401k Plan data: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN plan

THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan Name	THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN
Plan identification number	002

THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE RJA GROUP has sponsored the creation of one or more 401k plans.

Company Name: THE RJA GROUP

Employer identification number (EIN): 364153390

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 CHRISTOPHER TUMILTY
002 2013-01-01 CHRISTOPHER TUMILTY
002 2012-01-01 CHRISTOPHER TUMILTY
002 2011-01-01 CHRISTOPHER TUMILTY
002 2009-01-01 CHRISTOPHER TUMILTY CHRISTOPHER TUMILTY 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	CHRISTOPHER TUMILTY
002	2013-01-01	CHRISTOPHER TUMILTY
002	2012-01-01	CHRISTOPHER TUMILTY
002	2011-01-01	CHRISTOPHER TUMILTY
002	2009-01-01	CHRISTOPHER TUMILTY	CHRISTOPHER TUMILTY	2010-10-15

Plan Statistics for THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN

401k plan membership statisitcs for THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2014: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 279
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 278
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 187
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 92
Total of all active and inactive participants 2013-01-01 279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 279
Number of participants with account balances 2013-01-01 265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 275
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 199
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 79
Total of all active and inactive participants 2012-01-01 278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 278
Number of participants with account balances 2012-01-01 262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 288
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 200
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 73
Total of all active and inactive participants 2011-01-01 273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 273
Number of participants with account balances 2011-01-01 257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 335
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 259
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 75
Total of all active and inactive participants 2009-01-01 334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 334
Number of participants with account balances 2009-01-01 308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	279
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	278
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	187
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	92
Total of all active and inactive participants	2013-01-01	279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	279
Number of participants with account balances	2013-01-01	265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	275
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	199
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	79
Total of all active and inactive participants	2012-01-01	278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	278
Number of participants with account balances	2012-01-01	262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	288
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	200
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	73
Total of all active and inactive participants	2011-01-01	273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	273
Number of participants with account balances	2011-01-01	257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	335
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	259
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	75
Total of all active and inactive participants	2009-01-01	334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	334
Number of participants with account balances	2009-01-01	308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN

