,851
Interest earned on other investments2016-12-31$3,023,192
Income. Interest from US Government securities2016-12-31$11,341,778
Income. Interest from corporate debt instruments2016-12-31$27,169,099
Value of interest in common/collective trusts at end of year2016-12-31$808,498,450
Value of interest in common/collective trusts at beginning of year2016-12-31$959,878,815
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$13,952,753
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$30,973,213
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$30,973,213
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$226,190
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$41,954,502
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$510,694,862
Asset value of US Government securities at beginning of year2016-12-31$491,188,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$603,708
Net investment gain or loss from common/collective trusts2016-12-31$92,715,176
Net gain/loss from 103.12 investment entities2016-12-31$4,364,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Income. Dividends from common stock2016-12-31$5,294,247
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$41,159,672
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$54,439,357
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$591,624,010
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$484,255,128
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$236,731,185
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$225,929,545
Did the plan have assets held for investment2016-12-31Yes
Aggregate proceeds on sale of assets2016-12-31$4,691,264,000
Aggregate carrying amount (costs) on sale of assets2016-12-31$4,638,502,460
2015 : CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$7,684,812
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-50,930,508
Total unrealized appreciation/depreciation of assets2015-12-31$-43,245,696
Total transfer of assets to this plan2015-12-31$364,566,158
Total transfer of assets from this plan2015-12-31$430,768,860
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$77,546,131
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$25,592,764
Total income from all sources (including contributions)2015-12-31$1,509,756
Total loss/gain on sale of assets2015-12-31$14,548,358
Total of all expenses incurred2015-12-31$12,603,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$2,714,017,077
Value of total assets at beginning of year2015-12-31$2,739,360,393
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,603,737
Total income from rents2015-12-31$3,692,951
Total interest from all sources2015-12-31$37,064,880
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$5,236,187
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$73,117
Assets. Real estate other than employer real property at end of year2015-12-31$82,023,781
Assets. Real estate other than employer real property at beginning of year2015-12-31$71,206,353
Administrative expenses professional fees incurred2015-12-31$1,726,291
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$75,459,511
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$80,671,988
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$61,221,822
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$40,093,517
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$77,546,131
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$25,592,764
Other income not declared elsewhere2015-12-31$5,768,750
Administrative expenses (other) incurred2015-12-31$2,440,008
Total non interest bearing cash at end of year2015-12-31$4,234,034
Total non interest bearing cash at beginning of year2015-12-31$3,229,879
Value of net income/loss2015-12-31$-11,093,981
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,636,470,946
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,713,767,629
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$239,997,548
Assets. partnership/joint venture interests at beginning of year2015-12-31$234,509,960
Investment advisory and management fees2015-12-31$6,101,763
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,415,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$46,141,609
Interest earned on other investments2015-12-31$3,257,901
Income. Interest from US Government securities2015-12-31$11,672,231
Income. Interest from corporate debt instruments2015-12-31$22,091,443
Value of interest in common/collective trusts at end of year2015-12-31$959,878,815
Value of interest in common/collective trusts at beginning of year2015-12-31$1,037,736,689
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$30,973,213
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$22,298,688
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$22,298,688
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$43,305
Asset value of US Government securities at end of year2015-12-31$491,188,472
Asset value of US Government securities at beginning of year2015-12-31$509,248,812
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$1,125
Net investment gain or loss from common/collective trusts2015-12-31$-21,556,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Income. Dividends from common stock2015-12-31$5,163,070
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$54,439,357
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$218,610,010
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$484,255,128
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$235,961,330
Contract administrator fees2015-12-31$2,335,675
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$225,929,545
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$239,651,558
Did the plan have assets held for investment2015-12-31Yes
Aggregate proceeds on sale of assets2015-12-31$3,241,882,976
Aggregate carrying amount (costs) on sale of assets2015-12-31$3,227,334,618
2014 : CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$4,950,372
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$66,264,421
Total unrealized appreciation/depreciation of assets2014-12-31$71,214,793
Total transfer of assets to this plan2014-12-31$1,277,039,579
Total transfer of assets from this plan2014-12-31$1,317,861,383
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$25,592,764
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$39,041,380
Total income from all sources (including contributions)2014-12-31$320,755,034
Total loss/gain on sale of assets2014-12-31$60,669,396
Total of all expenses incurred2014-12-31$11,823,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$2,739,360,393
Value of total assets at beginning of year2014-12-31$2,484,698,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,823,096
Total income from rents2014-12-31$3,327,050
Total interest from all sources2014-12-31$35,802,404
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$5,272,586
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$56,950
Assets. Real estate other than employer real property at end of year2014-12-31$71,206,353
Assets. Real estate other than employer real property at beginning of year2014-12-31$63,440,431
