401k Plan data: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN plan

NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 401k Plan overview

Plan Name	NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN
Plan identification number	001

NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NORTHWESTERN MEDICAL FACULTY FOUNDATION, INC. has sponsored the creation of one or more 401k plans.

Company Name: NORTHWESTERN MEDICAL FACULTY FOUNDATION, INC.

Employer identification number (EIN): 363097297

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 MICHAEL VIVODA
001 2016-01-01 JOHN ORSINI
001 2015-01-01 JOHN ORSINI
001 2014-01-01 JOHN ORSINI
001 2013-01-01 JUSTIN JOHNSON
001 2012-01-01 BRIAN WALSH
001 2011-01-01 BRIAN WALSH
001 2009-01-01 RICK BRIASCO

Plan id#	Filing Submission Date	Name of Administrator
001	2017-01-01	MICHAEL VIVODA
001	2016-01-01	JOHN ORSINI
001	2015-01-01	JOHN ORSINI
001	2014-01-01	JOHN ORSINI
001	2013-01-01	JUSTIN JOHNSON
001	2012-01-01	BRIAN WALSH
001	2011-01-01	BRIAN WALSH
001	2009-01-01	RICK BRIASCO

Plan Statistics for NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN

401k plan membership statisitcs for NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN

Measure Date Value
2017: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 4,134
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 4,018
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2,639
Number of retired or separated participants receiving benefits 2016-01-01 9
Number of other retired or separated participants entitled to future benefits 2016-01-01 1,477
Total of all active and inactive participants 2016-01-01 4,125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 9
Total participants 2016-01-01 4,134
Number of participants with account balances 2016-01-01 3,714
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 81
2015: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 4,826
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2,888
Number of retired or separated participants receiving benefits 2015-01-01 10
Number of other retired or separated participants entitled to future benefits 2015-01-01 1,528
Total of all active and inactive participants 2015-01-01 4,426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 8
Total participants 2015-01-01 4,434
Number of participants with account balances 2015-01-01 4,018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 109
2014: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4,577
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3,391
Number of retired or separated participants receiving benefits 2014-01-01 8
Number of other retired or separated participants entitled to future benefits 2014-01-01 1,422
Total of all active and inactive participants 2014-01-01 4,821
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 5
Total participants 2014-01-01 4,826
Number of participants with account balances 2014-01-01 4,385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3,674
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3,526
Number of retired or separated participants receiving benefits 2013-01-01 4
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,037
Total of all active and inactive participants 2013-01-01 4,567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 10
Total participants 2013-01-01 4,577
Number of participants with account balances 2013-01-01 4,114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 122
2012: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3,439
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,686
Number of retired or separated participants receiving benefits 2012-01-01 15
Number of other retired or separated participants entitled to future benefits 2012-01-01 971
Total of all active and inactive participants 2012-01-01 3,672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 3,674
Number of participants with account balances 2012-01-01 3,674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 56
2011: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3,412
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,507
Number of retired or separated participants receiving benefits 2011-01-01 10
Number of other retired or separated participants entitled to future benefits 2011-01-01 918
Total of all active and inactive participants 2011-01-01 3,435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 4
Total participants 2011-01-01 3,439
Number of participants with account balances 2011-01-01 3,004
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 120
2009: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,931
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,817
Number of retired or separated participants receiving benefits 2009-01-01 4
Number of other retired or separated participants entitled to future benefits 2009-01-01 524
Total of all active and inactive participants 2009-01-01 3,345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 3,347
Number of participants with account balances 2009-01-01 2,869
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 15

Measure	Date	Value
2017: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	4,134
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	4,018
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2,639
Number of retired or separated participants receiving benefits	2016-01-01	9
Number of other retired or separated participants entitled to future benefits	2016-01-01	1,477
Total of all active and inactive participants	2016-01-01	4,125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	9
Total participants	2016-01-01	4,134
Number of participants with account balances	2016-01-01	3,714
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	81
2015: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	4,826
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2,888
Number of retired or separated participants receiving benefits	2015-01-01	10
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,528
Total of all active and inactive participants	2015-01-01	4,426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	8
Total participants	2015-01-01	4,434
Number of participants with account balances	2015-01-01	4,018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	109
2014: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4,577
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3,391
Number of retired or separated participants receiving benefits	2014-01-01	8
Number of other retired or separated participants entitled to future benefits	2014-01-01	1,422
Total of all active and inactive participants	2014-01-01	4,821
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	5
Total participants	2014-01-01	4,826
Number of participants with account balances	2014-01-01	4,385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3,674
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3,526
Number of retired or separated participants receiving benefits	2013-01-01	4
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,037
Total of all active and inactive participants	2013-01-01	4,567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	10
Total participants	2013-01-01	4,577
Number of participants with account balances	2013-01-01	4,114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	122
2012: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3,439
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,686
Number of retired or separated participants receiving benefits	2012-01-01	15
Number of other retired or separated participants entitled to future benefits	2012-01-01	971
Total of all active and inactive participants	2012-01-01	3,672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	3,674
Number of participants with account balances	2012-01-01	3,674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	56
2011: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3,412
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,507
Number of retired or separated participants receiving benefits	2011-01-01	10
Number of other retired or separated participants entitled to future benefits	2011-01-01	918
Total of all active and inactive participants	2011-01-01	3,435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	4
Total participants	2011-01-01	3,439
Number of participants with account balances	2011-01-01	3,004
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	120
2009: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,931
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,817
Number of retired or separated participants receiving benefits	2009-01-01	4
Number of other retired or separated participants entitled to future benefits	2009-01-01	524
Total of all active and inactive participants	2009-01-01	3,345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	3,347
Number of participants with account balances	2009-01-01	2,869
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	15

