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HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 401k Plan overview

Plan NameHEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN
Plan identification number 002

HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. has sponsored the creation of one or more 401k plans.

Company Name:HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C.
Employer identification number (EIN):364117454
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01ANN MELLOTT
0022014-01-01ANN MELLOTT
0022013-01-01ANN MELLOTT
0022012-01-01ANN MELLOTT
0022011-01-01ANN MELLOTT
0022009-01-01STEPHANIE WILLIAMS
0022009-01-01STEPHANIE WILLIAMS

Plan Statistics for HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN

401k plan membership statisitcs for HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN

Measure Date Value
2015: HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0176
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
2014: HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0160
Total number of active participants reported on line 7a of the Form 55002014-01-0160
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0116
Total of all active and inactive participants2014-01-0176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0176
Number of participants with account balances2014-01-0116
2013: HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0175
Number of other retired or separated participants entitled to future benefits2013-01-0160
Total of all active and inactive participants2013-01-0160
Total participants2013-01-0160
Number of participants with account balances2013-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0187
Total number of active participants reported on line 7a of the Form 55002012-01-0124
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0149
Total of all active and inactive participants2012-01-0174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-0175
Number of participants with account balances2012-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0197
Total number of active participants reported on line 7a of the Form 55002011-01-0130
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0156
Total of all active and inactive participants2011-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-0187
Number of participants with account balances2011-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0111
2009: HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01132
Total number of active participants reported on line 7a of the Form 55002009-01-0184
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0121
Total of all active and inactive participants2009-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01106
Number of participants with account balances2009-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN

Measure Date Value
2015 : HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-08-27$0
Total plan liabilities at end of year2015-08-27$0
Total plan liabilities at beginning of year2015-08-27$0
Total income from all sources2015-08-27$-6,984
Expenses. Total of all expenses incurred2015-08-27$463,170
Benefits paid (including direct rollovers)2015-08-27$444,406
Total plan assets at end of year2015-08-27$0
Total plan assets at beginning of year2015-08-27$470,154
Value of fidelity bond covering the plan2015-08-27$500,000
Total contributions received or receivable from participants2015-08-27$0
Expenses. Other expenses not covered elsewhere2015-08-27$0
Contributions received from other sources (not participants or employers)2015-08-27$0
Other income received2015-08-27$-6,984
Noncash contributions received2015-08-27$0
Net income (gross income less expenses)2015-08-27$-470,154
Net plan assets at end of year (total assets less liabilities)2015-08-27$0
Net plan assets at beginning of year (total assets less liabilities)2015-08-27$470,154
Total contributions received or receivable from employer(s)2015-08-27$0
Value of certain deemed distributions of participant loans2015-08-27$0
Value of corrective distributions2015-08-27$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-08-27$18,764
2014 : HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$170,692
Expenses. Total of all expenses incurred2014-12-31$3,476,679
Benefits paid (including direct rollovers)2014-12-31$3,473,251
Total plan assets at end of year2014-12-31$470,154
Total plan assets at beginning of year2014-12-31$3,776,141
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$0
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$170,692
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$-3,305,987
Net plan assets at end of year (total assets less liabilities)2014-12-31$470,154
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,776,141
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$3,428
2013 : HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$946,014
Expenses. Total of all expenses incurred2013-12-31$2,154,363
Benefits paid (including direct rollovers)2013-12-31$2,150,130
Total plan assets at end of year2013-12-31$3,776,141
Total plan assets at beginning of year2013-12-31$4,984,490
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$64,676
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$881,338
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$-1,208,349
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,776,141
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$4,984,490
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$4,233
2012 : HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$721,128
Expenses. Total of all expenses incurred2012-12-31$247,867
Benefits paid (including direct rollovers)2012-12-31$247,823
Total plan assets at end of year2012-12-31$4,984,489
Total plan assets at beginning of year2012-12-31$4,511,228
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$147,968
Other income received2012-12-31$573,160
Net income (gross income less expenses)2012-12-31$473,261
Net plan assets at end of year (total assets less liabilities)2012-12-31$4,984,489
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$4,511,228
Assets. Value of participant loans2012-12-31$0
Total contributions received or receivable from employer(s)2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$44
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$133,277
Expenses. Total of all expenses incurred2011-12-31$841,752
Benefits paid (including direct rollovers)2011-12-31$833,983
Total plan assets at end of year2011-12-31$4,511,228
Total plan assets at beginning of year2011-12-31$5,219,703
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$209,809
Other income received2011-12-31$-76,532
Net income (gross income less expenses)2011-12-31$-708,475
Net plan assets at end of year (total assets less liabilities)2011-12-31$4,511,228
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$5,219,703
Assets. Value of participant loans2011-12-31$11,073
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$7,769
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,015,120
Total of all expenses incurred2010-12-31$196,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$192,182
Expenses. Certain deemed distributions of participant loans2010-12-31$33
Value of total corrective distributions2010-12-31$302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$474,810
Value of total assets at end of year2010-12-31$5,219,703
Value of total assets at beginning of year2010-12-31$4,400,839
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,739
Total interest from all sources2010-12-31$4,056
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$105,803
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$105,803
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$399,696
Participant contributions at end of year2010-12-31$16,860
Participant contributions at beginning of year2010-12-31$42,727
Participant contributions at end of year2010-12-31$5,374
Participant contributions at beginning of year2010-12-31$10,503
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$30
Administrative expenses (other) incurred2010-12-31$3,739
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$818,864
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,219,703
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,400,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,817,907
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,927,833
Interest on participant loans2010-12-31$3,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$304,478
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$283,944
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$283,944
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$157
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$430,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$75,084
Employer contributions (assets) at end of year2010-12-31$75,084
Employer contributions (assets) at beginning of year2010-12-31$135,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$192,182
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MELTON AND MELTON LLP
Accountancy firm EIN2010-12-31741550819
2009 : HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN

2015: HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HEMATOLOGY-ONCOLOGY ASSOCIATES OF ILLINOIS, L.L.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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