Measure	Date	Value
2014 : THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$28,983,859
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,567,040
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,526,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,458,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,839,603
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$27,942,871
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$67,593
Total interest from all sources	2014-12-31	$9,045
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$688,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$688,474
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,343,605
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$224,349
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$31,839
Other income not declared elsewhere	2014-12-31	$3,303
Administrative expenses (other) incurred	2014-12-31	$54,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,040,988
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$27,942,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$13,566
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$27,064,841
Interest on participant loans	2014-12-31	$9,045
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$87,462
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,024,245
Net investment gain or loss from common/collective trusts	2014-12-31	$2,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$495,998
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$534,380
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,458,459
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MANNING SILVERMAN & CO
Accountancy firm EIN	2014-12-31	363682564
2013 : THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,072
Total income from all sources (including contributions)	2013-12-31	$6,874,991
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,504,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,482,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,139,341
Value of total assets at end of year	2013-12-31	$27,942,871
Value of total assets at beginning of year	2013-12-31	$24,572,964
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$21,051
Total interest from all sources	2013-12-31	$10,060
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$424,345
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$424,345
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,439,774
Participant contributions at end of year	2013-12-31	$224,349
Participant contributions at beginning of year	2013-12-31	$238,252
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$165,187
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$31,839
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$1,072
Other income not declared elsewhere	2013-12-31	$16,716
Administrative expenses (other) incurred	2013-12-31	$8,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,370,979
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$27,942,871
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$24,571,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$12,500
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$27,064,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$18,014,841
Interest on participant loans	2013-12-31	$10,001
Value of interest in common/collective trusts at end of year	2013-12-31	$87,462
Value of interest in common/collective trusts at beginning of year	2013-12-31	$5,791,368
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$30,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$30,484
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$59
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$118,064
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,254,424
Net investment gain or loss from common/collective trusts	2013-12-31	$1,030,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$534,380
Employer contributions (assets) at end of year	2013-12-31	$534,380
Employer contributions (assets) at beginning of year	2013-12-31	$379,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,482,961
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MANNING SILVERMAN & CO
Accountancy firm EIN	2013-12-31	363682564
2012 : THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$272,456
Total unrealized appreciation/depreciation of assets	2012-12-31	$272,456
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,072
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,072
Total income from all sources (including contributions)	2012-12-31	$4,997,528
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,619,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,614,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,947,166
Value of total assets at end of year	2012-12-31	$24,572,964
Value of total assets at beginning of year	2012-12-31	$22,195,046
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$5,015
Total interest from all sources	2012-12-31	$7,636
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$263,455
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$263,455
Administrative expenses professional fees incurred	2012-12-31	$5,015
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,372,592
Participant contributions at end of year	2012-12-31	$238,252
Participant contributions at beginning of year	2012-12-31	$141,002
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$194,899
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$1,072
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$1,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,377,918
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$24,571,892
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$22,193,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$18,014,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$14,488,307
Interest on participant loans	2012-12-31	$7,598
Value of interest in common/collective trusts at end of year	2012-12-31	$5,791,368
Value of interest in common/collective trusts at beginning of year	2012-12-31	$5,645,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$30,484
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,592,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,592,543
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$38
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$118,064
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$113,292
Asset value of US Government securities at end of year	2012-12-31	$0
Asset value of US Government securities at beginning of year	2012-12-31	$46,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,938,156
Net investment gain or loss from common/collective trusts	2012-12-31	$568,659
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$379,675
Employer contributions (assets) at end of year	2012-12-31	$379,955
Employer contributions (assets) at beginning of year	2012-12-31	$167,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,614,595
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MANNING SILVERMAN & CO
Accountancy firm EIN	2012-12-31	363682564
2011 : THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$97,389
Total unrealized appreciation/depreciation of assets	2011-12-31	$97,389
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,072
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,072
Total income from all sources (including contributions)	2011-12-31	$867,524
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,494,140
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,475,205
Value of total corrective distributions	2011-12-31	$14,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,499,806
Value of total assets at end of year	2011-12-31	$22,195,046
Value of total assets at beginning of year	2011-12-31	$22,821,662
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,116
Total interest from all sources	2011-12-31	$6,956
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$339,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$339,985
Administrative expenses professional fees incurred	2011-12-31	$4,080
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,325,369
Participant contributions at end of year	2011-12-31	$141,002
Participant contributions at beginning of year	2011-12-31	$220,662
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$7,261
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$1,072
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$1,072
Administrative expenses (other) incurred	2011-12-31	$36
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-626,616
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$22,193,974
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$22,820,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$14,488,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$16,555,200
Income. Interest from loans (other than to participants)	2011-12-31	$6,893
Value of interest in common/collective trusts at end of year	2011-12-31	$5,645,763
Value of interest in common/collective trusts at beginning of year	2011-12-31	$5,741,870
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,592,543
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$153,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$153,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$63
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$113,292
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$108,738
Asset value of US Government securities at end of year	2011-12-31	$46,674
Asset value of US Government securities at beginning of year	2011-12-31	$41,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,151,050
Net investment gain or loss from common/collective trusts	2011-12-31	$74,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$167,176
Employer contributions (assets) at end of year	2011-12-31	$167,465
Employer contributions (assets) at beginning of year	2011-12-31	$289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,475,205
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MANNING SILVERMAN & CO
Accountancy firm EIN	2011-12-31	363682564
2010 : THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$756,124
Total unrealized appreciation/depreciation of assets	2010-12-31	$756,124
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,072
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,072
Total income from all sources (including contributions)	2010-12-31	$4,435,202
Total loss/gain on sale of assets	2010-12-31	$15,085
Total of all expenses incurred	2010-12-31	$2,185,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,173,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,531,744
Value of total assets at end of year	2010-12-31	$22,821,662
Value of total assets at beginning of year	2010-12-31	$20,571,936
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$11,507
Total interest from all sources	2010-12-31	$11,369
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$250,664
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$243,498
Administrative expenses professional fees incurred	2010-12-31	$11,485
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,445,085
Participant contributions at end of year	2010-12-31	$220,662
Participant contributions at beginning of year	2010-12-31	$254,026
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$86,659
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$1,072
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$1,072
Administrative expenses (other) incurred	2010-12-31	$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,249,726
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$22,820,590
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$20,570,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$16,555,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$12,945,398
Income. Interest from loans (other than to participants)	2010-12-31	$11,290
Value of interest in common/collective trusts at end of year	2010-12-31	$5,741,870
Value of interest in common/collective trusts at beginning of year	2010-12-31	$5,227,577
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$153,608
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,953,407
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,953,407
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$79
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$108,738
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$104,355
Asset value of US Government securities at end of year	2010-12-31	$41,295
Asset value of US Government securities at beginning of year	2010-12-31	$86,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,833,299
Net investment gain or loss from common/collective trusts	2010-12-31	$36,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Employer contributions (assets) at end of year	2010-12-31	$289
Employer contributions (assets) at beginning of year	2010-12-31	$307
Income. Dividends from common stock	2010-12-31	$7,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,173,969
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$50,000
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$34,915
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MANNING SILVERMAN & CO
Accountancy firm EIN	2010-12-31	363682564
2009 : THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN

2014: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE RJA GROUP, INC. PROFIT SHARING AND 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE RJA GROUP
Employer identification number (EIN):	364153390
NAIC Classification:	541330
NAIC Description:	Engineering Services