| Plan Name | JAMES T. BORELLO & CO. PROFIT SHARING PLAN |
| Plan identification number | 001 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | JAMES T. BORELLO & CO. |
| Employer identification number (EIN): | 363688864 |
| NAIC Classification: | 523110 |
| NAIC Description: | Investment Banking and Securities Dealing |
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 001 | 2012-01-01 | JAMES BORELLO | 2013-06-21 | JAMES BORELLO | 2013-06-21 |
| 001 | 2011-01-01 | JAMES T. BORELLO | 2012-05-31 | ||
| 001 | 2010-01-01 | JAMES T. BORELLO | 2011-07-28 |