Financial Data on NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN

Measure	Date	Value
2017 : NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$77,281,851
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$743,072,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$742,717,144
Expenses. Certain deemed distributions of participant loans	2017-12-31	$89,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$25,684
Value of total assets at end of year	2017-12-31	$0
Value of total assets at beginning of year	2017-12-31	$665,790,868
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$266,480
Total interest from all sources	2017-12-31	$2,892,287
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$4,533,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$4,533,550
Administrative expenses professional fees incurred	2017-12-31	$141,190
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$1,957,653
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$25,684
Other income not declared elsewhere	2017-12-31	$347,875
Administrative expenses (other) incurred	2017-12-31	$125,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-665,790,868
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$665,790,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$546,613,116
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$5,955,010
Interest on participant loans	2017-12-31	$54,029
Interest earned on other investments	2017-12-31	$2,838,258
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$111,265,089
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$189,532,426
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$69,482,455
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$553,184,718
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2017-12-31	346565596
2016 : NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$46,170,881
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$47,535,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$47,407,136
Expenses. Certain deemed distributions of participant loans	2016-12-31	$57,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$748,647
Value of total assets at end of year	2016-12-31	$665,790,868
Value of total assets at beginning of year	2016-12-31	$667,155,359
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$71,175
Total interest from all sources	2016-12-31	$4,473,831
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$18,498,913
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$18,498,913
Administrative expenses professional fees incurred	2016-12-31	$13,201
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Participant contributions at end of year	2016-12-31	$1,957,653
Participant contributions at beginning of year	2016-12-31	$2,897,918
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$748,647
Other income not declared elsewhere	2016-12-31	$344,755
Administrative expenses (other) incurred	2016-12-31	$37,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-1,364,491
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$665,790,868
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$667,155,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$546,613,116
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$545,715,271
Value of interest in pooled separate accounts at end of year	2016-12-31	$5,955,010
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$6,646,011
Interest on participant loans	2016-12-31	$104,078
Interest earned on other investments	2016-12-31	$4,369,753
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$111,265,089
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$111,896,159
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$490,240
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$21,772,602
Net investment gain/loss from pooled separate accounts	2016-12-31	$332,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$46,916,896
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2016-12-31	346565596
2015 : NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$11,294,318
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$41,204,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$40,804,146
Expenses. Certain deemed distributions of participant loans	2015-12-31	$136,854
Value of total corrective distributions	2015-12-31	$3,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,278,149
Value of total assets at end of year	2015-12-31	$667,155,359
Value of total assets at beginning of year	2015-12-31	$697,065,660
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$260,470
Total interest from all sources	2015-12-31	$4,295,557
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$26,042,231
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$26,042,231
Administrative expenses professional fees incurred	2015-12-31	$12,878
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$5,149
Participant contributions at end of year	2015-12-31	$2,897,918
Participant contributions at beginning of year	2015-12-31	$3,075,728
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$746,000
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,242,000
Other income not declared elsewhere	2015-12-31	$493,506
Administrative expenses (other) incurred	2015-12-31	$247,592
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-29,910,301
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$667,155,359
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$697,065,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$545,715,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$570,015,841
Value of interest in pooled separate accounts at end of year	2015-12-31	$6,646,011
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$7,223,055
Interest on participant loans	2015-12-31	$134,622
Interest earned on other investments	2015-12-31	$4,160,935
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$111,896,159
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$115,284,036
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-21,373,376
Net investment gain/loss from pooled separate accounts	2015-12-31	$558,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$31,000
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$721,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$40,804,146
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2015-12-31	346565596
2014 : NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$102,783,631
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$33,596,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$33,324,618
Expenses. Certain deemed distributions of participant loans	2014-12-31	$159,248
Value of total corrective distributions	2014-12-31	$8,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$53,484,630
Value of total assets at end of year	2014-12-31	$697,065,660
Value of total assets at beginning of year	2014-12-31	$627,878,097
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$103,618
Total interest from all sources	2014-12-31	$4,400,449
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$24,679,137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$24,679,137
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$17,106,516
Participant contributions at end of year	2014-12-31	$3,075,728
Participant contributions at beginning of year	2014-12-31	$2,923,681
Participant contributions at end of year	2014-12-31	$746,000
Participant contributions at beginning of year	2014-12-31	$939,000
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$8,536,398
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$62,000
Other income not declared elsewhere	2014-12-31	$267,544
Administrative expenses (other) incurred	2014-12-31	$103,618
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$69,187,563
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$697,065,660
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$627,878,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$570,015,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$502,811,560
Value of interest in pooled separate accounts at end of year	2014-12-31	$7,223,055
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$6,816,623
Interest on participant loans	2014-12-31	$126,823
Interest earned on other investments	2014-12-31	$4,271,991
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$1,635
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$115,284,036
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$113,254,233
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$518,154
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$19,142,224
Net investment gain/loss from pooled separate accounts	2014-12-31	$809,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$27,841,716
Employer contributions (assets) at end of year	2014-12-31	$721,000
Employer contributions (assets) at beginning of year	2014-12-31	$1,071,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$32,806,464
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2014-12-31	346565596
2013 : NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$144,147,447
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$24,542,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$24,385,609
Expenses. Certain deemed distributions of participant loans	2013-12-31	$112,391
Value of total corrective distributions	2013-12-31	$4,991
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$49,101,991
Value of total assets at end of year	2013-12-31	$627,878,097
Value of total assets at beginning of year	2013-12-31	$508,273,606
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$39,965
Total interest from all sources	2013-12-31	$3,689,610
