401k Plan data: EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN plan

EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN
Plan identification number	001

EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EQUITY GROUP INVESTMENTS, L.L.C. has sponsored the creation of one or more 401k plans.

Company Name: EQUITY GROUP INVESTMENTS, L.L.C.

Employer identification number (EIN): 364195324

NAIC Classification: 531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 MARLENE KOSFELD LUCILLE MCFARLAND 2012-09-19
001 2009-01-01 MARLENE KOSFELD LUCILLE MCFARLAND 2010-10-08

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2011-01-01	MARLENE KOSFELD		LUCILLE MCFARLAND	2012-09-19
001	2009-01-01	MARLENE KOSFELD		LUCILLE MCFARLAND	2010-10-08

Plan Statistics for EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN

Measure Date Value
2011: EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 241
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 125
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 105
Total of all active and inactive participants 2011-01-01 230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 230
Number of participants with account balances 2011-01-01 225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2009: EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 298
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 166
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 117
Total of all active and inactive participants 2009-01-01 283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 283
Number of participants with account balances 2009-01-01 234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2011: EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	241
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	125
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	105
Total of all active and inactive participants	2011-01-01	230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	230
Number of participants with account balances	2011-01-01	225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2009: EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	298
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	166
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	117
Total of all active and inactive participants	2009-01-01	283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	283
Number of participants with account balances	2009-01-01	234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN

Measure	Date	Value
2011 : EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$25,035
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$66,924
Total income from all sources (including contributions)	2011-12-31	$1,212,313
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,777,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,777,161
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,132,067
Value of total assets at end of year	2011-12-31	$28,907,139
Value of total assets at beginning of year	2011-12-31	$30,514,358
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$482
Total interest from all sources	2011-12-31	$9,746
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$579,935
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$579,935
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,274,807
Participant contributions at end of year	2011-12-31	$125,707
Participant contributions at beginning of year	2011-12-31	$191,632
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$40,120
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$177
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$242
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$25,035
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$66,924
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,565,330
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$28,882,104
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$30,447,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$25,475,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$27,126,838
Income. Interest from loans (other than to participants)	2011-12-31	$9,746
Value of interest in common/collective trusts at end of year	2011-12-31	$2,964,662
Value of interest in common/collective trusts at beginning of year	2011-12-31	$2,881,324
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,572,398
Net investment gain or loss from common/collective trusts	2011-12-31	$62,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$817,140
Employer contributions (assets) at end of year	2011-12-31	$341,288
Employer contributions (assets) at beginning of year	2011-12-31	$314,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,777,161
Contract administrator fees	2011-12-31	$482
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MITCHELL & TITUS, LLP
Accountancy firm EIN	2011-12-31	132781641
2010 : EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$4,339,871
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$66,924
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$10,003
Total income from all sources (including contributions)	2010-12-31	$5,793,843
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$783,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$783,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,052,136
Value of total assets at end of year	2010-12-31	$30,514,358
Value of total assets at beginning of year	2010-12-31	$29,787,278
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$578
Total interest from all sources	2010-12-31	$12,269
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$584,778
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$584,778
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,125,227
Participant contributions at end of year	2010-12-31	$191,632
Participant contributions at beginning of year	2010-12-31	$175,161
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$123,049
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$242
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$4,324,963
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$66,924
Other income not declared elsewhere	2010-12-31	$3,133
Liabilities. Value of operating payables at beginning of year	2010-12-31	$10,003
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,010,030
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$30,447,434
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$29,777,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$27,126,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$22,811,090
Interest on participant loans	2010-12-31	$12,269
Value of interest in common/collective trusts at end of year	2010-12-31	$2,881,324
Value of interest in common/collective trusts at beginning of year	2010-12-31	$2,391,393
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,021,728
Net investment gain or loss from common/collective trusts	2010-12-31	$119,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$803,860
Employer contributions (assets) at end of year	2010-12-31	$314,322
Employer contributions (assets) at beginning of year	2010-12-31	$84,671
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$783,235
Contract administrator fees	2010-12-31	$578
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MITCHELL & TITUS, LLP
Accountancy firm EIN	2010-12-31	132781641
2009 : EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN

2011: EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: EQUITY GROUP INVESTMENTS, L.L.C. ADVANTAGE RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	EQUITY GROUP INVESTMENTS, L.L.C.
Employer identification number (EIN):	364195324
NAIC Classification:	531310