401k Plan data: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN plan

OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan Name	OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN
Plan identification number	001

OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

OFFICE OF THE SPECIAL DEPUTY RECEIVER has sponsored the creation of one or more 401k plans.

Company Name: OFFICE OF THE SPECIAL DEPUTY RECEIVER

Employer identification number (EIN): 363757445

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 KEVIN BELL
001 2016-01-01 KEVIN BELL
001 2015-01-01 KEVIN BELL
001 2015-01-01
001 2014-01-01 NOEMI MEDINA 2015-06-30
001 2013-01-01 KEVIN L. BELL 2014-10-10 KEVIN L. BELL 2014-10-10
001 2012-01-01 MICHAEL T. GLEESON 2013-06-28
001 2011-01-01 MICHAEL T. GLEESON 2012-09-06
001 2010-01-01 MICHAEL T. GLEESON
001 2009-01-01 MICHAEL T. GLEESON

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	KEVIN BELL
001	2016-01-01	KEVIN BELL
001	2015-01-01	KEVIN BELL
001	2015-01-01
001	2014-01-01	NOEMI MEDINA	2015-06-30
001	2013-01-01	KEVIN L. BELL	2014-10-10	KEVIN L. BELL	2014-10-10
001	2012-01-01	MICHAEL T. GLEESON	2013-06-28
001	2011-01-01	MICHAEL T. GLEESON	2012-09-06
001	2010-01-01	MICHAEL T. GLEESON
001	2009-01-01	MICHAEL T. GLEESON

