401k Plan data: DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN plan

DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN
Plan identification number	001

DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DOHRN TRANSFER COMPANY has sponsored the creation of one or more 401k plans.

Company Name: DOHRN TRANSFER COMPANY

Employer identification number (EIN): 363875802

NAIC Classification: 493100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 MIKE HURLEY
001 2012-01-01 MIKE HURLEY
001 2011-01-01 MIKE HURLEY

Plan id#	Filing Submission Date	Name of Administrator
001	2013-01-01	MIKE HURLEY
001	2012-01-01	MIKE HURLEY
001	2011-01-01	MIKE HURLEY

Plan Statistics for DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN

Measure Date Value
2013: DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 694
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 631
Number of retired or separated participants receiving benefits 2013-01-01 26
Total of all active and inactive participants 2013-01-01 657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 658
Number of participants with account balances 2013-01-01 253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 7
2012: DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 625
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 579
Number of other retired or separated participants entitled to future benefits 2012-01-01 19
Total of all active and inactive participants 2012-01-01 598
Total participants 2012-01-01 598
Number of participants with account balances 2012-01-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 558
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 535
Number of other retired or separated participants entitled to future benefits 2011-01-01 22
Total of all active and inactive participants 2011-01-01 557
Total participants 2011-01-01 557
Number of participants with account balances 2011-01-01 259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3

Measure	Date	Value
2013: DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	694
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	631
Number of retired or separated participants receiving benefits	2013-01-01	26
Total of all active and inactive participants	2013-01-01	657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	658
Number of participants with account balances	2013-01-01	253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	7
2012: DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	625
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	579
Number of other retired or separated participants entitled to future benefits	2012-01-01	19
Total of all active and inactive participants	2012-01-01	598
Total participants	2012-01-01	598
Number of participants with account balances	2012-01-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	558
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	535
Number of other retired or separated participants entitled to future benefits	2011-01-01	22
Total of all active and inactive participants	2011-01-01	557
Total participants	2011-01-01	557
Number of participants with account balances	2011-01-01	259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3

Financial Data on DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2013 : DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,824,806
Total of all expenses incurred	2013-12-31	$392,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$385,392
Value of total corrective distributions	2013-12-31	$3,290
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$519,319
Value of total assets at end of year	2013-12-31	$8,005,464
Value of total assets at beginning of year	2013-12-31	$6,572,857
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$665,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$491,330
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$670
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$27,989
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$512,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,432,607
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$8,005,464
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,572,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,492,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,391,460
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,305,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Employer contributions (assets) at beginning of year	2013-12-31	$180,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$385,392
Contract administrator fees	2013-12-31	$3,517
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ANDERSON LOWER WHITLOW PC
Accountancy firm EIN	2013-12-31	421394940
2012 : DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,484,048
Total of all expenses incurred	2012-12-31	$788,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$785,633
Value of total corrective distributions	2012-12-31	$41
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$690,956
Value of total assets at end of year	2012-12-31	$6,572,857
Value of total assets at beginning of year	2012-12-31	$5,877,134
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,651
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$665,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$498,787
Participant contributions at end of year	2012-12-31	$670
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$11,443
Administrative expenses (other) incurred	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$695,723
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,572,857
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,877,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,391,460
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,877,134
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$793,092
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$180,726
Employer contributions (assets) at end of year	2012-12-31	$180,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$785,633
Contract administrator fees	2012-12-31	$2,651
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ANDERSON LOWER WHITLOW PC
Accountancy firm EIN	2012-12-31	421394940
2011 : DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$415,002
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$583,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$582,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$493,152
Value of total assets at end of year	2011-12-31	$5,877,134
Value of total assets at beginning of year	2011-12-31	$6,045,147
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$902
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$123,477
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$123,477
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$665,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$493,152
Administrative expenses (other) incurred	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-168,013
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,877,134
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,045,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,336,874
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,453,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$540,260
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$592,136
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$592,136
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-201,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$582,113
Contract administrator fees	2011-12-31	$902
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ANDERSON LOWER WHITLOW PC
Accountancy firm EIN	2011-12-31	421394940

Form 5500 Responses for DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN

2013: DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DOHRN TRANSFER COMPANY 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DOHRN TRANSFER COMPANY
Employer identification number (EIN):	363875802
NAIC Classification:	493100