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$16,242,836
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$16,242,836
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$15,442,991
Participant contributions at end of year	2013-12-31	$2,923,681
Participant contributions at beginning of year	2013-12-31	$3,470,367
Participant contributions at end of year	2013-12-31	$939,000
Participant contributions at beginning of year	2013-12-31	$845,249
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$7,514,000
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$62,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$464,817
Administrative expenses (other) incurred	2013-12-31	$39,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$119,604,491
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$627,878,097
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$508,273,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$502,811,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$393,631,286
Value of interest in pooled separate accounts at end of year	2013-12-31	$6,816,623
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$7,105,919
Interest on participant loans	2013-12-31	$121,262
Interest earned on other investments	2013-12-31	$3,568,348
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$113,254,233
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$102,227,071
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$315,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$73,990,729
Net investment gain/loss from pooled separate accounts	2013-12-31	$657,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$26,145,000
Employer contributions (assets) at end of year	2013-12-31	$1,071,000
Employer contributions (assets) at beginning of year	2013-12-31	$993,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$24,070,609
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2013-12-31	346565596
2012 : NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$90,799,872
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$27,335,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$27,301,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$38,368,455
Value of total assets at end of year	2012-12-31	$508,273,606
Value of total assets at beginning of year	2012-12-31	$444,809,485
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$34,387
Total interest from all sources	2012-12-31	$833,546
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$7,936,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$7,936,525
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$12,932,740
Participant contributions at end of year	2012-12-31	$3,470,367
Participant contributions at beginning of year	2012-12-31	$3,260,176
Participant contributions at end of year	2012-12-31	$845,249
Participant contributions at beginning of year	2012-12-31	$694,898
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$3,216,046
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$2,661,084
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$63,464,121
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$508,273,606
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$444,809,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$393,631,286
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$347,048,488
Value of interest in pooled separate accounts at end of year	2012-12-31	$7,105,919
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$6,386,810
Interest on participant loans	2012-12-31	$137,772
Interest earned on other investments	2012-12-31	$695,774
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$102,227,071
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$86,551,683
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$435,075
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$40,351,399
Net investment gain/loss from pooled separate accounts	2012-12-31	$648,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$22,219,669
Employer contributions (assets) at end of year	2012-12-31	$993,714
Employer contributions (assets) at beginning of year	2012-12-31	$867,430
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$26,866,289
Contract administrator fees	2012-12-31	$34,387
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2012-12-31	350921680
2011 : NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$13,693
Total income from all sources (including contributions)	2011-12-31	$29,760,648
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$18,183,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$18,154,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$36,777,731
Value of total assets at end of year	2011-12-31	$444,809,485
Value of total assets at beginning of year	2011-12-31	$433,246,183
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$29,630
Total interest from all sources	2011-12-31	$2,974,628
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$6,227,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$6,227,457
Administrative expenses professional fees incurred	2011-12-31	$29,630
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$11,378,568
Participant contributions at end of year	2011-12-31	$3,260,176
Participant contributions at beginning of year	2011-12-31	$2,756,128
Participant contributions at end of year	2011-12-31	$694,898
Participant contributions at beginning of year	2011-12-31	$763,612
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$5,100,095
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$13,693
Other income not declared elsewhere	2011-12-31	$402,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$11,576,995
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$444,809,485
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$433,232,490
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$347,048,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$341,825,599
Value of interest in pooled separate accounts at end of year	2011-12-31	$6,386,810
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$5,715,620
Interest on participant loans	2011-12-31	$127,990
Interest earned on other investments	2011-12-31	$2,846,638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$86,551,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$81,240,682
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$4,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-17,355,019
Net investment gain/loss from pooled separate accounts	2011-12-31	$732,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$20,299,068
Employer contributions (assets) at end of year	2011-12-31	$867,430
Employer contributions (assets) at beginning of year	2011-12-31	$944,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$18,149,109
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2011-12-31	350921680
2010 : NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$13,693
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$15,916
Total income from all sources (including contributions)	2010-12-31	$77,783,587
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$15,043,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$14,884,708
Expenses. Certain deemed distributions of participant loans	2010-12-31	$117,433
Value of total corrective distributions	2010-12-31	$13,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$33,567,900
Value of total assets at end of year	2010-12-31	$433,246,183
Value of total assets at beginning of year	2010-12-31	$370,508,734
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$28,081
Total interest from all sources	2010-12-31	$1,007,595
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$4,162,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$4,162,717
Administrative expenses professional fees incurred	2010-12-31	$28,081
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$11,155,353
Participant contributions at end of year	2010-12-31	$2,756,128
Participant contributions at beginning of year	2010-12-31	$2,361,139
Participant contributions at end of year	2010-12-31	$763,612
Participant contributions at beginning of year	2010-12-31	$812,472
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$1,458,362
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$13,693
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$15,916
Other income not declared elsewhere	2010-12-31	$2,046,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$62,739,672
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$433,232,490
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$370,492,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$341,825,599
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$283,040,948
Value of interest in pooled separate accounts at end of year	2010-12-31	$5,715,620
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$4,861,442
Interest on participant loans	2010-12-31	$102,001
Interest earned on other investments	2010-12-31	$905,594
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$81,240,682
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$78,584,896
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$36,342,355
Net investment gain/loss from pooled separate accounts	2010-12-31	$656,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$20,954,185
Employer contributions (assets) at end of year	2010-12-31	$944,542
Employer contributions (assets) at beginning of year	2010-12-31	$847,837
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$14,884,708
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2010-12-31	350921680
2009 : NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN

2017: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NORTHWESTERN MEDICAL FACULTY FOUNDATION TAX SHELTERED ANNUITY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150381

Policy instance

Insurance contract or identification number	150381
Number of Individuals Covered	1633
Insurance policy start date	2017-01-01
Insurance policy end date	2017-09-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA800031

Policy instance

Insurance contract or identification number	GA800031
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

194049-031

Policy instance

Insurance contract or identification number	194049-031
Number of Individuals Covered	322
Insurance policy start date	2017-01-01
Insurance policy end date	2017-09-22
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150381

Policy instance

Insurance contract or identification number	150381
Number of Individuals Covered	1485
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA800031

Policy instance

Insurance contract or identification number	GA800031
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

194049-031

Policy instance

Insurance contract or identification number	194049-031
Number of Individuals Covered	399
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

194049-031

Policy instance

Insurance contract or identification number	194049-031
Number of Individuals Covered	419
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150381

Policy instance

Insurance contract or identification number	150381
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA80031

Policy instance

Insurance contract or identification number	GA80031
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150381

Policy instance

Insurance contract or identification number	150381
Number of Individuals Covered	1543
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

194049-031

Policy instance

Insurance contract or identification number	194049-031
Number of Individuals Covered	441
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA80031

Policy instance

Insurance contract or identification number	GA80031
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

194049+031

Policy instance

Insurance contract or identification number	194049+031
Number of Individuals Covered	458
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA80031

Policy instance

Insurance contract or identification number	GA80031
Number of Individuals Covered	271
Insurance policy start date	2012-12-19
Insurance policy end date	2012-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150381

Policy instance

Insurance contract or identification number	150381
Number of Individuals Covered	1920
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

194049+031

Policy instance

Insurance contract or identification number	194049+031
Number of Individuals Covered	475
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150381

Policy instance

Insurance contract or identification number	150381
Number of Individuals Covered	1853
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150381

Policy instance

Insurance contract or identification number	150381
Number of Individuals Covered	1844
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

000220900231100

Policy instance

Insurance contract or identification number	000220900231100
Number of Individuals Covered	493
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	NORTHWESTERN MEDICAL FACULTY FOUNDATION, INC.
Employer identification number (EIN):	363097297
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)