Plan Statistics for OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN

Measure Date Value
2022: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,082
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 94
Number of retired or separated participants receiving benefits 2022-01-01 197
Number of other retired or separated participants entitled to future benefits 2022-01-01 674
Total of all active and inactive participants 2022-01-01 965
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 63
Total participants 2022-01-01 1,028
Number of participants with account balances 2022-01-01 1,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,164
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 101
Number of retired or separated participants receiving benefits 2021-01-01 192
Number of other retired or separated participants entitled to future benefits 2021-01-01 727
Total of all active and inactive participants 2021-01-01 1,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 62
Total participants 2021-01-01 1,082
Number of participants with account balances 2021-01-01 1,079
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,216
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 107
Number of retired or separated participants receiving benefits 2020-01-01 100
Number of other retired or separated participants entitled to future benefits 2020-01-01 905
Total of all active and inactive participants 2020-01-01 1,112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 52
Total participants 2020-01-01 1,164
Number of participants with account balances 2020-01-01 1,158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,308
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 116
Number of retired or separated participants receiving benefits 2019-01-01 208
Number of other retired or separated participants entitled to future benefits 2019-01-01 844
Total of all active and inactive participants 2019-01-01 1,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 48
Total participants 2019-01-01 1,216
Number of participants with account balances 2019-01-01 1,210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,431
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 144
Number of retired or separated participants receiving benefits 2018-01-01 205
Number of other retired or separated participants entitled to future benefits 2018-01-01 915
Total of all active and inactive participants 2018-01-01 1,264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 44
Total participants 2018-01-01 1,308
Number of participants with account balances 2018-01-01 1,297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,404
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 174
Number of retired or separated participants receiving benefits 2017-01-01 205
Number of other retired or separated participants entitled to future benefits 2017-01-01 1,009
Total of all active and inactive participants 2017-01-01 1,388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 43
Total participants 2017-01-01 1,431
Number of participants with account balances 2017-01-01 1,424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,435
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 126
Number of retired or separated participants receiving benefits 2016-01-01 198
Number of other retired or separated participants entitled to future benefits 2016-01-01 1,048
Total of all active and inactive participants 2016-01-01 1,372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 32
Total participants 2016-01-01 1,404
Number of participants with account balances 2016-01-01 1,395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 4
2015: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 135
Number of retired or separated participants receiving benefits 2015-01-01 202
Number of other retired or separated participants entitled to future benefits 2015-01-01 1,082
Total of all active and inactive participants 2015-01-01 1,419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 16
Total participants 2015-01-01 1,435
Number of participants with account balances 2015-01-01 1,428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2010: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 114
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 54
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 24
Total of all active and inactive participants 2010-01-01 78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 78
Number of participants with account balances 2010-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 85
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 24
Total of all active and inactive participants 2009-01-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 5
Total participants 2009-01-01 114
Number of participants with account balances 2009-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,082
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	94
Number of retired or separated participants receiving benefits	2022-01-01	197
Number of other retired or separated participants entitled to future benefits	2022-01-01	674
Total of all active and inactive participants	2022-01-01	965
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	63
Total participants	2022-01-01	1,028
Number of participants with account balances	2022-01-01	1,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,164
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	101
Number of retired or separated participants receiving benefits	2021-01-01	192
Number of other retired or separated participants entitled to future benefits	2021-01-01	727
Total of all active and inactive participants	2021-01-01	1,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	62
Total participants	2021-01-01	1,082
Number of participants with account balances	2021-01-01	1,079
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,216
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	107
Number of retired or separated participants receiving benefits	2020-01-01	100
Number of other retired or separated participants entitled to future benefits	2020-01-01	905
Total of all active and inactive participants	2020-01-01	1,112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	52
Total participants	2020-01-01	1,164
Number of participants with account balances	2020-01-01	1,158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,308
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	116
Number of retired or separated participants receiving benefits	2019-01-01	208
Number of other retired or separated participants entitled to future benefits	2019-01-01	844
Total of all active and inactive participants	2019-01-01	1,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	48
Total participants	2019-01-01	1,216
Number of participants with account balances	2019-01-01	1,210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,431
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	144
Number of retired or separated participants receiving benefits	2018-01-01	205
Number of other retired or separated participants entitled to future benefits	2018-01-01	915
Total of all active and inactive participants	2018-01-01	1,264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	44
Total participants	2018-01-01	1,308
Number of participants with account balances	2018-01-01	1,297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,404
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	174
Number of retired or separated participants receiving benefits	2017-01-01	205
Number of other retired or separated participants entitled to future benefits	2017-01-01	1,009
Total of all active and inactive participants	2017-01-01	1,388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	43
Total participants	2017-01-01	1,431
Number of participants with account balances	2017-01-01	1,424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,435
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	126
Number of retired or separated participants receiving benefits	2016-01-01	198
Number of other retired or separated participants entitled to future benefits	2016-01-01	1,048
Total of all active and inactive participants	2016-01-01	1,372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	32
Total participants	2016-01-01	1,404
Number of participants with account balances	2016-01-01	1,395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	4
2015: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	135
Number of retired or separated participants receiving benefits	2015-01-01	202
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,082
Total of all active and inactive participants	2015-01-01	1,419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	16
Total participants	2015-01-01	1,435
Number of participants with account balances	2015-01-01	1,428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2010: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	114
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	54
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	24
Total of all active and inactive participants	2010-01-01	78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	78
Number of participants with account balances	2010-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	85
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	24
Total of all active and inactive participants	2009-01-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	5
Total participants	2009-01-01	114
Number of participants with account balances	2009-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN

Measure	Date	Value
2022 : OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-45,651,688
Total of all expenses incurred	2022-12-31	$17,681,623
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$17,633,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,589,007
Value of total assets at end of year	2022-12-31	$213,161,210
Value of total assets at beginning of year	2022-12-31	$276,494,521
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$48,264
Total interest from all sources	2022-12-31	$21,277
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,400,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,400,591
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,465,572
Participant contributions at end of year	2022-12-31	$425,111
Participant contributions at beginning of year	2022-12-31	$520,948
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$391,618
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$991
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$882
Administrative expenses (other) incurred	2022-12-31	$31,672
Total non interest bearing cash at end of year	2022-12-31	$14,414
Total non interest bearing cash at beginning of year	2022-12-31	$17,856
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-63,333,311
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$213,161,210
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$276,494,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$16,592
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$51,795,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$65,635,578
Interest on participant loans	2022-12-31	$21,244
Value of interest in common/collective trusts at end of year	2022-12-31	$160,915,591
Value of interest in common/collective trusts at beginning of year	2022-12-31	$210,308,486
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$9,232
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$10,771
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$10,771
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$33
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-12,885,610
Net investment gain or loss from common/collective trusts	2022-12-31	$-36,776,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$731,817
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$17,633,359
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	KERBER, ECK & BRAECKEL
Accountancy firm EIN	2022-12-31	430352985
2021 : OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$44,625,194
Total of all expenses incurred	2021-12-31	$25,244,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$25,196,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,156,500
Value of total assets at end of year	2021-12-31	$276,494,521
Value of total assets at beginning of year	2021-12-31	$257,113,827
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$48,400
Total interest from all sources	2021-12-31	$24,188
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,621,768
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,621,768
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,522,958
Participant contributions at end of year	2021-12-31	$520,948
Participant contributions at beginning of year	2021-12-31	$480,353
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$871,942
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$882
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$918
Administrative expenses (other) incurred	2021-12-31	$45,648
Total non interest bearing cash at end of year	2021-12-31	$17,856
Total non interest bearing cash at beginning of year	2021-12-31	$4,016
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$19,380,694
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$276,494,521
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$257,113,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$2,752
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$65,635,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$60,797,794
Interest on participant loans	2021-12-31	$24,188
Value of interest in common/collective trusts at end of year	2021-12-31	$210,308,486
Value of interest in common/collective trusts at beginning of year	2021-12-31	$195,820,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$10,771
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$10,275
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$10,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$5,831,845
Net investment gain or loss from common/collective trusts	2021-12-31	$33,990,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$761,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$25,196,100
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	KERBER, ECK & BRAECKEL
Accountancy firm EIN	2021-12-31	430352985
2020 : OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$41,594,284
Total of all expenses incurred	2020-12-31	$16,746,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$16,731,356
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,347,620
Value of total assets at end of year	2020-12-31	$257,113,827
Value of total assets at beginning of year	2020-12-31	$232,265,909
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$15,010
Total interest from all sources	2020-12-31	$28,707
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,175,158
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,175,158
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,523,570
Participant contributions at end of year	2020-12-31	$480,353
Participant contributions at beginning of year	2020-12-31	$600,377
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$46,075
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$918
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$2,860
Other income not declared elsewhere	2020-12-31	$1,020
Administrative expenses (other) incurred	2020-12-31	$15,010
Total non interest bearing cash at end of year	2020-12-31	$4,016
Total non interest bearing cash at beginning of year	2020-12-31	$2,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$24,847,918
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$257,113,827
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$232,265,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$60,797,794
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$41,300,554
Interest on participant loans	2020-12-31	$28,693
Value of interest in common/collective trusts at end of year	2020-12-31	$195,820,471
Value of interest in common/collective trusts at beginning of year	2020-12-31	$190,344,092
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$10,275
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$15,251
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$15,251
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$7,549,934
Net investment gain or loss from common/collective trusts	2020-12-31	$30,491,845
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$777,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$16,731,356
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	KERBER, ECK & BRAECKEL
Accountancy firm EIN	2020-12-31	430352985