Administrative expenses professional fees incurred2014-12-31$1,505,225
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$987,168
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$80,671,988
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$31,403,452
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$40,093,517
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$19,348,740
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$25,592,764
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$39,041,380
Other income not declared elsewhere2014-12-31$5,677,694
Administrative expenses (other) incurred2014-12-31$1,700,649
Total non interest bearing cash at end of year2014-12-31$3,229,879
Total non interest bearing cash at beginning of year2014-12-31$1,203,952
Value of net income/loss2014-12-31$308,931,938
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,713,767,629
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,445,657,495
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$234,509,960
Assets. partnership/joint venture interests at beginning of year2014-12-31$232,915,536
Investment advisory and management fees2014-12-31$6,584,274
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$46,141,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Interest earned on other investments2014-12-31$3,612,069
Income. Interest from US Government securities2014-12-31$10,713,313
Income. Interest from corporate debt instruments2014-12-31$21,424,445
Value of interest in common/collective trusts at end of year2014-12-31$1,037,736,689
Value of interest in common/collective trusts at beginning of year2014-12-31$1,215,123,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$22,298,688
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$31,766,433
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$31,766,433
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$52,577
Asset value of US Government securities at end of year2014-12-31$509,248,812
Asset value of US Government securities at beginning of year2014-12-31$296,090,537
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-15,340
Net investment gain or loss from common/collective trusts2014-12-31$138,806,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Income. Dividends from common stock2014-12-31$5,215,636
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$218,610,010
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$146,424,304
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$235,961,330
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$207,318,418
Contract administrator fees2014-12-31$2,032,948
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$239,651,558
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$238,676,801
Did the plan have assets held for investment2014-12-31Yes
Aggregate proceeds on sale of assets2014-12-31$3,079,127,956
Aggregate carrying amount (costs) on sale of assets2014-12-31$3,018,458,560
2013 : CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$4,075,453
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$16,133,821
Total unrealized appreciation/depreciation of assets2013-12-31$20,209,274
Total transfer of assets to this plan2013-12-31$600,928,342
Total transfer of assets from this plan2013-12-31$650,069,898
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$39,041,380
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$41,536,686
Total income from all sources (including contributions)2013-12-31$179,560,106
Total loss/gain on sale of assets2013-12-31$-28,423,619
Total of all expenses incurred2013-12-31$12,204,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$2,484,698,875
Value of total assets at beginning of year2013-12-31$2,368,979,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,204,260
Total income from rents2013-12-31$3,136,208
Total interest from all sources2013-12-31$19,506,980
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$6,634,470
Assets. Real estate other than employer real property at end of year2013-12-31$63,440,431
Assets. Real estate other than employer real property at beginning of year2013-12-31$56,724,670
Administrative expenses professional fees incurred2013-12-31$2,095,085
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$987,168
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$3,644,302
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$31,403,452
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$43,417,147
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$19,348,740
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$31,206,846
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$39,041,380
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$41,536,686
Other income not declared elsewhere2013-12-31$3,487,495
Administrative expenses (other) incurred2013-12-31$1,505,803
Total non interest bearing cash at end of year2013-12-31$1,203,952
Total non interest bearing cash at beginning of year2013-12-31$1,829,387
Value of net income/loss2013-12-31$167,355,846
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,445,657,495
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,327,443,205
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$232,915,536
Assets. partnership/joint venture interests at beginning of year2013-12-31$229,318,044
Investment advisory and management fees2013-12-31$5,796,545
Interest earned on other investments2013-12-31$1,642,301
Income. Interest from US Government securities2013-12-31$4,063,951
Income. Interest from corporate debt instruments2013-12-31$13,641,154
Value of interest in common/collective trusts at end of year2013-12-31$1,215,123,103
Value of interest in common/collective trusts at beginning of year2013-12-31$995,816,473
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$31,766,433
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$29,989,626
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$29,989,626
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$159,574
Asset value of US Government securities at end of year2013-12-31$296,090,537
Asset value of US Government securities at beginning of year2013-12-31$434,269,121
Net investment gain or loss from common/collective trusts2013-12-31$155,009,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Income. Dividends from preferred stock2013-12-31$208,764
Income. Dividends from common stock2013-12-31$6,425,706
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$146,424,304
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$106,394,641
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$207,318,418
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$149,736,057
Contract administrator fees2013-12-31$2,806,827
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$238,676,801
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$286,633,577
Did the plan have assets held for investment2013-12-31Yes
Aggregate proceeds on sale of assets2013-12-31$2,449,773,287
Aggregate carrying amount (costs) on sale of assets2013-12-31$2,478,196,906
2012 : CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$2,882,405
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$88,321,405
Total unrealized appreciation/depreciation of assets2012-12-31$91,203,810
Total transfer of assets to this plan2012-12-31$360,612,965
Total transfer of assets from this plan2012-12-31$407,212,583
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$41,536,686
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$71,945,558
Total income from all sources (including contributions)2012-12-31$294,139,850
Total loss/gain on sale of assets2012-12-31$31,158,859
Total of all expenses incurred2012-12-31$11,075,808
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$2,368,979,891
Value of total assets at beginning of year2012-12-31$2,162,924,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,075,808
Total income from rents2012-12-31$2,823,633
Total interest from all sources2012-12-31$19,760,996
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$6,409,020
Assets. Real estate other than employer real property at end of year2012-12-31$56,724,670
Assets. Real estate other than employer real property at beginning of year2012-12-31$51,502,223
Administrative expenses professional fees incurred2012-12-31$1,031,112
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$3,644,302
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$5,605,480
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$43,417,147
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$51,378,231
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$31,206,846
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$49,120,457
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$41,536,686
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$71,945,558
Other income not declared elsewhere2012-12-31$2,479,299
Administrative expenses (other) incurred2012-12-31$1,909,199
Total non interest bearing cash at end of year2012-12-31$1,829,387
Total non interest bearing cash at beginning of year2012-12-31$6,666,797
Value of net income/loss2012-12-31$283,064,042
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,327,443,205
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,090,978,781
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$229,318,044
Assets. partnership/joint venture interests at beginning of year2012-12-31$215,063,084
Investment advisory and management fees2012-12-31$5,708,394
Interest earned on other investments2012-12-31$2,022,845
Income. Interest from US Government securities2012-12-31$2,841,625
Income. Interest from corporate debt instruments2012-12-31$14,841,791
Value of interest in common/collective trusts at end of year2012-12-31$995,816,473
Value of interest in common/collective trusts at beginning of year2012-12-31$895,458,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$29,989,626
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$17,030,473
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$17,030,473
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$54,735
Asset value of US Government securities at end of year2012-12-31$434,269,121
Asset value of US Government securities at beginning of year2012-12-31$325,825,714
Net investment gain or loss from common/collective trusts2012-12-31$140,304,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Income. Dividends from preferred stock2012-12-31$138,115
Income. Dividends from common stock2012-12-31$6,270,905
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$106,394,641
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$113,449,264
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$149,736,057
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$194,130,186
Contract administrator fees2012-12-31$2,427,103
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$286,633,577
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$237,693,844
Did the plan have assets held for investment2012-12-31Yes
Aggregate proceeds on sale of assets2012-12-31$2,351,643,280
Aggregate carrying amount (costs) on sale of assets2012-12-31$2,320,484,421
2011 : CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$4,902,570
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$84,432,513
Total unrealized appreciation/depreciation of assets2011-12-31$89,335,083
Total transfer of assets to this plan2011-12-31$382,873,488
Total transfer of assets from this plan2011-12-31$438,225,563
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$71,945,558
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$84,367,094
Total income from all sources (including contributions)2011-12-31$250,020,815
Total loss/gain on sale of assets2011-12-31$104,252,523
Total of all expenses incurred2011-12-31$10,128,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$2,162,924,339
Value of total assets at beginning of year2011-12-31$1,990,805,492
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,128,357
Total income from rents2011-12-31$1,937,948
Total interest from all sources2011-12-31$19,489,138
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$5,348,978
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$76,147
Assets. Real estate other than employer real property at end of year2011-12-31$51,502,223
Administrative expenses professional fees incurred2011-12-31$87,100
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$5,605,480
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$5,228,053
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$51,378,231
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$37,186,695
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$49,120,457
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$77,942,479
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$71,945,558
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$84,367,094
Other income not declared elsewhere2011-12-31$3,318,606
Administrative expenses (other) incurred2011-12-31$4,892,510
Total non interest bearing cash at end of year2011-12-31$6,666,797
Total non interest bearing cash at beginning of year2011-12-31$1,616,800
Value of net income/loss2011-12-31$239,892,458
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,090,978,781
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,906,438,398
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$215,063,084
Assets. partnership/joint venture interests at beginning of year2011-12-31$163,260,386
Investment advisory and management fees2011-12-31$5,148,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Interest earned on other investments2011-12-31$2,022,947
Income. Interest from US Government securities2011-12-31$1,633,135
Income. Interest from corporate debt instruments2011-12-31$15,790,888
Value of interest in common/collective trusts at end of year2011-12-31$895,458,586
Value of interest in common/collective trusts at beginning of year2011-12-31$937,779,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$17,030,473
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$10,886,540
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$10,886,540
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$42,168
Asset value of US Government securities at end of year2011-12-31$325,825,714
Asset value of US Government securities at beginning of year2011-12-31$309,229,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$59,495
Net investment gain or loss from common/collective trusts2011-12-31$26,279,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Income. Dividends from preferred stock2011-12-31$276,776
Income. Dividends from common stock2011-12-31$4,996,055
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$113,449,264
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$82,160,632
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$194,130,186
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$165,467,433
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$237,693,844
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$200,047,846
Did the plan have assets held for investment2011-12-31Yes
Aggregate proceeds on sale of assets2011-12-31$1,823,799,318
Aggregate carrying amount (costs) on sale of assets2011-12-31$1,719,546,795
2010 : CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$22,319,153
Total unrealized appreciation/depreciation of assets2010-12-31$22,319,153
Total transfer of assets to this plan2010-12-31$1,018,017,686
Total transfer of assets from this plan2010-12-31$1,050,545,057
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$84,367,094
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$153,988,376
Total income from all sources (including contributions)2010-12-31$272,078,875
Total loss/gain on sale of assets2010-12-31$85,557,528
Total of all expenses incurred2010-12-31$9,680,418
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$1,990,805,492
Value of total assets at beginning of year2010-12-31$1,830,555,688
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$9,680,418
Total interest from all sources2010-12-31$31,570,988
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$4,642,548
Administrative expenses professional fees incurred2010-12-31$443,417
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$5,228,053
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$5,003,527
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$37,186,695
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$59,589,239
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$77,942,479
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$73,301,254
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$84,367,094
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$153,988,376
Other income not declared elsewhere2010-12-31$3,835,521
Administrative expenses (other) incurred2010-12-31$7,463,623
Total non interest bearing cash at end of year2010-12-31$1,616,800
Total non interest bearing cash at beginning of year2010-12-31$1,232,812
Value of net income/loss2010-12-31$262,398,457
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,906,438,398
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,676,567,312
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$163,260,386
Assets. partnership/joint venture interests at beginning of year2010-12-31$138,966,344
Investment advisory and management fees2010-12-31$1,773,378
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$105,767,683
Interest earned on other investments2010-12-31$3,082,821
Income. Interest from US Government securities2010-12-31$2,894,325
Income. Interest from corporate debt instruments2010-12-31$25,580,726
Value of interest in common/collective trusts at end of year2010-12-31$937,779,055
Value of interest in common/collective trusts at beginning of year2010-12-31$677,460,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$10,886,540
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$8,045,149
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$8,045,149
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$13,116
Asset value of US Government securities at end of year2010-12-31$309,229,573
Asset value of US Government securities at beginning of year2010-12-31$205,504,273
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$505,401
Net investment gain or loss from common/collective trusts2010-12-31$123,647,736
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Income. Dividends from preferred stock2010-12-31$371,187
Income. Dividends from common stock2010-12-31$4,271,361
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$82,160,632
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$224,063,297
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$165,467,433
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$146,678,668
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$200,047,846
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$184,943,271
Did the plan have assets held for investment2010-12-31Yes
Aggregate proceeds on sale of assets2010-12-31$6,118,268,035
Aggregate carrying amount (costs) on sale of assets2010-12-31$6,032,710,507

Form 5500 Responses for CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST

2019: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2019 form 5500 responses
2019-01-01Type of plan entityDFE (Diect Filing Entity)
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2018: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2018 form 5500 responses
2018-01-01Type of plan entityDFE (Diect Filing Entity)
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2017: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2017 form 5500 responses
2017-01-01Type of plan entityDFE (Diect Filing Entity)
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2016: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2016 form 5500 responses
2016-01-01Type of plan entityDFE (Diect Filing Entity)
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2015: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2015 form 5500 responses
2015-01-01Type of plan entityDFE (Diect Filing Entity)
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2014: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2014 form 5500 responses
2014-01-01Type of plan entityDFE (Diect Filing Entity)
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2013: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2013 form 5500 responses
2013-01-01Type of plan entityDFE (Diect Filing Entity)
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2012: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2012 form 5500 responses
2012-01-01Type of plan entityDFE (Diect Filing Entity)
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2011: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2011 form 5500 responses
2011-01-01Type of plan entityDFE (Diect Filing Entity)
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2010: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2010 form 5500 responses
2010-01-01Type of plan entityDFE (Diect Filing Entity)
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2009: CUMMINS INC AND AFFILIATES COLLECTIVE INVESTMENT TRUST 2009 form 5500 responses
2009-01-01Type of plan entityDFE (Diect Filing Entity)
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number030480
Policy instance 1
Insurance contract or identification number030480
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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