2019 : OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$46,184,249
Total of all expenses incurred	2019-12-31	$20,510,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$20,485,705
Value of total corrective distributions	2019-12-31	$2,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,839,427
Value of total assets at end of year	2019-12-31	$232,265,909
Value of total assets at beginning of year	2019-12-31	$206,591,913
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$22,107
Total interest from all sources	2019-12-31	$37,181
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$2,171,166
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$2,171,166
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,554,923
Participant contributions at end of year	2019-12-31	$600,377
Participant contributions at beginning of year	2019-12-31	$709,150
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$518,182
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$2,860
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$1,075
Other income not declared elsewhere	2019-12-31	$9,353
Administrative expenses (other) incurred	2019-12-31	$22,107
Total non interest bearing cash at end of year	2019-12-31	$2,775
Total non interest bearing cash at beginning of year	2019-12-31	$1,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$25,673,996
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$232,265,909
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$206,591,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$41,300,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$36,192,468
Interest on participant loans	2019-12-31	$37,025
Value of interest in common/collective trusts at end of year	2019-12-31	$190,344,092
Value of interest in common/collective trusts at beginning of year	2019-12-31	$169,655,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$15,251
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$32,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$32,635
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$156
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$6,914,952
Net investment gain or loss from common/collective trusts	2019-12-31	$34,212,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$766,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$20,485,705
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	KERBER, ECK & BRAECKEL
Accountancy firm EIN	2019-12-31	430352985
2018 : OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$-3,641,754
Total of all expenses incurred	2018-12-31	$20,605,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$20,587,619
Value of total corrective distributions	2018-12-31	$2,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,689,867
Value of total assets at end of year	2018-12-31	$206,591,913
Value of total assets at beginning of year	2018-12-31	$230,838,885
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$14,992
Total interest from all sources	2018-12-31	$37,672
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$2,114,459
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$2,114,459
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,769,340
Participant contributions at end of year	2018-12-31	$709,150
Participant contributions at beginning of year	2018-12-31	$749,837
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$35,454
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$1,075
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$1,953
Administrative expenses (other) incurred	2018-12-31	$14,992
Total non interest bearing cash at end of year	2018-12-31	$1,482
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-24,246,972
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$206,591,913
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$230,838,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$36,192,468
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$41,555,166
Interest on participant loans	2018-12-31	$37,608
Value of interest in common/collective trusts at end of year	2018-12-31	$169,655,103
Value of interest in common/collective trusts at beginning of year	2018-12-31	$188,502,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$32,635
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$29,137
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$29,137
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$64
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-3,360,556
Net investment gain or loss from common/collective trusts	2018-12-31	$-5,123,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$885,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$20,587,619
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	KERBER, ECK & BRAECKEL
Accountancy firm EIN	2018-12-31	430352985
2017 : OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2017 401k financial data
Total transfer of assets to this plan	2017-12-31	$16,447,344
Total income from all sources (including contributions)	2017-12-31	$33,090,592
Total of all expenses incurred	2017-12-31	$15,350,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$15,309,433
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,606,809
Value of total assets at end of year	2017-12-31	$230,838,885
Value of total assets at beginning of year	2017-12-31	$196,651,332
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$40,950
Total interest from all sources	2017-12-31	$23,738
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,987,037
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,987,037
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,632,444
Participant contributions at end of year	2017-12-31	$749,837
Participant contributions at beginning of year	2017-12-31	$367,922
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$140,624
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$1,953
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$286
Administrative expenses (other) incurred	2017-12-31	$40,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$17,740,209
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$230,838,885
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$196,651,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$41,555,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$35,156,679
Interest on participant loans	2017-12-31	$23,690
Value of interest in common/collective trusts at end of year	2017-12-31	$188,502,792
Value of interest in common/collective trusts at beginning of year	2017-12-31	$161,054,322
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$29,137
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$72,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$72,123
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$48
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$4,770,972
Net investment gain or loss from common/collective trusts	2017-12-31	$23,702,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$833,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$15,309,433
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	KERBER, ECK & BRAECKEL
Accountancy firm EIN	2017-12-31	430352985
2016 : OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$15,769,246
Total of all expenses incurred	2016-12-31	$14,480,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$14,336,333
Value of total corrective distributions	2016-12-31	$134,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,982,669
Value of total assets at end of year	2016-12-31	$196,651,332
Value of total assets at beginning of year	2016-12-31	$195,362,804
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$10,366
Total interest from all sources	2016-12-31	$17,745
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,920,190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,920,190
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,428,754
Participant contributions at end of year	2016-12-31	$367,922
Participant contributions at beginning of year	2016-12-31	$401,830
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$12,522
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$286
Administrative expenses (other) incurred	2016-12-31	$10,366
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,288,528
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$196,651,332
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$195,362,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$35,156,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$34,313,764
Interest on participant loans	2016-12-31	$17,745
Value of interest in common/collective trusts at end of year	2016-12-31	$161,054,322
Value of interest in common/collective trusts at beginning of year	2016-12-31	$160,427,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$72,123
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$219,506
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$219,506
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,256,738
Net investment gain or loss from common/collective trusts	2016-12-31	$9,591,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$541,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$14,336,333
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	KERBER, ECK & BRAECKEL
Accountancy firm EIN	2016-12-31	430352985
2015 : OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2015 401k financial data
Total transfer of assets to this plan	2015-12-31	$196,441,862
Total income from all sources (including contributions)	2015-12-31	$5,047,893
Total of all expenses incurred	2015-12-31	$20,577,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$20,506,241
Value of total corrective distributions	2015-12-31	$50,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,406,551
Value of total assets at end of year	2015-12-31	$195,362,804
Value of total assets at beginning of year	2015-12-31	$14,450,519
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$20,563
Total interest from all sources	2015-12-31	$18,898
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,976,236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,976,236
Administrative expenses professional fees incurred	2015-12-31	$10,375
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,571,965
Participant contributions at end of year	2015-12-31	$401,830
Other income not declared elsewhere	2015-12-31	$47,808
Administrative expenses (other) incurred	2015-12-31	$10,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-15,529,577
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$195,362,804
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$14,450,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$34,313,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$14,450,519
Interest on participant loans	2015-12-31	$18,874
Value of interest in common/collective trusts at end of year	2015-12-31	$160,427,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$219,506
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$24
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$665,724
Net investment gain or loss from common/collective trusts	2015-12-31	$-67,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$834,586
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$20,506,241
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	KERBER, ECK & BRAECKEL
Accountancy firm EIN	2015-12-31	430352985
2010 : OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,188,611
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,991,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,913,745
Expenses. Certain deemed distributions of participant loans	2010-12-31	$74,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$879,725
Value of total assets at end of year	2010-12-31	$13,022,542
Value of total assets at beginning of year	2010-12-31	$13,824,971
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,350
Total interest from all sources	2010-12-31	$17,854
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$208,736
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$208,736
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$586,481
Participant contributions at end of year	2010-12-31	$386,059
Participant contributions at beginning of year	2010-12-31	$251,144
Other income not declared elsewhere	2010-12-31	$901
Administrative expenses (other) incurred	2010-12-31	$2,350
Total non interest bearing cash at end of year	2010-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-802,429
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$13,022,542
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$13,824,971
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$10,176,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$10,814,610
Interest on participant loans	2010-12-31	$17,854
Value of interest in common/collective trusts at end of year	2010-12-31	$2,459,931
Value of interest in common/collective trusts at beginning of year	2010-12-31	$2,758,927
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$240
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$290
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$290
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$843,686
Net investment gain or loss from common/collective trusts	2010-12-31	$237,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$293,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,913,745
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KERBER, ECK, BREACKEL, LLP
Accountancy firm EIN	2010-12-31	430352985
2009 : OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN

2022: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Mulitple employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Mulitple employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Mulitple employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Mulitple employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2010: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: OFFICE OF THE SPECIAL DEPUTY RECEIVER SAVINGS AND INVESTMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	OFFICE OF THE SPECIAL DEPUTY RECEIVER
Employer identification number (EIN):	363757445
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages